CIK: 0002097384
Total reported value
$360.8M
Reporting period: 2026-03-31 · Number of holdings: 120
Peak Planning Group, LLC disclosed 120 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $360.8M and a quarterly turnover rate of 13.0%.
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Peak Planning Group, LLC's disclosed holdings carry a Herfindahl concentration index of 0.049 — mathematically equivalent to about 20 equally-sized positions, well below its 120 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.23), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 36% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add PULS
+25.5% $5.9M
Trim ACIO
-87.5% -$4.0M
Add DIVO
+267.7% $3.8M
Trim MSFT
-0.3% -$3.2M
Trim AAPL
-4.7% -$2.6M
Add AMAT
+0.4% $2.2M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 11.63% | — | +6.02% | |
| 2 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 10.74% | — | +6.26% | |
| 3 | PULS | Pgim Ultra Short Bond ETF | ETF-Other | 8.08% | +1.55% | +25.53% | |
| 4 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 7.02% | -0.38% | +0.74% | |
| 5 | AAPL | Apple INC | Stock-Tech | 5.85% | -0.80% | -4.73% | |
| 6 | XMMO | Invesco S&p Midcap Momentum | ETF-Other | 4.06% | +0.58% | +12.63% | |
| 7 | RDVY | First Trust Rising Dividend | ETF-Other | 4.04% | +0.37% | +13.10% | |
| 8 | NVDA | Nvidia CORP | Stock-Tech | 2.88% | -0.18% | +1.94% | |
| 9 | MSFT | Microsoft CORP | Stock-Tech | 2.86% | -0.93% | -0.32% | |
| 10 | AMAT | Applied Materials INC | Stock-Tech | 2.41% | +0.59% | +0.42% | |
| 11 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 2.25% | — | +7.96% | |
| 12 | AMZN | Amazon.com INC | Stock-Consumer Disc | 2.09% | -0.30% | -1.88% | |
| 13 | XEADX | Allspring Income Opport | Stock-Other | 2.05% | -0.21% | -3.90% | |
| 14 | FPF | First Tr Interm Dur & INC | Stock-Other | 1.94% | -0.10% | +2.14% | |
| 15 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.58% | -0.19% | -1.20% | |
| 16 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.51% | -0.14% | +0.72% | |
| 17 | DIVO | Amplify Cwp Enhan Divid ETF | ETF-Other | 1.43% | +1.04% | +267.75% | |
| 18 | KLAC | Kla CORP | Stock-Tech | 1.36% | +0.22% | — | |
| 19 | FRDM | Freedom 100 Emeging Mrkt ETF | ETF-Other | 1.35% | +0.51% | +52.23% | |
| 20 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.35% | -0.09% | -0.25% | |
| 21 | SMH | Vaneck Semiconductor ETF | ETF-Other | 1.07% | +0.23% | +20.20% | |
| 22 | GLD | Spdr Gold Shares | ETF-Commodities | 0.92% | +0.06% | -0.71% | |
| 23 | EVTR | Eaton Vance Total Return | ETF-Other | 0.88% | — | +5.80% | |
| 24 | USHY | Ishares Broad Usd High Yield | ETF-High Yield | 0.79% | +0.21% | +40.54% | |
| 25 | AVGO | Broadcom INC | Stock-Tech | 0.63% | -0.08% | -0.69% | |
| 26 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.62% | -0.20% | -6.68% | |
| 27 | WMT | Walmart INC | Stock-Consumer Staples | 0.62% | +0.06% | +0.52% | |
| 28 | XOM | Exxon Mobil CORP | Stock-Energy | 0.60% | +0.17% | +0.41% | |
| 29 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.59% | -0.15% | -18.74% | |
| 30 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.59% | — | -0.08% | |
| 31 | ETN | Eaton Corporation plc | Stock-Industrials | 0.58% | +0.05% | -2.41% | |
| 32 | MPC | Marathon Petroleum CORP | Stock-Energy | 0.54% | +0.17% | +0.15% | |
| 33 | V | Visa Inc-class A Shares | Stock-Financials | 0.53% | -0.10% | -2.06% | |
| 34 | FXO | First Trust Financial Alphad | ETF-Other | 0.52% | — | -0.70% | |
| 35 | MID | American Century Mid Cap Gro | ETF-Other | 0.50% | — | +2.63% | |
| 36 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 0.46% | +0.05% | +2.75% | |
| 37 | QINT | American Century Qlty Diver | ETF-Other | 0.42% | +0.07% | +18.09% | |
| 38 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.41% | +0.04% | +11.12% | |
| 39 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.39% | +0.07% | +9.66% | |
| 40 | CVX | Chevron CORP | Stock-Energy | 0.36% | +0.10% | +6.25% | |
| 41 | FTCS | First Trust Capital Strength | ETF-Other | 0.34% | — | -1.75% | |
| 42 | CGGR | Cap Group Growth Equity | ETF-Other | 0.33% | — | -0.26% | |
| 43 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.33% | -0.05% | +0.71% | |
| 44 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 0.32% | — | +3.54% | |
| 45 | XLK | Ss Technology Select Sector | ETF-Tech | 0.32% | — | -0.83% | |
| 46 | GS | Goldman Sachs Group INC | Stock-Financials | 0.31% | — | -0.07% | |
| 47 | TOWN | Towne Bank | Stock-Other | 0.31% | -0.05% | -13.55% | |
| 48 | SCHW | Schwab (charles) CORP | Stock-Financials | 0.31% | — | -1.38% | |
| 49 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.30% | — | -1.28% | |
| 50 | INTC | Intel CORP | Stock-Tech | 0.27% | +0.04% | -0.99% |
Performance for Q3 2026
+5%
Performance Last 4 Quarters
+30.2%
Based on 65% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 120 | $360.8M | 13 | |
| 2025-12-31 | 120 | $356.7M | 65 | |
| 2025-09-30 | 94 | $192.0M | 25 | |
| 2025-06-30 | 90 | $156.3M | 54 | |
| 2025-03-31 | 122 | $237.8M | 15 | |
| 2024-12-31 | 116 | $240.0M | 12 | |
| 2024-09-30 | 108 | $228.1M | 19 | |
| 2024-06-30 | 105 | $203.4M | 28 | |
| 2024-03-31 | 76 | $159.6M | 19 | |
| 2023-12-31 | 70 | $139.0M | 15 | |
| 2023-09-30 | 73 | $127.7M | 9 | |
| 2023-06-30 | 77 | $134.6M | 17 | |
| 2023-03-31 | 77 | $123.2M | 15 | |
| 2022-12-31 | 80 | $113.7M | 29 | |
| 2022-09-30 | 77 | $108.0M | 25 | |
| 2022-06-30 | 78 | $119.0M | 30 | |
| 2021-12-31 | 83 | $135.4M | 22 | |
| 2021-09-30 | 77 | $116.2M | 29 | |
| 2021-03-31 | 75 | $102.5M | 42 | |
| 2020-09-30 | 49 | $71.5M | 0 |
Peak Planning Group, LLC's most significant position changes for 2026-03-31: Sold out: Kkr & Co INC (KKR); New buy: Ss Energy Select Sector (XLE); Sold out: Rtx CORP (RTX); Sold out: Antero Resources CORP (AR); New buy: Totalenergies Se (TTE).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | PULS | Pgim Ultra Short Bond ETF | +1.6% | +25.53% | Add |
| 2 | DIVO | Amplify Cwp Enhan Divid ETF | +1% | +267.75% | Add |
| 3 | AMAT | Applied Materials INC | +0.6% | +0.42% | Add |
| 4 | XMMO | Invesco S&p Midcap Momentum | +0.6% | +12.63% | Add |
| 5 | FRDM | Freedom 100 Emeging Mrkt ETF | +0.5% | +52.23% | Add |
| 6 | RDVY | First Trust Rising Dividend | +0.4% | +13.10% | Add |
| 7 | SMH | Vaneck Semiconductor ETF | +0.2% | +20.20% | Add |
| 8 | KLAC | Kla CORP | +0.2% | — | Unchanged |
| 9 | USHY | Ishares Broad Usd High Yield | +0.2% | +40.54% | Add |
| 10 | MPC | Marathon Petroleum CORP | +0.2% | +0.15% | Add |
| 11 | XOM | Exxon Mobil CORP | +0.2% | +0.41% | Add |
| 12 | CVX | Chevron CORP | +0.1% | +6.25% | Add |
| 13 | QINT | American Century Qlty Diver | +0.1% | +18.09% | Add |
| 14 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | +9.66% | Add |
| 15 | WMT | Walmart INC | +0.1% | +0.52% | Add |
| 16 | GLD | Spdr Gold Shares | +0.1% | -0.71% | Trim |
| 17 | ETN | Eaton Corporation plc | +0.1% | -2.41% | Trim |
| 18 | AVUV | Avantis US Small Cap Value | +0.1% | +2.75% | Add |
| 19 | IEFA | Ishares Core Msci Eafe ETF | 0% | +11.12% | Add |
| 20 | INTC | Intel CORP | 0% | -0.99% | Trim |
| 21 | IVV | Ishares Core S&p 500 ETF | — | +6.02% | Add |
| 22 | TSLA | Tesla INC | 0% | -2.17% | Trim |
| 23 | LLY | Eli Lilly & Co | -0.1% | +0.71% | Add |
| 24 | TOWN | Towne Bank | -0.1% | -13.55% | Trim |
| 25 | IWF | Ishares Russell 1000 Growth | -0.1% | -11.89% | Trim |
| 26 | INDA | Ishares Msci India ETF | -0.1% | -12.57% | Trim |
| 27 | RJF | Raymond James Financial INC | -0.1% | -16.80% | Trim |
| 28 | WFC | Wells Fargo & Co | -0.1% | -28.27% | Trim |
| 29 | AVGO | Broadcom INC | -0.1% | -0.69% | Trim |
| 30 | TLN | Talen Energy CORP | -0.1% | -19.68% | Trim |
| 31 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.1% | -0.25% | Trim |
| 32 | V | Visa Inc-class A Shares | -0.1% | -2.06% | Trim |
| 33 | FPF | First Tr Interm Dur & INC | -0.1% | +2.14% | Add |
| 34 | GOOGL | Alphabet Inc-cl A | -0.1% | +0.72% | Add |
| 35 | RSP | Invesco S&p 500 Equal Weight | -0.2% | -18.74% | Trim |
| 36 | NVDA | Nvidia CORP | -0.2% | +1.94% | Add |
| 37 | JPM | Jpmorgan Chase & Co | -0.2% | -1.20% | Trim |
| 38 | PLTR | Palantir Technologies Inc-a | -0.2% | -6.68% | Trim |
| 39 | XEADX | Allspring Income Opport | -0.2% | -3.90% | Trim |
| 40 | AMZN | Amazon.com INC | -0.3% | -1.88% | Trim |
| 41 | BRK-B | Berkshire Hathaway Inc-cl B | -0.4% | +0.74% | Add |
| 42 | AAPL | Apple INC | -0.8% | -4.73% | Trim |
| 43 | MSFT | Microsoft CORP | -0.9% | -0.32% | Trim |
| 44 | ACIO | Aptus Collared Invest Opp | -1.1% | -87.46% | Trim |
| 45 | KKR | Kkr & Co INC | — | EXIT | Sold out |
| 46 | XLE | Ss Energy Select Sector | — | NEW | New buy |
| 47 | RTX | Rtx CORP | — | EXIT | Sold out |
| 48 | AR | Antero Resources CORP | — | EXIT | Sold out |
| 49 | TTE | Totalenergies Se | — | NEW | New buy |
| 50 | CAT | Caterpillar INC | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-22 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-13 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2026-05-26 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2026-06-24 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2026-06-24 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2026-05-26 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2026-06-24 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2026-05-26 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2026-05-26 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2026-05-26 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2026-05-26 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2026-05-26 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2026-05-26 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2026-05-26 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2026-05-26 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2026-05-26 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2026-05-26 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2026-05-26 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2026-06-22 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2026-05-29 | 13F-HR | View on EDGAR |
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