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Optima Fund Management LLC Historical SEC 13F Holdings & Archive (Q2 2019)
Optima Fund Management LLCCIK: 0001744575
Momentum followerQuality / disciplined sizingDiversified strategy
Total reported value
$58.6M
Reporting period: 2019-06-30 · Number of holdings: 37
Optima Fund Management LLC disclosed 37 holdings in its latest 13F filing for the period ending 2019-06-30, with total reported value of $58.6M and a quarterly turnover rate of 53.8%.
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Personality snowflake
- Concentration
- 14.68
- Portfolio Stability
- 53.83
- Momentum
- 100
- Sector conviction
- 79.24
- Diversification
- 74
- Sizing Uniformity
- 93.93
Optima Fund Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.037 — mathematically equivalent to about 27 equally-sized positions, close to its 37 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.61), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 46% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd 30303m102
+6.2% $663.0K
Add UTXZ
+53.5% $784.0K
Trim 60937p106
-44.2% -$869.0K
Trim AMZN
-30.8% -$1.6M
Add 46266c105
-14.7% -$130.0K
Trim 01609w102
-21.8% -$1.2M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | Stock-Tech | 8.13% | -0.36% | -31.87% | |
| 2 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 7.77% | -0.76% | -30.84% | |
| 3 | ✓ | Stock-Other | 6.06% | +2.08% | +6.20% | ||
| 4 | ✓ | Stock-Other | 5.64% | -0.63% | -21.80% | ||
| 5 | ✓ | Stock-Other | 4.66% | +0.72% | -14.65% | ||
| 6 | ✓ | Stock-Other | 4.00% | +0.17% | -18.19% | ||
| 7 | UTXZ | United Tech CORP | Stock-Other | 3.77% | +1.81% | +53.52% | |
| 8 | ✓ | Coupang, Inc. | Stock-Other | 2.22% | +0.37% | -30.31% | |
| 9 | FMC | Fmc CORP | Stock-Materials | 2.14% | +0.38% | -9.11% | |
| 10 | TECK | Teck Resources Ltd-cls B | Stock-Materials | 2.13% | +0.08% | -15.77% | |
| 11 | ELV | Elevance Health Inc | Stock-Healthcare | 2.09% | +0.30% | -4.06% | |
| 12 | RPM | Rpm International Inc | Stock-Materials | 2.09% | +0.15% | -17.32% | |
| 13 | ✓ | Stock-Other | 2.09% | +0.42% | -11.99% | ||
| 14 | DLTR | Dollar Tree Inc | Stock-Consumer Staples | 2.08% | — | -20.81% | |
| 15 | ✓ | Stock-Other | 2.07% | +2.07% | NEW | ||
| 16 | CE | Celanese CORP | Stock-Materials | 2.07% | +0.16% | -20.05% | |
| 17 | MAR | Marriott International -cl A | Stock-Consumer Disc | 2.07% | +2.07% | NEW | |
| 18 | ADBE | Adobe Inc | Stock-Tech | 2.03% | +0.02% | -25.94% | |
| 19 | LBRDK | Liberty Broadband-c | Stock-Comm Services | 2.03% | +0.02% | -28.04% | |
| 20 | ✓ | Stock-Other | 2.02% | -0.81% | -44.24% | ||
| 21 | ✓ | Stock-Other | 2.02% | +0.24% | -6.91% | ||
| 22 | CI | THE Cigna Group | Stock-Healthcare | 2.01% | +0.42% | +4.08% | |
| 23 | ✓ | Stock-Other | 2.01% | -0.07% | -29.90% | ||
| 24 | ✓ | Stock-Other | 1.99% | -0.14% | -18.89% | ||
| 25 | OPTU | Optimum Communications Inc-a | Stock-Comm Services | 1.96% | +1.96% | NEW | |
| 26 | CCK | Crown Holdings Inc | Stock-Consumer Disc | 1.95% | -0.04% | -29.34% | |
| 27 | NXPI | NXP Semiconductors N.V. | Stock-Tech | 1.95% | +1.95% | NEW | |
| 28 | ✓ | Stock-Other | 1.94% | -0.47% | -35.35% | ||
| 29 | ATHS | Athene Holding Ltd. 7.250% Fixe | Stock-Other | 1.94% | +1.94% | NEW | |
| 30 | ✓ | Stock-Other | 1.93% | +1.93% | NEW | ||
| 31 | ✓ | Stock-Other | 1.93% | -0.10% | -26.77% | ||
| 32 | CARG | Cargurus Inc | Stock-Consumer Disc | 1.92% | -0.04% | -12.22% | |
| 33 | S9Q | Spirit Aerosystems Hold-cl A | Stock-Other | 1.92% | +0.06% | -6.28% | |
| 34 | DAY | Dayforce Inc | Stock-Other | 1.89% | +1.89% | NEW | |
| 35 | DXC | Dxc Technology Co | Stock-Tech | 1.87% | +1.87% | NEW | |
| 36 | ✓ | Fiat Chrysler Automobiles | Stock-Other | 1.81% | -0.15% | -19.78% | |
| 37 | ✓ | Stock-Other | 1.79% | -0.25% | -23.06% |
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Optima Fund Management LLC's most significant position changes for 2019-06-30: Sold out: ; Sold out: Sap Se-sponsored Adr (SAP); Sold out: Ball CORP (BALL); Sold out: Norfolk Southern CORP (NSC); Sold out: .
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | +2.1% | +6.20% | Add | |
| 2 | UTXZ | United Tech CORP | +1.8% | +53.52% | Add |
| 3 | ✓ | +0.7% | -14.65% | Trim | |
| 4 | CI | THE Cigna Group | +0.4% | +4.08% | Add |
| 5 | ✓ | +0.4% | -11.99% | Trim | |
| 6 | FMC | Fmc CORP | +0.4% | -9.11% | Trim |
| 7 | ✓ | Coupang, Inc. | +0.4% | -30.31% | Trim |
| 8 | ELV | Elevance Health Inc | +0.3% | -4.06% | Trim |
| 9 | ✓ | +0.2% | -6.91% | Trim | |
| 10 | ✓ | +0.2% | -18.19% | Trim | |
| 11 | CE | Celanese CORP | +0.2% | -20.05% | Trim |
| 12 | RPM | Rpm International Inc | +0.2% | -17.32% | Trim |
| 13 | TECK | Teck Resources Ltd-cls B | +0.1% | -15.77% | Trim |
| 14 | S9Q | Spirit Aerosystems Hold-cl A | +0.1% | -6.28% | Trim |
| 15 | LBRDK | Liberty Broadband-c | 0% | -28.04% | Trim |
| 16 | ADBE | Adobe Inc | 0% | -25.94% | Trim |
| 17 | DLTR | Dollar Tree Inc | — | -20.81% | Trim |
| 18 | CCK | Crown Holdings Inc | 0% | -29.34% | Trim |
| 19 | CARG | Cargurus Inc | 0% | -12.22% | Trim |
| 20 | ✓ | -0.1% | -29.90% | Trim | |
| 21 | ✓ | -0.1% | -26.77% | Trim | |
| 22 | ✓ | -0.1% | -18.89% | Trim | |
| 23 | ✓ | Fiat Chrysler Automobiles | -0.2% | -19.78% | Trim |
| 24 | ✓ | -0.3% | -23.06% | Trim | |
| 25 | MSFT | Microsoft CORP | -0.4% | -31.87% | Trim |
| 26 | ✓ | -0.5% | -35.35% | Trim | |
| 27 | ✓ | -0.6% | -21.80% | Trim | |
| 28 | AMZN | Amazon.com Inc | -0.8% | -30.84% | Trim |
| 29 | ✓ | -0.8% | -44.24% | Trim | |
| 30 | ✓ | — | EXIT | Sold out | |
| 31 | SAP | Sap Se-sponsored Adr | — | EXIT | Sold out |
| 32 | BALL | Ball CORP | — | EXIT | Sold out |
| 33 | NSC | Norfolk Southern CORP | — | EXIT | Sold out |
| 34 | ✓ | — | EXIT | Sold out | |
| 35 | ✓ | — | EXIT | Sold out | |
| 36 | UNP | Union Pacific CORP | — | EXIT | Sold out |
| 37 | APO | Apollo Global Management, Inc. | — | EXIT | Sold out |
| 38 | ✓ | — | NEW | New buy | |
| 39 | MAR | Marriott International -cl A | — | NEW | New buy |
| 40 | OPTU | Optimum Communications Inc-a | — | NEW | New buy |
| 41 | NXPI | NXP Semiconductors N.V. | — | NEW | New buy |
| 42 | ATHS | Athene Holding Ltd. 7.250% Fixe | — | NEW | New buy |
| 43 | ✓ | — | NEW | New buy | |
| 44 | DAY | Dayforce Inc | — | NEW | New buy |
| 45 | DXC | Dxc Technology Co | — | NEW | New buy |
| 46 | CVS | Cvs Health CORP | — | EXIT | Sold out |
| 47 | ✓ | — | EXIT | Sold out | |
| 48 | ✓ | Livent CORP | — | EXIT | Sold out |
Filing History
FAQ
What is Optima Fund Management LLC and what type of investor is it?
Optima Fund Management LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2019-06-30), the firm manages a tracked equity portfolio valued at approximately $58.6M, spread across 37 disclosed positions.
What are Optima Fund Management LLC's largest equity positions?
Based on the latest 13F filing, Optima Fund Management LLC's top holdings by market value are:
1. Microsoft CORP (MSFT) — $4.8M (8.1%)
2. Amazon.com Inc (AMZN) — $4.5M (7.8%)
3. — $3.5M (6.1%)
4. — $3.3M (5.6%)
5. — $2.7M (4.7%)
What changes did Optima Fund Management LLC make in its most recent portfolio filing?
In the latest reported quarter, Optima Fund Management LLC made 48 notable position adjustments: 8 new positions were initiated, 3 existing holdings were added to, 26 positions were partially reduced, and 11 were completely exited. The largest of these moves: Sold out: ; Sold out: Sap Se-sponsored Adr (SAP); Sold out: Ball CORP (BALL); Sold out: Norfolk Southern CORP (NSC); Sold out:
What sectors does Optima Fund Management LLC focus on?
Optima Fund Management LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Consumer Discretionary: 34.1%
• Communication Services: 25.8%
• Information Technology: 22.2%
• Health Care: 17.9%
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Investment Profile
Optima Fund Management LLC's portfolio is broadly diversified and moderately active, with 34.1% of the portfolio concentrated in Consumer Discretionary.
Its turnover score has risen from 0 to 54 over the past 2 quarters — a shift toward more active trading.
It has added to its 30303m102 position for two straight quarters, increasing it by $1.0M to reach $3.5M.
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