CIK: 0002070972
Total reported value
$215.4M
Reporting period: 2026-03-31 · Number of holdings: 269
OPTIMA CAPITAL LLC disclosed 269 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $215.4M and a quarterly turnover rate of 29.5%.
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Optima Capital LLC's disclosed holdings carry a Herfindahl concentration index of 0.016 — mathematically equivalent to about 64 equally-sized positions, well below its 269 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.23), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 14% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim IEFA
-89.5% -$4.6M
Add SPBU
+152.8% $4.1M
Add DBEF
+856.6% $4.1M
Add RWL
+36.3% $1.3M
Add VXX
+1201.8% $1.4M
Add GVAL
+13.2% $910.1K
Showing top 159 holdings (of 269 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 3.78% | — | +2.34% | |
| 2 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 3.73% | -0.50% | -13.79% | |
| 3 | SPBU | Allizim Buf15 Uncpd Aloc ETF | ETF-Other | 3.19% | +1.97% | +152.83% | |
| 4 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 2.86% | +0.51% | +13.14% | |
| 5 | JPIE | Jpmorgan Income ETF | ETF-Other | 2.75% | +0.30% | +5.73% | |
| 6 | DBND | Doubleline Oppor Cor Bnd-usd | ETF-Other | 2.71% | +0.30% | +6.18% | |
| 7 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 2.68% | — | +1.50% | |
| 8 | GVAL | Cambria Global Value ETF | ETF-Other | 2.61% | +0.57% | +13.22% | |
| 9 | JBND | Jpmorgan Active Bond ETF | ETF-Other | 2.49% | — | +0.83% | |
| 10 | RWL | Invesco S&p 500 Revenue ETF | ETF-Large Cap & Growth | 2.17% | +0.69% | +36.33% | |
| 11 | DFAI | Dimensional International Co | ETF-Other | 2.14% | +0.49% | +18.58% | |
| 12 | DBEF | Xtrackers Msci Eafe Hedged E | ETF-Other | 2.12% | +1.92% | +856.58% | |
| 13 | AGGY | Wisdomtree Yield Enhanced US | ETF-Other | 2.04% | — | +3.63% | |
| 14 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 1.89% | +0.45% | +18.61% | |
| 15 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 1.87% | +0.23% | +9.14% | |
| 16 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 1.86% | +0.35% | +15.27% | |
| 17 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.81% | +0.39% | +26.42% | |
| 18 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 1.77% | +0.25% | +5.28% | |
| 19 | GARP | Ishares Msci USA Quality Gar | ETF-Other | 1.70% | -0.04% | -3.07% | |
| 20 | WTV | Wisdomtree U.s. Value Fund | ETF-Other | 1.68% | — | +0.53% | |
| 21 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.61% | +0.30% | +20.42% | |
| 22 | XOM | Exxon Mobil CORP | Stock-Energy | 1.31% | +0.45% | +0.53% | |
| 23 | IDMO | Invesco S&p International De | ETF-Other | 1.30% | — | +2.92% | |
| 24 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.22% | — | +1.59% | |
| 25 | BITB | Bitwise Bitcoin ETF | ETF-Crypto | 1.20% | -0.15% | +7.85% | |
| 26 | SCHB | Schwab US Broad Market ETF | ETF-Other | 1.20% | — | +1.88% | |
| 27 | BUFB | Innovator Ladd Allo Buff ETF | ETF-Other | 1.13% | — | +10.59% | |
| 28 | DDWM | Wisdomtree Dy Inter Eq Fd-us | ETF-Other | 1.10% | — | -3.11% | |
| 29 | IGIB | Ishares 5-10y Inv Grade CORP | ETF-Corp Bonds | 1.06% | — | +4.32% | |
| 30 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 1.04% | — | +3.39% | |
| 31 | IBUF | Innv Id 10 Buffer ETF Qurtly | ETF-Other | 1.01% | — | -0.60% | |
| 32 | USFR | Wisdomtree Floating Rate Tre | ETF-Other | 1.00% | -0.06% | -12.38% | |
| 33 | GDE | Wisdomtree Efficient Gold Pl | ETF-Commodities | 0.99% | — | +1.93% | |
| 34 | AAAU | Goldman Sachs Physical Gold | ETF-Commodities | 0.99% | — | -8.06% | |
| 35 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.97% | -0.06% | -4.49% | |
| 36 | PSFF | Pacer Swan Sos Fund Of Funds | ETF-Other | 0.92% | — | -1.02% | |
| 37 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.91% | — | +7.85% | |
| 38 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.85% | — | -8.66% | |
| 39 | VTWO | Vanguard Russell 2000 ETF | ETF-Small Cap | 0.80% | — | +6.95% | |
| 40 | VUG | Vanguard Growth ETF | ETF-Other | 0.77% | — | +5.59% | |
| 41 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.74% | — | +12.60% | |
| 42 | VXX | Ipath Series B S&p 500 Vix | ETF-Large Cap & Growth | 0.70% | +0.66% | +1201.76% | |
| 43 | QBUF | Innv Nasdaq -100 10 B - Qrt | ETF-Tech | 0.69% | — | — | |
| 44 | AAPL | Apple INC | Stock-Tech | 0.68% | — | -3.09% | |
| 45 | ORCL | Oracle CORP | Stock-Tech | 0.68% | -0.14% | +2.77% | |
| 46 | IBND | State Street Spdr Bloomberg | ETF-Other | 0.67% | — | -3.61% | |
| 47 | EES | Wisdomtree US Smallcap Fund | ETF-Other | 0.65% | — | +0.02% | |
| 48 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.62% | -0.08% | -0.09% | |
| 49 | VUSB | Vanguard Ultra Short Bond Et | ETF-Other | 0.57% | +0.57% | NEW | |
| 50 | SPYD | Ss Spdr P S&p 500 Hi Div ETF | ETF-Large Cap & Growth | 0.57% | +0.25% | +57.95% |
Performance for Q3 2026
+1.9%
Performance Last 4 Quarters
+16.1%
Based on 69% of reported portfolio value with available pricing
Optima Capital LLC's most significant position changes for 2026-03-31: Sold out: In Gro-100 Pwr Buf ETF - Dec (NDEC); New buy: Vanguard Ultra Short Bond Et (VUSB); Sold out: Ishares Silver Trust (SLV); New buy: Cap Group Dividend Value (CGDV); Sold out: Ss Spdr S&p Metals Mining (XME).
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-05 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-23 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-27 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-15 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-06-13 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-06-13 | 13F-HR | View on EDGAR |
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