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Oppenheimer & Close, Inc. Historical SEC 13F Holdings & Archive (Q2 2013)
Oppenheimer & Close, Inc.CIK: 0001512395
Diversified strategySector-focusedLong-term holder
Total reported value
$135.5M
Reporting period: 2013-06-30 · Number of holdings: 58
Oppenheimer & Close, Inc. disclosed 58 holdings in its latest 13F filing for the period ending 2013-06-30, with total reported value of $135.5M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 13.81
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 89.9
Oppenheimer & Close, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.035 — mathematically equivalent to about 29 equally-sized positions, well below its 58 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.01), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 22% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SMHC | VanEck China Semiconductor ETF | ETF-Emerging Markets | 5.74% | — | — | — |
| 2 | GLD | Spdr Gold Shares | ETF-Commodities | 5.71% | — | — | — |
| 3 | SSUP | Superior Industries Intl | Stock-Other | 5.41% | — | — | — |
| 4 | HP | Helmerich & Payne | Stock-Energy | 5.22% | — | — | — |
| 5 | SMHI | SEACOR Marine Holdings Inc. | Stock-Other | 5.19% | — | — | — |
| 6 | MSFT | Microsoft CORP | Stock-Tech | 5.15% | — | — | — |
| 7 | CHTR | Charter Communications, Inc. | Stock-Comm Services | 5.01% | — | — | — |
| 8 | JNJ | Johnson & Johnson | Stock-Healthcare | 4.90% | — | — | — |
| 9 | CSCO | Cisco Systems Inc | Stock-Tech | 4.79% | — | — | — |
| 10 | GLW | Corning Inc | Stock-Tech | 4.46% | — | — | — |
| 11 | MMM | 3m Co | Stock-Industrials | 3.83% | — | — | — |
| 12 | NFBK | Northfield Bancorp Inc | Stock-Other | 2.79% | — | — | — |
| 13 | PFE | Pfizer Inc | Stock-Healthcare | 2.37% | — | — | — |
| 14 | ✓ | Si Finl Group Inc Md | Stock-Other | 2.20% | — | — | — |
| 15 | ✓ | Ocean Shore Hldg Co New | Stock-Other | 2.19% | — | — | — |
| 16 | HTB | Hometrust Bancshares Inc | Stock-Other | 2.00% | — | — | — |
| 17 | MLVFUSD | Malvern Bancorp Inc | Stock-Other | 1.82% | — | — | — |
| 18 | HFBC | Hopfed Bancorp Inc | Stock-Other | 1.57% | — | — | — |
| 19 | IIIN | Insteel Industries Inc | Stock-Other | 1.55% | — | — | — |
| 20 | ✓ | Sp Bancorp Inc | Stock-Other | 1.54% | — | — | — |
| 21 | CORE | Core-mark Holding Co Inc | Stock-Other | 1.41% | — | — | — |
| 22 | ✓ | FedFirst Financial Corporation | Stock-Other | 1.37% | — | — | — |
| 23 | HFBL | Home Federal Bancorp Inc/la | Stock-Other | 1.35% | — | — | — |
| 24 | ✓ | Providence & Worcester Rr Co | Stock-Other | 1.31% | — | — | — |
| 25 | ✓ | Hardinge Inc | Stock-Other | 1.28% | — | — | — |
| 26 | EBMT | Eagle Bancorp Montana Inc | Stock-Other | 1.27% | — | — | — |
| 27 | ✓ | Essa Bancorp Inc | Stock-Other | 1.21% | — | — | — |
| 28 | ✓ | Oba Financial | Stock-Other | 1.18% | — | — | — |
| 29 | IROQ | If Bancorp Inc | Stock-Other | 1.14% | — | — | — |
| 30 | ✓ | Naugatuck Vy Finl CORP Md | Stock-Other | 1.13% | — | — | — |
| 31 | ✓ | Georgetown Bancorp, Inc. | Stock-Other | 1.00% | — | — | — |
| 32 | ✓ | Material Sciences CORP | Stock-Other | 0.97% | — | — | — |
| 33 | HBCP | Home Bancorp Inc | Stock-Other | 0.84% | — | — | — |
| 34 | ✓ | State Investors Bancorp, Inc. | Stock-Other | 0.84% | — | — | — |
| 35 | NX | Quanex Building Products | Stock-Other | 0.82% | — | — | — |
| 36 | BRT | Brt Apartments CORP | Stock-Other | 0.82% | — | — | — |
| 37 | ✓ | Colonial Financial Services, Inc. | Stock-Other | 0.79% | — | — | — |
| 38 | CTOUSD | Cons Tomoka Land Co-florida | Stock-Other | 0.75% | — | — | — |
| 39 | SFBC | Sound Financial Bancorp Inc | Stock-Other | 0.71% | — | — | — |
| 40 | NUE | Nucor CORP | Stock-Materials | 0.68% | — | — | — |
| 41 | ✓ | Allied Healthcare Products | Stock-Other | 0.60% | — | — | — |
| 42 | OFED | Oconee Federal Financial Cor | Stock-Other | 0.59% | — | — | — |
| 43 | ✓ | Northeast Community Bancorp Inc | Stock-Other | 0.56% | — | — | — |
| 44 | HURC | Hurco Companies Inc | Stock-Other | 0.51% | — | — | — |
| 45 | ✓ | Englobal CORP | Stock-Other | 0.45% | — | — | — |
| 46 | ✓ | Market Vectors ETF Tr | ETF-Other | 0.40% | — | — | — |
| 47 | ✓ | Peoples Federal | Stock-Other | 0.36% | — | — | — |
| 48 | ✓ | Avx CORP New | Stock-Other | 0.35% | — | — | — |
| 49 | ✓ | First Connecticut Bancorp | Stock-Other | 0.34% | — | — | — |
| 50 | ✓ | Hampden Bancorp | Stock-Other | 0.33% | — | — | — |
1–50 of 58
Reported value over time
Not enough data yet to compute personality scores
Sector allocation
Sector allocation over time
Not enough sector-mapped data yet
Quarterly history
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Oppenheimer & Close, Inc. and what type of investor is it?
Oppenheimer & Close, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2013-06-30), the firm manages a tracked equity portfolio valued at approximately $135.5M, spread across 58 disclosed positions.
What are Oppenheimer & Close, Inc.'s largest equity positions?
Based on the latest 13F filing, Oppenheimer & Close, Inc.'s top holdings by market value are:
1. VanEck China Semiconductor ETF (SMHC) — $7.8M (5.7%)
2. Spdr Gold Shares (GLD) — $7.7M (5.7%)
3. Superior Industries Intl (SSUP) — $7.3M (5.4%)
4. Helmerich & Payne (HP) — $7.1M (5.2%)
5. SEACOR Marine Holdings Inc. (SMHI) — $7.0M (5.2%)
What changes did Oppenheimer & Close, Inc. make in its most recent portfolio filing?
No notable portfolio changes were recorded for Oppenheimer & Close, Inc. in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Oppenheimer & Close, Inc. focus on?
Oppenheimer & Close, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 44.7%
• Health Care: 32.7%
• Communication Services: 22.5%
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Investment Profile
Oppenheimer & Close, Inc.'s portfolio is broadly diversified and long-term-holding, with 44.7% of the portfolio concentrated in Information Technology.
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