CIK: 0001843309
Total reported value
$225.9M
Reporting period: 2026-03-31 · Number of holdings: 70
PEAK FINANCIAL ADVISORS LLC disclosed 70 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $225.9M and a quarterly turnover rate of 48.4%.
Browse other institutions with $100M to $1B AUMBrowse other institutions starting with "P"
Peak Financial Advisors LLC's disclosed holdings carry a Herfindahl concentration index of 0.045 — mathematically equivalent to about 22 equally-sized positions, well below its 70 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.47), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 18% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim CTA
-26.2% -$2.9M
Trim INDA
-25.2% -$2.2M
Trim MTBA
-8.4% -$1.9M
Trim GLDM
-17.6% -$1.8M
Add NVDA
+189.5% $2.0M
Add APA
-0.5% $1.8M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | FLXR | Tcw Flexible Income ETF | ETF-Other | 11.04% | — | -1.13% | |
| 2 | FLSP | Franklin Systematic Style Pr | ETF-Other | 8.05% | +8.05% | NEW | |
| 3 | MTBA | Simplify Mbs ETF | ETF-Other | 7.51% | -0.97% | -8.42% | |
| 4 | GLDM | Spdr Gold Minishares Trust | ETF-Commodities | 6.79% | -0.91% | -17.61% | |
| 5 | JBND | Jpmorgan Active Bond ETF | ETF-Other | 6.18% | -0.58% | -6.78% | |
| 6 | CTA | Simplify Managed Futures St | ETF-Other | 5.76% | -1.38% | -26.20% | |
| 7 | EMB | Ishares Jp Morgan Usd Emergi | ETF-Other | 4.87% | — | -1.29% | |
| 8 | ICSH | Ishares Ultra Short Duration | ETF-Other | 2.40% | +2.40% | NEW | |
| 9 | AMZN | Amazon.com INC | Stock-Consumer Disc | 2.21% | — | +14.43% | |
| 10 | CNQ | Canadian Natural Resources | Stock-Energy | 2.02% | +0.60% | +0.31% | |
| 11 | CIEN | Ciena CORP | Stock-Tech | 1.95% | +0.73% | -2.07% | |
| 12 | APA | Apa CORP | Stock-Energy | 1.93% | +0.80% | -0.46% | |
| 13 | INDA | Ishares Msci India ETF | ETF-Other | 1.78% | -1.00% | -25.24% | |
| 14 | TRGP | Targa Resources CORP | Stock-Energy | 1.56% | +0.39% | -0.45% | |
| 15 | NFLX | Netflix INC | Stock-Comm Services | 1.52% | +0.25% | +18.01% | |
| 16 | SPMO | Invesco S&p 500 Momentum ETF | ETF-Large Cap & Growth | 1.48% | -0.50% | -19.38% | |
| 17 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.44% | — | -0.06% | |
| 18 | NVDA | Nvidia CORP | Stock-Tech | 1.44% | +0.90% | +189.46% | |
| 19 | FDX | Fedex CORP | Stock-Industrials | 1.42% | — | -1.48% | |
| 20 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.35% | — | +4.36% | |
| 21 | CNP | Centerpoint Energy INC | Stock-Utilities | 1.34% | +1.34% | NEW | |
| 22 | AXP | American Express Co | Stock-Financials | 1.32% | — | +3.34% | |
| 23 | ROIV | Roivant Sciences Ltd. | Stock-Healthcare | 1.30% | +1.30% | NEW | |
| 24 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.30% | +1.30% | NEW | |
| 25 | WMT | Walmart INC | Stock-Consumer Staples | 1.23% | — | -0.04% | |
| 26 | ESI | Element Solutions INC | Stock-Materials | 1.21% | +0.31% | +0.11% | |
| 27 | CW | Curtiss-wright CORP | Stock-Industrials | 1.21% | — | -0.17% | |
| 28 | BRX | Brixmor Property Group INC | Stock-Real Estate | 1.14% | — | +4.58% | |
| 29 | ETN | Eaton Corporation plc | Stock-Industrials | 1.08% | +1.08% | NEW | |
| 30 | MA | Mastercard INC - A | Stock-Financials | 1.04% | — | -2.97% | |
| 31 | COWZ | Pacer US Cash Cows 100 ETF | ETF-Other | 0.97% | +0.97% | NEW | |
| 32 | CVS | Cvs Health CORP | Stock-Healthcare | 0.97% | -0.37% | -18.96% | |
| 33 | TEL | TE Connectivity plc | Stock-Tech | 0.97% | — | +0.91% | |
| 34 | MTH | Meritage Homes CORP | Stock-Consumer Disc | 0.91% | — | -0.09% | |
| 35 | WMG | Warner Music Group Corp-cl A | Stock-Other | 0.85% | — | -0.94% | |
| 36 | HOOD | Robinhood Markets INC - A | Stock-Financials | 0.80% | +0.80% | NEW | |
| 37 | URA | Global X Uranium ETF | ETF-Other | 0.76% | — | -0.04% | |
| 38 | BSX | Boston Scientific CORP | Stock-Healthcare | 0.69% | — | +26.73% | |
| 39 | TWLO | Twilio INC - A | Stock-Tech | 0.68% | +0.68% | NEW | |
| 40 | ADSK | Autodesk INC | Stock-Tech | 0.55% | — | +50.88% | |
| 41 | AAPL | Apple INC | Stock-Tech | 0.51% | — | +0.04% | |
| 42 | MOAT | Vaneck Morningstar Wide Moat | ETF-Other | 0.41% | — | -16.51% | |
| 43 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 0.37% | — | +44.38% | |
| 44 | KMI | Kinder Morgan INC | Stock-Energy | 0.35% | — | +0.68% | |
| 45 | BOXX | Alpha Architect 1-3 Mnth Box | ETF-Other | 0.34% | +0.34% | NEW | |
| 46 | T | At&t INC | Stock-Comm Services | 0.31% | — | +1.08% | |
| 47 | ENB | Enbridge INC | Stock-Energy | 0.29% | — | — | |
| 48 | MO | Altria Group INC | Stock-Consumer Staples | 0.29% | — | -0.29% | |
| 49 | BRW | Saba Capital Income & Opport | Stock-Other | 0.26% | — | +3.84% | |
| 50 | GS | Goldman Sachs Group INC | Stock-Financials | 0.26% | — | +0.43% |
Performance for Q3 2026
+1.9%
Performance Last 4 Quarters
+14.2%
Based on 64% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 70 | $225.9M | 48 | |
| 2025-12-31 | 87 | $222.6M | 56 | |
| 2025-09-30 | 85 | $208.4M | 100 | |
| 2025-06-30 | 87 | $195.3M | 0 | |
| 2025-03-31 | 72 | $196.5M | 100 | |
| 2024-12-31 | 74 | $192.3M | 0 | |
| 2024-09-30 | 74 | $194.5M | 0 | |
| 2024-06-30 | 72 | $174.3M | 0 | |
| 2024-03-31 | 68 | $164.2M | 0 | |
| 2023-12-31 | 71 | $149.6M | 0 | |
| 2023-09-30 | 52 | $92.5M | 0 | |
| 2023-06-30 | 68 | $127.4M | 0 | |
| 2023-03-31 | 63 | $118.4M | 0 | |
| 2022-12-31 | 66 | $109.7M | 0 | |
| 2022-09-30 | 58 | $81.3M | 0 | |
| 2022-06-30 | 65 | $101.0M | 0 | |
| 2022-03-31 | 77 | $116.7M | 0 | |
| 2021-12-31 | 78 | $129.7M | 0 | |
| 2021-09-30 | 68 | $113.7M | 0 | |
| 2021-06-30 | 71 | $116.3M | 100 | |
| 2021-03-31 | 70 | $118.6M | 71 | |
| 2020-12-31 | 54 | $116.1M | 0 |
Peak Financial Advisors LLC's most significant position changes for 2026-03-31: New buy: Franklin Systematic Style Pr (FLSP); New buy: Ishares Ultra Short Duration (ICSH); Sold out: Ishares Expanded Tech-softwa (IGV); New buy: Centerpoint Energy INC (CNP); New buy: Roivant Sciences Ltd. (ROIV).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | +0.9% | +189.46% | Add |
| 2 | APA | Apa CORP | +0.8% | -0.46% | Trim |
| 3 | CIEN | Ciena CORP | +0.7% | -2.07% | Trim |
| 4 | CNQ | Canadian Natural Resources | +0.6% | +0.31% | Add |
| 5 | TRGP | Targa Resources CORP | +0.4% | -0.45% | Trim |
| 6 | ESI | Element Solutions INC | +0.3% | +0.11% | Add |
| 7 | NFLX | Netflix INC | +0.3% | +18.01% | Add |
| 8 | CVS | Cvs Health CORP | -0.4% | -18.96% | Trim |
| 9 | SPMO | Invesco S&p 500 Momentum ETF | -0.5% | -19.38% | Trim |
| 10 | JBND | Jpmorgan Active Bond ETF | -0.6% | -6.78% | Trim |
| 11 | SPYM | Ste Str Spdr Pt S&p 500 ETF | -0.7% | -75.99% | Trim |
| 12 | GLDM | Spdr Gold Minishares Trust | -0.9% | -17.61% | Trim |
| 13 | MTBA | Simplify Mbs ETF | -1% | -8.42% | Trim |
| 14 | INDA | Ishares Msci India ETF | -1% | -25.24% | Trim |
| 15 | CTA | Simplify Managed Futures St | -1.4% | -26.20% | Trim |
| 16 | FLSP | Franklin Systematic Style Pr | — | NEW | New buy |
| 17 | ICSH | Ishares Ultra Short Duration | — | NEW | New buy |
| 18 | IGV | Ishares Expanded Tech-softwa | — | EXIT | Sold out |
| 19 | CNP | Centerpoint Energy INC | — | NEW | New buy |
| 20 | ROIV | Roivant Sciences Ltd. | — | NEW | New buy |
| 21 | BRK-B | Berkshire Hathaway Inc-cl B | — | NEW | New buy |
| 22 | MU | Micron Technology INC | — | EXIT | Sold out |
| 23 | MDGL | Madrigal Pharmaceuticals INC | — | EXIT | Sold out |
| 24 | ETN | Eaton Corporation plc | — | NEW | New buy |
| 25 | DHR | Danaher CORP | — | EXIT | Sold out |
| 26 | BTC | Grayscale Bitcoin Mini ETF | — | EXIT | Sold out |
| 27 | SRE | Sempra | — | EXIT | Sold out |
| 28 | COWZ | Pacer US Cash Cows 100 ETF | — | NEW | New buy |
| 29 | MTB | M & T Bank CORP | — | EXIT | Sold out |
| 30 | XLF | Ss Financial Select Sector | — | EXIT | Sold out |
| 31 | HOOD | Robinhood Markets INC - A | — | NEW | New buy |
| 32 | LPLA | Lpl Financial Holdings INC | — | EXIT | Sold out |
| 33 | HUBS | Hubspot INC | — | EXIT | Sold out |
| 34 | TWLO | Twilio INC - A | — | NEW | New buy |
| 35 | MSFT | Microsoft CORP | — | EXIT | Sold out |
| 36 | BOXX | Alpha Architect 1-3 Mnth Box | — | NEW | New buy |
| 37 | ORCL | Oracle CORP | — | EXIT | Sold out |
| 38 | MPWR | Monolithic Power Systems INC | — | EXIT | Sold out |
| 39 | LRCX | Lam Research CORP | — | EXIT | Sold out |
| 40 | ANET | Arista Networks INC | — | EXIT | Sold out |
| 41 | PM | Philip Morris International | — | EXIT | Sold out |
| 42 | GRMN | Garmin Ltd. | — | EXIT | Sold out |
| 43 | FFIV | F5 INC | — | EXIT | Sold out |
| 44 | META | Meta Platforms Inc-class A | — | EXIT | Sold out |
| 45 | CDNS | Cadence Design Sys INC | — | EXIT | Sold out |
| 46 | KLAC | Kla CORP | — | EXIT | Sold out |
| 47 | ALLE | Allegion plc | — | EXIT | Sold out |
| 48 | ADP | Automatic Data Processing | — | EXIT | Sold out |
| 49 | RSG | Republic Services INC | — | EXIT | Sold out |
| 50 | FAST | Fastenal Co | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-22 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-12 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-08 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-07 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-10 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-14 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-10 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-12 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-12 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-10 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-10 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-11 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-19 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-12 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-10-26 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-14 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-22 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-01-19 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-10-12 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-26 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-11 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-02 | 13F-HR | View on EDGAR |
Institutions with a similar AUM
CIK 0001483262
Total reported value
$225.9M
3 stks
2026-03-31
AUM within 0.0% of this institution
CIK 0001847820
Total reported value
$225.9M
143 stks
2026-03-31
AUM within 0.0% of this institution
CIK 0002053727
Total reported value
$225.9M
109 stks
2026-03-31
AUM within 0.0% of this institution
Institutions with overlapping top holdings
CIK 0000315054
Total reported value
$3.0B
12 stks
2026-03-31
1 of the top 5 holdings overlap, including Spdr Gold Minishares Trust
CIK 0000749763
Total reported value
$279.3M
202 stks
2026-03-31
1 of the top 5 holdings overlap, including Simplify Mbs ETF
CIK 0000913760
Total reported value
$1.9B
917 stks
2026-03-31
1 of the top 5 holdings overlap, including Jpmorgan Active Bond ETF