PI
Parasol Investment Management, LLC Historical SEC 13F Holdings & Archive (Q1 2017)
Parasol Investment Management, LLCCIK: 0001591925
Diversified strategyContrarianHigh-turnover trader
Total reported value
$61.0M
Reporting period: 2017-03-31 · Number of holdings: 93
Parasol Investment Management, LLC disclosed 93 holdings in its latest 13F filing for the period ending 2017-03-31, with total reported value of $61.0M and a quarterly turnover rate of 81.4%.
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Personality snowflake
- Concentration
- 28.57
- Portfolio Stability
- 81.4
- Momentum
- 0
- Sector conviction
- 51.67
- Diversification
- 100
- Sizing Uniformity
- 76.12
Parasol Investment Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.071 — mathematically equivalent to about 14 equally-sized positions, well below its 93 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.39), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 7% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd ISTB
+211.0% $4.9M
Add IGSB
+77.7% $3.2M
Add SPY
-22.5% -$1.7M
Add IWM
+32.0% $789.0K
Add TIP
-11.7% -$601.0K
Add VWO
+32.9% $764.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 12.83% | +2.77% | -22.46% | |
| 2 | ISTB | Ishares Core 1-5 Year Usd Bo | ETF-Other | 11.79% | +9.37% | +211.01% | |
| 3 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 11.78% | +7.54% | +77.73% | |
| 4 | TIP | Ishares Tips Bond ETF | ETF-Other | 8.37% | +2.37% | -11.67% | |
| 5 | ACWI | Ishares Msci Acwi ETF | ETF-Other | 6.89% | +1.74% | -19.82% | |
| 6 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 5.03% | +2.63% | +32.03% | |
| 7 | HEFA | Isha Curr Hedged Msci Eafe | ETF-Other | 4.96% | +4.96% | NEW | |
| 8 | GLD | Spdr Gold Shares | ETF-Commodities | 4.90% | — | -12.86% | |
| 9 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 4.42% | — | -4.35% | |
| 10 | IWD | Ishares Russell 1000 Value E | ETF-Other | 3.93% | +0.81% | -21.38% | |
| 11 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 3.89% | +2.20% | +32.88% | |
| 12 | HEZU | Ishares Currency Hedged Msci | ETF-Other | 3.01% | +3.01% | NEW | |
| 13 | VGT | Vanguard Info Tech ETF | ETF-Tech | 2.96% | +0.81% | -20.88% | |
| 14 | BNDX | Vanguard Total Intl Bond ETF | ETF-Other | 2.95% | +0.84% | -10.09% | |
| 15 | MSFT | Microsoft CORP | Stock-Tech | 0.57% | -0.18% | -53.79% | |
| 16 | T | At&t Inc | Stock-Comm Services | 0.53% | -0.18% | -51.33% | |
| 17 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.49% | -0.06% | -46.05% | |
| 18 | O | Realty Income CORP | Stock-Real Estate | 0.49% | -0.03% | -42.09% | |
| 19 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 0.48% | -0.41% | -63.63% | |
| 20 | IBM | Intl Business Machines CORP | Stock-Tech | 0.46% | -0.30% | -62.77% | |
| 21 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.43% | -0.26% | -62.51% | |
| 22 | XOM | Exxon Mobil CORP | Stock-Energy | 0.43% | -0.35% | -61.25% | |
| 23 | CVX | Chevron CORP | Stock-Energy | 0.42% | -0.14% | -47.28% | |
| 24 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.38% | -0.17% | -59.30% | |
| 25 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.37% | -0.18% | -57.54% | |
| 26 | ENB | Enbridge Inc | Stock-Energy | 0.36% | +0.36% | NEW | |
| 27 | PM | Philip Morris International | Stock-Consumer Staples | 0.33% | — | -58.81% | |
| 28 | CLX | Clorox Company | Stock-Consumer Staples | 0.31% | — | -53.67% | |
| 29 | BAX | Baxter International Inc | Stock-Healthcare | 0.30% | — | -51.54% | |
| 30 | SO | Southern Co/the | Stock-Utilities | 0.30% | -0.15% | -57.45% | |
| 31 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.29% | — | -47.21% | |
| 32 | TGT | Target CORP | Stock-Consumer Disc | 0.29% | -0.14% | -44.06% | |
| 33 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.28% | -0.24% | -62.41% | |
| 34 | WELL | Welltower Inc | Stock-Real Estate | 0.26% | — | -21.95% | |
| 35 | DOC | Healthpeak Properties, Inc. | Stock-Real Estate | 0.22% | — | -32.55% | |
| 36 | PFE | Pfizer Inc | Stock-Healthcare | 0.22% | — | -56.39% | |
| 37 | AAPL | Apple Inc | Stock-Tech | 0.21% | -0.27% | -77.16% | |
| 38 | CSCO | Cisco Systems Inc | Stock-Tech | 0.21% | — | -39.08% | |
| 39 | KHC | Kraft Heinz Co/the | Stock-Consumer Staples | 0.20% | — | -38.40% | |
| 40 | NUE | Nucor CORP | Stock-Materials | 0.20% | — | -52.97% | |
| 41 | GIS | General Mills Inc | Stock-Consumer Staples | 0.18% | -0.24% | -71.78% | |
| 42 | WPC | Wp Carey Inc | Stock-Real Estate | 0.17% | — | -52.26% | |
| 43 | ABBV | Abbvie Inc | Stock-Healthcare | 0.17% | — | -48.43% | |
| 44 | WM | Waste Management Inc | Stock-Industrials | 0.15% | — | — | |
| 45 | MMM | 3m Co | Stock-Industrials | 0.14% | — | -65.18% | |
| 46 | EMR | Emerson Electric Co | Stock-Industrials | 0.14% | -0.17% | -72.00% | |
| 47 | WMT | Walmart Inc | Stock-Consumer Staples | 0.14% | — | -47.58% | |
| 48 | AFL | Aflac Inc | Stock-Financials | 0.14% | — | -13.33% | |
| 49 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.14% | -0.18% | -74.01% | |
| 50 | INTC | Intel CORP | Stock-Tech | 0.13% | — | -60.29% |
1–50 of 93
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2017 Q1 | 93 | $61.0M | 81 | ||
| 2016 Q4 | 161 | $95.2M | 40 | ||
| 2016 Q3 | 152 | $96.1M | 10 | ||
| 2016 Q2 | 143 | $95.9M | 33 | ||
| 2016 Q1 | 148 | $102.6M | 20 | ||
| 2015 Q4 | 155 | $104.3M | 19 | ||
| 2015 Q3 | 164 | $110.9M | 39 | ||
| 2015 Q2 | 263 | $148.9M | 13 | ||
| 2015 Q1 | 272 | $158.9M | 26 | ||
| 2014 Q4 | 309 | $144.3M | 15 | ||
| 2014 Q3 | 293 | $144.1M | 23 | ||
| 2014 Q2 | 274 | $145.8M | 30 | ||
| 2014 Q1 | 258 | $140.8M | 81 | ||
| 2013 Q4 | 260 | $149.5M | 44 | ||
| 2013 Q3 | 29 | $131.8M | 0 |
Holding changes this quarter
Parasol Investment Management, LLC's most significant position changes for 2017-03-31: Sold out: First Midwest Bancorp Inc/il (FMBIUSD); Sold out: Ishr Ibx Usd Invgd Cb Etf-ui (LQD); New buy: Isha Curr Hedged Msci Eafe (HEFA); Sold out: Vanguard Real Estate ETF (VNQ); Sold out: Ishares Msci Global Min Vol (ACWV).
Filing History
FAQ
What is Parasol Investment Management, LLC and what type of investor is it?
Parasol Investment Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2017-03-31), the firm manages a tracked equity portfolio valued at approximately $61.0M, spread across 93 disclosed positions.
What are Parasol Investment Management, LLC's largest equity positions?
Based on the latest 13F filing, Parasol Investment Management, LLC's top holdings by market value are:
1. Ss Spdr S&p 500 ETF Trust-us (SPY) — $7.8M (12.8%)
2. Ishares Core 1-5 Year Usd Bo (ISTB) — $7.2M (11.8%)
3. Ishares 1-5y Inv Grade CORP (IGSB) — $7.2M (11.8%)
4. Ishares Tips Bond ETF (TIP) — $5.1M (8.4%)
5. Ishares Msci Acwi ETF (ACWI) — $4.2M (6.9%)
What changes did Parasol Investment Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Parasol Investment Management, LLC made 50 notable position adjustments: 3 new positions were initiated, 4 existing holdings were added to, 25 positions were partially reduced, and 18 were completely exited. The largest of these moves: Sold out: First Midwest Bancorp Inc/il (FMBIUSD); Sold out: Ishr Ibx Usd Invgd Cb Etf-ui (LQD); New buy: Isha Curr Hedged Msci Eafe (HEFA); Sold out: Vanguard Real Estate ETF (VNQ); Sold out: Ishares Msci Global Min Vol (ACWV)
What sectors does Parasol Investment Management, LLC focus on?
Parasol Investment Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Consumer Staples: 25.1%
• Information Technology: 22.6%
• Health Care: 12.5%
• Energy: 12.1%
• Communication Services: 11.5%
• Consumer Discretionary: 11.5%
Investment Profile
Parasol Investment Management, LLC's portfolio is broadly diversified and fast-trading.
Its turnover score has risen from 20 to 81 over the past 4 quarters — a shift toward more active trading.
It has added to its CINF position over the past two quarters (+$28.0K, now $41.0K), while trimming ACWI over the same stretch (-$3.7M, still holding $4.2M).
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Developer Access
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