PF
Paradigm Financial Advisors, LLC Historical SEC 13F Holdings & Archive (Q4 2021)
Paradigm Financial Advisors, LLCCIK: 0001597691
Diversified strategyLong-term holderSector-focused
Total reported value
$452.7M
Reporting period: 2021-12-31 · Number of holdings: 227
Paradigm Financial Advisors, LLC disclosed 227 holdings in its latest 13F filing for the period ending 2021-12-31, with total reported value of $452.7M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 8.35
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 84.36
- Diversification
- 100
- Sizing Uniformity
- 81.01
Paradigm Financial Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.021 — mathematically equivalent to about 48 equally-sized positions, well below its 227 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.90), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 40% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 227 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 7.84% | — | -3.75% | |
| 2 | TIP | Ishares Tips Bond ETF | ETF-Other | 4.03% | — | +1.14% | |
| 3 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 3.69% | — | +3.71% | |
| 4 | QCOM | Qualcomm Inc | Stock-Tech | 3.22% | — | -2.55% | |
| 5 | BAC | Bank Of America CORP | Stock-Financials | 3.08% | — | -1.27% | |
| 6 | VTV | Vanguard Value ETF | ETF-Other | 2.92% | — | -1.49% | |
| 7 | NVDA | Nvidia CORP | Stock-Tech | 2.74% | — | -0.87% | |
| 8 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.69% | — | +1.13% | |
| 9 | IWN | Ishares Russell 2000 Value E | ETF-Small Cap | 2.52% | — | -8.58% | |
| 10 | QCLN | First Trust Nasdaq Clean Edg | ETF-Tech | 2.42% | — | +10.36% | |
| 11 | VB | Vanguard Small-cap ETF | ETF-Other | 2.34% | — | +3.67% | |
| 12 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 2.33% | — | +0.98% | |
| 13 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.30% | — | +0.81% | |
| 14 | VO | Vanguard Mid-cap ETF | ETF-Other | 1.82% | — | +6.73% | |
| 15 | CQQQ | Invesco China Technology ETF | ETF-Tech | 1.76% | — | -12.53% | |
| 16 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.75% | — | +13.37% | |
| 17 | MRNA | Moderna Inc | Stock-Healthcare | 1.61% | — | -7.27% | |
| 18 | VUG | Vanguard Growth ETF | ETF-Other | 1.60% | — | -0.78% | |
| 19 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 1.47% | — | +0.21% | |
| 20 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 1.44% | — | -8.32% | |
| 21 | BA | Boeing Co/the | Stock-Industrials | 1.34% | — | -2.19% | |
| 22 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 1.30% | — | -6.16% | |
| 23 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 1.23% | — | +0.09% | |
| 24 | BNTX | Biontech Se-adr | Stock-Other | 1.22% | — | -4.77% | |
| 25 | VGT | Vanguard Info Tech ETF | ETF-Tech | 1.18% | — | +1.05% | |
| 26 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.16% | — | -4.53% | |
| 27 | VBK | Vanguard Small-cap Grwth ETF | ETF-Other | 1.14% | — | +3.92% | |
| 28 | VFH | Vanguard Financials ETF | ETF-Other | 1.05% | — | +3.53% | |
| 29 | VOE | Vanguard Mid-cap Value ETF | ETF-Other | 0.95% | — | -3.62% | |
| 30 | SMH | Vaneck Semiconductor ETF | ETF-Other | 0.95% | — | +1.39% | |
| 31 | MSFT | Microsoft CORP | Stock-Tech | 0.94% | — | -0.12% | |
| 32 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 0.86% | — | +0.66% | |
| 33 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.81% | — | -2.11% | |
| 34 | HD | Home Depot Inc | Stock-Consumer Disc | 0.79% | — | -1.33% | |
| 35 | MU | Micron Technology Inc | Stock-Tech | 0.79% | — | -40.57% | |
| 36 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.72% | — | -1.40% | |
| 37 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 0.68% | — | -4.66% | |
| 38 | KBH | Kb Home | Stock-Consumer Disc | 0.67% | — | -6.95% | |
| 39 | VOO | Vanguard S&P 500 ETF | ETF-Large Cap & Growth | 0.67% | — | +0.77% | |
| 40 | NOW | Servicenow Inc | Stock-Tech | 0.65% | — | -1.02% | |
| 41 | HUBS | Hubspot Inc | Stock-Tech | 0.65% | — | +5.90% | |
| 42 | V | Visa Inc-class A Shares | Stock-Financials | 0.64% | — | -5.03% | |
| 43 | VOT | Vanguard Mid-cap Growth ETF | ETF-Other | 0.61% | — | +0.63% | |
| 44 | AMAT | Applied Materials Inc | Stock-Tech | 0.60% | — | -0.43% | |
| 45 | XAR | Ss Spdr S&p Aerospace Def | ETF-Other | 0.59% | — | +5.01% | |
| 46 | XLF | Ss Financial Select Sector | ETF-Other | 0.54% | — | -0.56% | |
| 47 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 0.52% | — | -3.71% | |
| 48 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.52% | — | -3.90% | |
| 49 | CCL1EUR | Carnival CORP LTD | Stock-Consumer Disc | 0.50% | — | +802.13% | |
| 50 | AVGO | Broadcom Inc. | Stock-Tech | 0.50% | — | -1.68% |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2021 Q4 | 227 | $452.7M | 0 | ||
| 2021 Q3 | 232 | $434.0M | 0 | ||
| 2021 Q2 | 227 | $449.8M | 96 | ||
| 2021 Q1 | 213 | $411.7M | 35 | ||
| 2020 Q4 | 168 | $369.6M | 38 | ||
| 2020 Q3 | 135 | $352.4M | 53 | ||
| 2020 Q2 | 135 | $314.8M | 31 | ||
| 2020 Q1 | 121 | $269.1M | 35 | ||
| 2019 Q4 | 130 | $291.3M | 18 | ||
| 2019 Q3 | 126 | $256.1M | 15 | ||
| 2019 Q2 | 130 | $271.6M | 12 | ||
| 2019 Q1 | 123 | $263.9M | 23 | ||
| 2018 Q4 | 128 | $224.2M | 22 | ||
| 2018 Q3 | 132 | $255.7M | 12 | ||
| 2018 Q2 | 119 | $234.5M | 26 | ||
| 2018 Q1 | 124 | $229.3M | 11 | ||
| 2017 Q4 | 110 | $220.5M | 12 | ||
| 2017 Q3 | 111 | $207.0M | 13 | ||
| 2017 Q2 | 107 | $197.6M | 9 | ||
| 2017 Q1 | 109 | $195.1M | 13 | ||
| 2016 Q4 | 104 | $183.0M | 53 | ||
| 2016 Q3 | 93 | $166.9M | 17 | ||
| 2016 Q2 | 91 | $165.1M | 52 | ||
| 2016 Q1 | 91 | $257.7M | 56 | ||
| 2015 Q4 | 83 | $159.2M | 11 | ||
| 2015 Q3 | 93 | $151.8M | 19 | ||
| 2015 Q2 | 84 | $132.9M | 11 | ||
| 2015 Q1 | 81 | $129.2M | 12 | ||
| 2014 Q4 | 78 | $123.1M | 21 | ||
| 2014 Q3 | 78 | $117.1M | 14 | ||
| 2014 Q2 | 80 | $117.2M | 21 | ||
| 2014 Q1 | 267 | $108.6M | 100 | ||
| 2013 Q4 | 264 | $102.0M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Paradigm Financial Advisors, LLC and what type of investor is it?
Paradigm Financial Advisors, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2021-12-31), the firm manages a tracked equity portfolio valued at approximately $452.7M, spread across 227 disclosed positions.
What are Paradigm Financial Advisors, LLC's largest equity positions?
Based on the latest 13F filing, Paradigm Financial Advisors, LLC's top holdings by market value are:
1. Apple Inc (AAPL) — $35.5M (7.8%)
2. Ishares Tips Bond ETF (TIP) — $18.2M (4.0%)
3. Invesco Qqq Trust Series 1 (QQQ) — $16.7M (3.7%)
4. Qualcomm Inc (QCOM) — $14.6M (3.2%)
5. Bank Of America CORP (BAC) — $14.0M (3.1%)
What changes did Paradigm Financial Advisors, LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Paradigm Financial Advisors, LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Paradigm Financial Advisors, LLC focus on?
Paradigm Financial Advisors, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 47.2%
• Financials: 14.1%
• Consumer Discretionary: 13.4%
• Communication Services: 12.1%
• Health Care: 6.0%
• Industrials: 4.1%
Investment Profile
Paradigm Financial Advisors, LLC's portfolio is broadly diversified and long-term-holding, with 47.2% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 38 to 0 over the past 4 quarters — a shift toward longer holding periods.
It has added to its AAPL position over the past two quarters (+$6.2M, now $35.5M), while trimming CQQQ over the same stretch (-$6.0M, still holding $8.0M).
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