CIK: 0001268580
Total reported value
$75.4M
Reporting period: 2014-06-30 · Number of holdings: 61
OTA LLC disclosed 61 holdings in its latest 13F filing for the period ending 2014-06-30, with total reported value of $75.4M and a quarterly turnover rate of 0.0%.
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Ota LLC's disclosed holdings carry a Herfindahl concentration index of 0.055 — mathematically equivalent to about 18 equally-sized positions, well below its 61 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.55), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 10% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
No holding changes this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | OCR 4 06-15-33 B | Omnicare Cap Trust Ii | Stock-Other | 18.31% | — | — | — |
| 2 | PHYS | Sprott Physical Gold Trust | Stock-Other | 6.03% | — | — | — |
| 3 | ✓ | Time Warner Cable INC | Stock-Other | 5.80% | — | — | — |
| 4 | GM | General Motors Co | Stock-Consumer Disc | 5.12% | — | — | — |
| 5 | EPR 5.75 PERP C | Epr Properties | Stock-Real Estate | 4.55% | — | — | — |
| 6 | KMI | Kinder Morgan, Inc. | Stock-Energy | 3.52% | — | — | — |
| 7 | RDS-A | Shell Plc-spon Adr-a | Stock-Other | 3.10% | — | — | — |
| 8 | T | At&t INC | Stock-Comm Services | 3.06% | — | — | — |
| 9 | GWR 5 10-01-15 | Genesee & Wyoming INC | Stock-Other | 2.63% | — | — | — |
| 10 | ✓ | Stock-Other | 2.24% | — | — | — | |
| 11 | CBS-AEUR | Cbs Corp-class A Voting | Stock-Other | 2.13% | — | — | — |
| 12 | AIG | American International Group | Stock-Financials | 2.13% | — | — | — |
| 13 | ✓ | Stock-Other | 2.10% | — | — | — | |
| 14 | BHP | Bhp Group Ltd-spon Adr | Stock-Materials | 1.75% | — | — | — |
| 15 | BSBR | Banco Santander Brasil-ads | Stock-Other | 1.61% | — | — | — |
| 16 | VGK | Vanguard Ftse Europe ETF | ETF-Other | 1.60% | — | — | — |
| 17 | ✓ | Blackhawk Network Hldgs INC | Stock-Other | 1.57% | — | — | — |
| 18 | ✓ | Wisconsin Energy CORP | Stock-Other | 1.52% | — | — | — |
| 19 | NEE 5.889 09-01-15 | Nextera Energy INC | Stock-Utilities | 1.39% | — | — | — |
| 20 | ✓ | Stock-Other | 1.34% | — | — | — | |
| 21 | ✓ | Triquint Semiconductor INC | Stock-Other | 1.28% | — | — | — |
| 22 | ✓ | Northstar Rlty Fin | Stock-Other | 1.28% | — | — | — |
| 23 | VTR | Ventas INC | Stock-Real Estate | 1.28% | — | — | — |
| 24 | SLV | Ishares Silver Trust | ETF-Commodities | 1.24% | — | — | — |
| 25 | SGOL | abrdn Physical Gold Shares ETF | ETF-Commodities | 1.22% | — | — | — |
| 26 | ✓ | America Movil Sab De Cv | Stock-Other | 1.05% | — | — | — |
| 27 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.02% | — | — | — |
| 28 | NHC 0.8 PERP A | Natl Healthcare CORP | Stock-Other | 1.02% | — | — | — |
| 29 | ETW | Eaton Vance T/m Glbl Buy-wr | Stock-Other | 0.98% | — | — | — |
| 30 | ✓ | Stock-Other | 0.97% | — | — | — | |
| 31 | BAC | Bank Of America CORP | Stock-Financials | 0.96% | — | — | — |
| 32 | 1JFD | Pimco Dynamic Credit And Mor | Stock-Other | 0.89% | — | — | — |
| 33 | BKD | Brookdale Senior Living INC | Stock-Other | 0.88% | — | — | — |
| 34 | ✓ | Market Vectors ETF Tr | ETF-Other | 0.87% | — | — | — |
| 35 | ✓ | General Mtrs Co | Stock-Other | 0.86% | — | — | — |
| 36 | ✓ | Omniamerican Bancorp INC Com | Stock-Other | 0.84% | — | — | — |
| 37 | FXI | Ishares China Large-cap ETF | ETF-Emerging Markets | 0.83% | — | — | — |
| 38 | XGDVX | Gabelli Dividend & Income Tr | Stock-Other | 0.69% | — | — | — |
| 39 | ENB | Enbridge Inc. | Stock-Energy | 0.68% | — | — | — |
| 40 | MT | ArcelorMittal S.A. | Stock-Other | 0.67% | — | — | — |
| 41 | EWT | iShares MSCI Taiwan ETF | ETF-Other | 0.67% | — | — | — |
| 42 | ETV | Eaton Vance T/m Buy-writ Opp | Stock-Other | 0.61% | — | — | — |
| 43 | KYN | Kayne Anderson Energy Infra | Stock-Other | 0.61% | — | — | — |
| 44 | EWH | Ishares Msci Hong Kong ETF | ETF-Other | 0.59% | — | — | — |
| 45 | SMHC | VanEck China Semiconductor ETF | ETF-Emerging Markets | 0.59% | — | — | — |
| 46 | ✓ | Blackrock Real Asset Equity | Stock-Other | 0.54% | — | — | — |
| 47 | ACWI | iShares MSCI ACWI ETF | ETF-Other | 0.54% | — | — | — |
| 48 | SMHC | VanEck China Semiconductor ETF | ETF-Emerging Markets | 0.51% | — | — | — |
| 49 | BTZ | Blackrock Credit Allocation | Stock-Other | 0.43% | — | — | — |
| 50 | ✓ | Nuveen Invt Quality Mun Fd I | Stock-Other | 0.38% | — | — | — |
Not enough priced holdings yet to compute performance
Not enough data yet to compute personality scores
Not enough sector-mapped data yet
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2014-06-30 | 61 | $75.4M | 0 |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2014-06-30 | 2014-08-08 | 13F-HR | View on EDGAR |
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