13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001706164
Total reported value
$780.1M
$780.1M
207 檔
25.2%
In Q3 2025, PenderFund Capital Management Ltd.'s U.S. equity holdings reached a combined market value of $780.1M, distributed across 207 disclosed stock positions.
In Q3 2025, PenderFund Capital Management Ltd. displayed an active expansion posture, initiating 102 new positions and adding to 12 existing holdings, outstripping position reductions.
Showing top 200 holdings (of 207 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AGCN 0.375 01-15-27Bond | First Majestic Silver | Bond | 8.04% | -2.33% | +1.62% | |
| 2 | PPLT | Abrdn Physical Platinum Shrs | ETF-Commodities | 7.28% | -3.02% | -3.27% | |
| 3 | EQX | Equinox Gold CORP | Stock-Other | 7.27% | -1.84% | EXIT | |
| 4 | DUK 4.125 04-15-26Bond | Duke Energy CORP | Bond | 5.90% | -4.39% | EXIT | |
| 5 | SSRMCN 2.5 04-01-39Bond | Ssr Mining Inc | Bond | 4.70% | — | -10.23% | |
| 6 | EQXCN 4.75 10-15-28Bond | Equinox Gold CORP | Bond | 3.98% | -1.98% | — | |
| 7 | SO 4.5 06-15-27Bond | Southern Co | Bond | 3.80% | -1.04% | +100.00% | |
| 8 | PDD 0 12-01-25Bond | Pdd Holdings Inc | Bond | 3.10% | — | — | |
| 9 | ESPR | Esperion Therapeutics Inc | Stock-Other | 2.98% | -0.10% | — | |
| 10 | BYND 0 03-15-27Bond | Beyond Meat Inc | Bond | 2.85% | — | — | |
| 11 | NIO 3.875 10-15-29Bond | Nio Inc | Bond | 2.80% | -0.80% | -8.94% | |
| 12 | WOLF 1.75 05-01-26Bond | Wolfspeed Inc | Bond | 2.54% | — | — | |
| 13 | PAR | Par Technology Corp/del | Stock-Other | 2.49% | +0.11% | +97.43% | |
| 14 | CDLX 4.25 04-01-29Bond | Cardlytics Inc | Bond | 2.48% | -0.13% | -20.23% | |
| 15 | WOLF 1.875 12-01-29Bond | Wolfspeed Inc | Bond | 2.45% | — | +95.61% | |
| 16 | WEATUSD | Teucrium Wheat Fund | ETF-Other | 2.41% | — | — | |
| 17 | SANG | Sangoma Technologies CORP | Stock-Other | 2.36% | +0.40% | -12.85% | |
| 18 | MGNI 0.25 03-15-26Bond | Magnite Inc | Bond | 2.35% | — | — | |
| 19 | OPK 3.75 01-15-29Bond | Opko Health Inc | Bond | 1.88% | +0.21% | — | |
| 20 | WOLF 0.25 02-15-28Bond | Wolfspeed Inc | Bond | 1.79% | — | +80.49% | |
| 21 | SLV | Ishares Silver Trust | ETF-Commodities | 1.79% | — | — | |
| 22 | TSAT | Telesat CORP | Stock-Other | 1.77% | -0.65% | +307.31% | |
| 23 | PSLV | Sprott Physical Silver Trust | Stock-Other | 1.76% | — | — | |
| 24 | PPL 2.875 03-15-28Bond | Ppl Capital Funding Inc | Bond | 1.74% | -0.81% | — | |
| 25 | WIW | Western Asst Infl-lnk Opp | Stock-Other | 1.51% | -0.28% | +1.09% | |
| 26 | BUR | Burford Capital Limited | Stock-Other | 1.50% | -0.30% | — | |
| 27 | TXNM 5.75 06-01-54Bond | Txnm Energy Inc | Bond | 1.32% | -0.26% | — | |
| 28 | NIO 4.625 10-15-30Bond | Nio Inc | Bond | 1.29% | -1.20% | -58.31% | |
| 29 | FET | Forum Energy Technologies In | Stock-Other | 1.17% | — | -31.14% | |
| 30 | NOG 3.625 04-15-29Bond | Northern Oil & Gas Inc | Bond | 0.86% | +0.53% | — | |
| 31 | ABNB 0 03-15-26Bond | Airbnb Inc | Bond | 0.83% | — | — | |
| 32 | EVH 4.5 08-15-31Bond | Evolent Health Inc | Bond | 0.68% | +1.21% | — | |
| 33 | ESPR 4 11-15-25Bond | Esperion Therapeutics | Bond | 0.51% | — | — | |
| 34 | EVH 3.5 12-01-29Bond | Evolent Health Inc | Bond | 0.41% | +0.45% | — | |
| 35 | DECK | Deckers Outdoor CORP | Stock-Consumer Disc | 0.41% | -0.08% | +9632.26% | |
| 36 | ERO | Ero Copper CORP | Stock-Other | 0.40% | -0.03% | -3.90% | |
| 37 | BN | Brookfield CORP | Stock-Financials | 0.36% | -0.07% | +29.49% | |
| 38 | IFF | Intl Flavors & Fragrances | Stock-Materials | 0.35% | -0.02% | — | |
| 39 | HXL | Hexcel CORP | Stock-Industrials | 0.34% | -0.04% | — | |
| 40 | ✓ | Adeco Agro | Stock-Other | 0.33% | -0.28% | — | |
| 41 | MOH | Molina Healthcare Inc | Stock-Healthcare | 0.33% | — | +0.67% | |
| 42 | STNE | StoneCo Ltd. | Stock-Other | 0.32% | — | -29.08% | |
| 43 | ✓ | Stock-Other | 0.25% | -0.07% | EXIT | ||
| 44 | NXE | Nexgen Energy LTD | Stock-Other | 0.24% | -0.24% | +1273.28% | |
| 45 | KKR | Kkr & Co Inc | Stock-Financials | 0.22% | -0.11% | -30.43% | |
| 46 | MRVI | Maravai Lifesciences Hldgs-a | Stock-Other | 0.20% | +0.07% | -51.75% | |
| 47 | EVR | Evercore Inc - A | Stock-Financials | 0.17% | +0.03% | — | |
| 48 | MKL | Markel Group Inc | Stock-Financials | 0.17% | -0.05% | — | |
| 49 | DHR | Danaher CORP | Stock-Healthcare | 0.16% | -0.04% | — | |
| 50 | MCHP | Microchip Technology Inc | Stock-Tech | 0.16% | -0.08% | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ESPR | Esperion Therapeutics Inc | +2.2% | — | Add |
| 2 | WOLF 1.875 12-01-29Bond | Wolfspeed Inc | +1.6% | +95.61% | Add |
| 3 | MGNI 0.25 03-15-26Bond | Magnite Inc | +1.2% | — | Add |
| 4 | PPLT | Abrdn Physical Platinum Shrs | +0.9% | -3.27% | Add |
| 5 | NXE | Nexgen Energy LTD | +0.2% | +1273.28% | Add |
| 6 | BN | Brookfield CORP | 0% | +29.49% | Add |
| 7 | ERO | Ero Copper CORP | 0% | -3.90% | Trim |
| 8 | ✓ | Vine Hill Cap Invt CORP. | 0% | — | Unchanged |
| 9 | AEBA | Allete Inc | 0% | -28.35% | Trim |
| 10 | SIMA | SIM Acquisition Corp. I | 0% | — | Unchanged |
| 11 | JBL | Jabil Inc | 0% | -32.31% | Trim |
| 12 | EDD | Morgan Stanley Emrg Mrk Dom | -0.1% | -12.16% | Trim |
| 13 | LPAAU | Launch One Acquisition Corp. | -0.1% | — | Unchanged |
| 14 | MCHP | Microchip Technology Inc | -0.1% | — | Trim |
| 15 | LAD | Lithia Motors Inc | -0.1% | — | Unchanged |
| 16 | CCRN | Cross Country Healthcare Inc | -0.1% | -40.88% | Trim |
| 17 | MKL | Markel Group Inc | -0.1% | — | Add |
| 18 | STNE | StoneCo Ltd. | -0.1% | -29.08% | Trim |
| 19 | HXL | Hexcel CORP | -0.1% | — | Add |
| 20 | BYND 0 03-15-27Bond | Beyond Meat Inc | -0.2% | — | Unchanged |
| 21 | KKR | Kkr & Co Inc | -0.2% | -30.43% | Trim |
| 22 | MRVI | Maravai Lifesciences Hldgs-a | -0.3% | -51.75% | Trim |
| 23 | ESPR 4 11-15-25Bond | Esperion Therapeutics | -0.3% | — | Unchanged |
| 24 | ✓ | -0.4% | -32.21% | Trim | |
| 25 | CLVT | Clarivate Plc | -0.5% | -75.11% | Trim |
| 26 | ABNB 0 03-15-26Bond | Airbnb Inc | -0.5% | — | Unchanged |
| 27 | EQXCN 4.75 10-15-28Bond | Equinox Gold CORP | -0.6% | — | Unchanged |
| 28 | MOH | Molina Healthcare Inc | -0.6% | +0.67% | Add |
| 29 | NIO 3.875 10-15-29Bond | Nio Inc | -0.7% | -8.94% | Trim |
| 30 | WIW | Western Asst Infl-lnk Opp | -0.9% | +1.09% | Add |
| 31 | FET | Forum Energy Technologies In | -1% | -31.14% | Trim |
| 32 | PAR | Par Technology Corp/del | -1.1% | +97.43% | Add |
| 33 | BUR | Burford Capital Limited | -1.4% | — | Trim |
| 34 | OPK 3.75 01-15-29Bond | Opko Health Inc | -1.4% | — | Unchanged |
| 35 | SSRMCN 2.5 04-01-39Bond | Ssr Mining Inc | -1.5% | -10.23% | Trim |
| 36 | PPL 2.875 03-15-28Bond | Ppl Capital Funding Inc | -1.7% | — | Trim |
| 37 | AGCN 0.375 01-15-27Bond | First Majestic Silver | -1.8% | +1.62% | Add |
| 38 | WOLF 1.75 05-01-26Bond | Wolfspeed Inc | -2% | — | Unchanged |
| 39 | SANG | Sangoma Technologies CORP | -2% | -12.85% | Trim |
| 40 | NIO 4.625 10-15-30Bond | Nio Inc | -2.1% | -58.31% | Trim |
| 41 | EQX | Equinox Gold CORP | — | NEW | New buy |
| 42 | SO 4.5 06-15-27Bond | Southern Co | — | NEW | New buy |
| 43 | PDD 0 12-01-25Bond | Pdd Holdings Inc | — | NEW | New buy |
| 44 | CDLX 4.25 04-01-29Bond | Cardlytics Inc | — | NEW | New buy |
| 45 | WEATUSD | Teucrium Wheat Fund | — | NEW | New buy |
| 46 | CDLX 1 09-15-25Bond | Cardlytics Inc | — | EXIT | Sold out |
| 47 | BAND 0.5 04-01-28Bond | Bandwidth Inc | — | EXIT | Sold out |
| 48 | WOLF 0.25 02-15-28Bond | Wolfspeed Inc | — | NEW | New buy |
| 49 | SLV | Ishares Silver Trust | — | NEW | New buy |
| 50 | TSAT | Telesat CORP | — | NEW | New buy |
According to official SEC Form 13F filings, PenderFund Capital Management Ltd. reported a total U.S. public equity portfolio value of $780.1M across 207 disclosed positions in Q3 2025.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including AGCN 0.375 01-15-27, PPLT, EQX) accounted for 25.2% of total reported equity market value during Q3 2025.
Top New Position Initiated
EQX
市值: $43.1M
Top Position Liquidated / Trimmed
CDLX 1 09-15-25
前期市值: $13.5M
During Q3 2025, PenderFund Capital Management Ltd.'s top holdings by market value included AGCN 0.375 01-15-27 (8.0%)、PPLT (7.3%)、EQX (7.3%). The largest single position, AGCN 0.375 01-15-27, represented 8.0% of total portfolio value.
In Q3 2025, PenderFund Capital Management Ltd. made 190 total portfolio adjustments, initiating 102 new buys, adding to 12 positions, trimming 18 holdings, and fully liquidating 58 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.