OA
Optimal Asset Management, Inc. Historical SEC 13F Holdings & Archive (Q3 2021)
Optimal Asset Management, Inc.CIK: 0001651336
Diversified strategyQuality / disciplined sizingLong-term holder
Total reported value
$800.0M
Reporting period: 2021-09-30 · Number of holdings: 347
Optimal Asset Management, Inc. disclosed 347 holdings in its latest 13F filing for the period ending 2021-09-30, with total reported value of $800.0M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 2.08
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 49.62
- Diversification
- 100
- Sizing Uniformity
- 91.03
Optimal Asset Management, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.005 — mathematically equivalent to about 193 equally-sized positions, well below its 347 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.90), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 30% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 347 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | WMT | Walmart Inc | Stock-Consumer Staples | 1.39% | — | +0.18% | |
| 2 | FTNT | Fortinet Inc | Stock-Tech | 1.22% | — | +0.22% | |
| 3 | OMC | Omnicom Group | Stock-Comm Services | 1.22% | — | +0.17% | |
| 4 | ADBE | Adobe Inc | Stock-Tech | 1.22% | — | +0.11% | |
| 5 | BR | Broadridge Financial Solutio | Stock-Tech | 1.17% | — | +0.12% | |
| 6 | QRVO | Qorvo Inc | Stock-Tech | 1.15% | — | +0.27% | |
| 7 | TMUS | T-mobile US Inc | Stock-Comm Services | 1.08% | — | +0.32% | |
| 8 | CLX | Clorox Company | Stock-Consumer Staples | 1.04% | — | +0.26% | |
| 9 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.04% | — | +0.11% | |
| 10 | ORCL | Oracle CORP | Stock-Tech | 1.02% | — | +0.09% | |
| 11 | CHTR | Charter Communications Inc-a | Stock-Comm Services | 1.00% | — | +0.28% | |
| 12 | AKAM | Akamai Technologies Inc | Stock-Tech | 0.96% | — | +0.32% | |
| 13 | TYL | Tyler Technologies Inc | Stock-Tech | 0.93% | — | +0.26% | |
| 14 | FISV | Fiserv Inc | Stock-Other | 0.91% | — | +0.13% | |
| 15 | AZO | Autozone Inc | Stock-Consumer Disc | 0.90% | — | +0.21% | |
| 16 | MSI | Motorola Solutions Inc | Stock-Tech | 0.87% | — | +0.13% | |
| 17 | KEYS | Keysight Technologies In | Stock-Tech | 0.86% | — | +0.13% | |
| 18 | TGT | Target CORP | Stock-Consumer Disc | 0.86% | — | +0.11% | |
| 19 | T | At&t Inc | Stock-Comm Services | 0.85% | — | +0.16% | |
| 20 | UPS | United Parcel Service-cl B | Stock-Industrials | 0.81% | — | +0.09% | |
| 21 | DGX | Quest Diagnostics Inc | Stock-Healthcare | 0.79% | — | +0.12% | |
| 22 | NVR | Nvr Inc | Stock-Consumer Disc | 0.78% | — | — | |
| 23 | BG | Bunge Global SA | Stock-Consumer Staples | 0.73% | — | +0.20% | |
| 24 | PAYC | Paycom Software Inc | Stock-Tech | 0.72% | — | +0.19% | |
| 25 | NOW | Servicenow Inc | Stock-Tech | 0.72% | — | +0.19% | |
| 26 | IDXX | Idexx Laboratories Inc | Stock-Healthcare | 0.72% | — | +0.24% | |
| 27 | NWSA | News CORP - Class A | Stock-Comm Services | 0.71% | — | +0.29% | |
| 28 | CTXSEUR | Citrix Systems Inc | Stock-Other | 0.71% | — | +0.12% | |
| 29 | ATVIEUR | Activision Blizzard Inc | Stock-Comm Services | 0.68% | — | +0.14% | |
| 30 | MTD | Mettler-toledo International | Stock-Healthcare | 0.67% | — | +0.23% | |
| 31 | EA | Electronic Arts Inc | Stock-Comm Services | 0.66% | — | +0.18% | |
| 32 | NOC | Northrop Grumman CORP | Stock-Industrials | 0.65% | — | +0.06% | |
| 33 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.64% | — | +0.18% | |
| 34 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.62% | — | +0.11% | |
| 35 | QCOM | Qualcomm Inc | Stock-Tech | 0.61% | — | +0.22% | |
| 36 | GE | General Electric | Stock-Industrials | 0.61% | — | — | |
| 37 | MSFT | Microsoft CORP | Stock-Tech | 0.60% | — | — | |
| 38 | CTSH | Cognizant Tech Solutions-a | Stock-Tech | 0.60% | — | +0.27% | |
| 39 | GIS | General Mills Inc | Stock-Consumer Staples | 0.60% | — | +0.23% | |
| 40 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.60% | — | +0.22% | |
| 41 | LUMN | Lumen Technologies Inc | Stock-Comm Services | 0.60% | — | +0.26% | |
| 42 | HSY | Hershey Co/the | Stock-Consumer Staples | 0.59% | — | +0.15% | |
| 43 | SJM | Jm Smucker Co/the | Stock-Consumer Staples | 0.59% | — | +0.26% | |
| 44 | ORLY | O'reilly Automotive Inc | Stock-Consumer Disc | 0.58% | — | +0.04% | |
| 45 | MMM | 3m Co | Stock-Industrials | 0.58% | — | +0.05% | |
| 46 | EXPD | Expeditors Intl Wash Inc | Stock-Industrials | 0.57% | — | +0.04% | |
| 47 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 0.57% | — | +0.11% | |
| 48 | FIS | Fidelity National Info Serv | Stock-Tech | 0.56% | — | +0.20% | |
| 49 | WAT | Waters CORP | Stock-Healthcare | 0.56% | — | +0.18% | |
| 50 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.56% | — | +0.17% |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is Optimal Asset Management, Inc. and what type of investor is it?
Optimal Asset Management, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2021-09-30), the firm manages a tracked equity portfolio valued at approximately $800.0M, spread across 347 disclosed positions.
What are Optimal Asset Management, Inc.'s largest equity positions?
Based on the latest 13F filing, Optimal Asset Management, Inc.'s top holdings by market value are:
1. Walmart Inc (WMT) — $11.2M (1.4%)
2. Fortinet Inc (FTNT) — $9.8M (1.2%)
3. Omnicom Group (OMC) — $9.8M (1.2%)
4. Adobe Inc (ADBE) — $9.7M (1.2%)
5. Broadridge Financial Solutio (BR) — $9.3M (1.2%)
What changes did Optimal Asset Management, Inc. make in its most recent portfolio filing?
No notable portfolio changes were recorded for Optimal Asset Management, Inc. in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Optimal Asset Management, Inc. focus on?
Optimal Asset Management, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 23.9%
• Health Care: 18.8%
• Consumer Discretionary: 17.2%
• Communication Services: 16.8%
• Financials: 7.4%
• Consumer Staples: 7.4%
Investment Profile
Optimal Asset Management, Inc.'s portfolio is broadly diversified and long-term-holding.
Its turnover score has fallen from 38 to 0 over the past 4 quarters — a shift toward longer holding periods.
It has added to its FTNT position over the past two quarters (+$3.6M, now $9.8M), while trimming CTXSEUR over the same stretch (-$1.7M, still holding $5.6M).
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Developer Access
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