OC
Optima Capital LLC 13F Holdings (281 Positions, Q2 2026)
Optima Capital LLCCIK: 0002070972
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$253.4M
Reporting period: 2026-06-30 · Number of holdings: 281
OPTIMA CAPITAL LLC disclosed 281 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $253.4M and a quarterly turnover rate of 32.2%.
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Personality snowflake
- Concentration
- 7.07
- Portfolio Stability
- 32.18
- Momentum
- 100
- Sector conviction
- 55.24
- Diversification
- 100
- Sizing Uniformity
- 86.11
Optima Capital LLC's disclosed holdings carry a Herfindahl concentration index of 0.018 — mathematically equivalent to about 57 equally-sized positions, well below its 281 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.39), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 13% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd SPDW
+178.5% $7.9M
Trim DBEF
-89.2% -$4.0M
Add VUSB
+316.0% $3.9M
Sold out IBUF
New buy RAAX
Sold out VXX
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 165 holdings (of 281 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 4.62% | +2.85% | +178.53% | |
| 2 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 3.87% | +0.14% | +6.25% | |
| 3 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 3.82% | +0.04% | +4.21% | |
| 4 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 3.40% | +0.54% | +26.09% | |
| 5 | SPBU | Allizim Buf15 Uncpd Aloc ETF | ETF-Other | 3.12% | -0.07% | +3.42% | |
| 6 | GVAL | Cambria Global Value ETF | ETF-Other | 2.71% | +0.10% | +12.59% | |
| 7 | JPIE | Jpmorgan Income ETF | ETF-Other | 2.67% | -0.08% | +14.27% | |
| 8 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 2.63% | -0.05% | -0.03% | |
| 9 | GARP | Ishares Msci USA Quality Gar | ETF-Other | 2.39% | +0.69% | +28.19% | |
| 10 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 2.35% | +0.46% | +22.54% | |
| 11 | RWL | Invesco S&p 500 Revenue ETF | ETF-Large Cap & Growth | 2.32% | +0.15% | +12.91% | |
| 12 | DBND | Doubleline Oppor Cor Bnd-usd | ETF-Other | 2.23% | -0.48% | -2.61% | |
| 13 | JBND | Jpmorgan Active Bond ETF | ETF-Other | 2.23% | -0.26% | +5.84% | |
| 14 | DFAI | Dimensional International Co | ETF-Other | 2.18% | +0.04% | +13.07% | |
| 15 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.10% | +0.29% | +6.95% | |
| 16 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 2.09% | +0.48% | +33.07% | |
| 17 | VUSB | Vanguard Ultra Short Bond Et | ETF-Other | 2.02% | +1.45% | +316.01% | |
| 18 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 1.90% | +0.03% | +8.31% | |
| 19 | AGGY | Wisdomtree Yield Enhanced US | ETF-Other | 1.78% | -0.26% | +2.67% | |
| 20 | WTV | Wisdomtree U.s. Value Fund | ETF-Other | 1.52% | -0.16% | -0.60% | |
| 21 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 1.39% | -0.47% | -12.21% | |
| 22 | IDMO | Invesco S&p International De | ETF-Other | 1.31% | +0.01% | +7.36% | |
| 23 | VTWO | Vanguard Russell 2000 ETF | ETF-Small Cap | 1.25% | +0.45% | +50.61% | |
| 24 | USFR | Wisdomtree Floating Rate Tre | ETF-Other | 1.22% | +0.22% | +43.59% | |
| 25 | SCHB | Schwab US Broad Market ETF | ETF-Other | 1.20% | — | +1.58% | |
| 26 | BUFB | Innovator Ladd Allo Buff ETF | ETF-Other | 1.18% | +0.05% | +12.39% | |
| 27 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.12% | -0.10% | -5.79% | |
| 28 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 1.06% | +0.02% | +7.87% | |
| 29 | IGIB | Ishares 5-10y Inv Grade CORP | ETF-Corp Bonds | 1.03% | -0.03% | +14.60% | |
| 30 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.02% | +0.05% | -0.21% | |
| 31 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.93% | +0.08% | +6.54% | |
| 32 | DDWM | Wisdomtree Dy Inter Eq Fd-us | ETF-Other | 0.92% | -0.18% | -5.82% | |
| 33 | AMD | Advanced Micro Devices | Stock-Tech | 0.91% | +0.53% | -1.58% | |
| 34 | XOM | Exxon Mobil CORP | Stock-Energy | 0.90% | -0.41% | +0.22% | |
| 35 | BITB | Bitwise Bitcoin ETF | ETF-Crypto | 0.90% | -0.30% | +1.33% | |
| 36 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.84% | -0.07% | -5.30% | |
| 37 | PSFF | Pacer Swan Sos Fund Of Funds | ETF-Other | 0.81% | -0.11% | -3.56% | |
| 38 | RAAX | Vaneck Real Assets ETF | ETF-Other | 0.73% | +0.73% | NEW | |
| 39 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.72% | -0.02% | +306.38% | |
| 40 | VUG | Vanguard Growth ETF | ETF-Other | 0.72% | -0.05% | +458.44% | |
| 41 | AAPL | Apple Inc | Stock-Tech | 0.67% | -0.01% | +1.27% | |
| 42 | GDE | Wisdomtree Efficient Gold Pl | ETF-Commodities | 0.66% | -0.33% | -19.87% | |
| 43 | EES | Wisdomtree US Smallcap Fund | ETF-Other | 0.65% | — | +0.04% | |
| 44 | AAAU | Goldman Sachs Physical Gold | ETF-Commodities | 0.60% | -0.39% | -16.66% | |
| 45 | ORCL | Oracle CORP | Stock-Tech | 0.58% | -0.10% | +0.69% | |
| 46 | SPIN | Ss US Equity Prem Inc ETF | ETF-Other | 0.57% | +0.05% | +22.98% | |
| 47 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 0.57% | +0.25% | +65.68% | |
| 48 | SPYD | Ss Spdr P S&p 500 Hi Div ETF | ETF-Large Cap & Growth | 0.53% | -0.04% | +3.85% | |
| 49 | ZJUN | Innova Eqty Def Prot 1yr Jun | ETF-Other | 0.48% | +0.48% | NEW | |
| 50 | MSFT | Microsoft CORP | Stock-Tech | 0.46% | -0.05% | +6.03% |
1–50 of 165
Portfolio Performance
Performance for Q3 2026
+2%
Performance Last 4 Quarters
+17.2%
- Stdev
- +9.5%
- Beta
- +0.69
- Alpha
- +2.6%
- Max Drawdown
- -4.3%
- Annualized Perf
- +16.5%
- Batting Avg vs S&P
- +55.6%
- Sortino
- +3.33
- Stutzer
- +0.48
- Treynor
- +0.23
- Sterling
- +1.15
- Calmar
- +3.83
- Information Ratio
- -0.7
- Tracking Error
- +4.8%
- Stdev Down
- +4.7%
- Winning Months %
- +77.8%
- Losing Months %
- +22.2%
- Best 12 Months
- +24.6%
- Worst 12 Months
- +15.6%
- Efficiency Ratio
- +0.6
- Sharpe
- +1.66
- Stdev Sectors
- +8.6%
- Skewness
- -0.24
- Kurtosis
- +0.14
- Upside Potential
- +4.7
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Optima Capital LLC's most significant position changes for 2026-06-30: Sold out: Innv Id 10 Buffer ETF Qurtly (IBUF); New buy: Vaneck Real Assets ETF (RAAX); Sold out: Ipath Series B S&p 500 Vix (VXX); Sold out: Innv Nasdaq -100 10 B - Qrt (QBUF); New buy: Innova Eqty Def Prot 1yr Jun (ZJUN).
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* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is Optima Capital LLC and what type of investor is it?
Optima Capital LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $253.4M, spread across 281 disclosed positions.
What are Optima Capital LLC's largest equity positions?
Based on the latest 13F filing, Optima Capital LLC's top holdings by market value are:
1. Ste Str Spdr Pt Dw EU ETF (SPDW) — $11.7M (4.6%)
2. Ste Str Spdr Pt S&p 500 ETF (SPYM) — $9.8M (3.9%)
3. Dimensional US Core Equity 2 (DFAC) — $9.7M (3.8%)
4. Invesco S&p 500 Equal Weight (RSP) — $8.6M (3.4%)
5. Allizim Buf15 Uncpd Aloc ETF (SPBU) — $7.9M (3.1%)
What changes did Optima Capital LLC make in its most recent portfolio filing?
In the latest reported quarter, Optima Capital LLC made 170 notable position adjustments: 20 new positions were initiated, 91 existing holdings were added to, 45 positions were partially reduced, and 14 were completely exited. The largest of these moves: Sold out: Innv Id 10 Buffer ETF Qurtly (IBUF); New buy: Vaneck Real Assets ETF (RAAX); Sold out: Ipath Series B S&p 500 Vix (VXX); Sold out: Innv Nasdaq -100 10 B - Qrt (QBUF); New buy: Innova Eqty Def Prot 1yr Jun (ZJUN)
What sectors does Optima Capital LLC focus on?
Optima Capital LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 34.1%
• Energy: 14.0%
• Consumer Discretionary: 11.6%
• Communication Services: 11.3%
• Consumer Staples: 9.5%
• Industrials: 8.0%
Investment Profile
Optima Capital LLC returned an annualized 16.5% over the trailing 18 months — outperforming the S&P 500 by 2.6 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.69 (less volatile than the market) and a 56% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 34.1% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 32 over the past 4 quarters — a shift toward more active trading.
It has added to its SPDW position over the past two quarters (+$8.2M, now $11.7M), while trimming BITB over the same stretch (-$832.4K, still holding $2.3M).
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Developer Access
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