OP
Oath Planning, LLC SEC 13F Holdings (Q3 2026) — Top Position: VANGUARD SHORT-TERM BOND ETF
Oath Planning, LLCCIK: 0002109944
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$154.1M
Reporting period: 2026-09-30 · Number of holdings: 74
Oath Planning, LLC disclosed 74 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $154.1M and a quarterly turnover rate of 20.0%.
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Personality snowflake
- Concentration
- 25.55
- Portfolio Stability
- 19.95
- Momentum
- 100
- Sector conviction
- 67.83
- Diversification
- 100
- Sizing Uniformity
- 80.56
Oath Planning, LLC's disclosed holdings carry a Herfindahl concentration index of 0.064 — mathematically equivalent to about 16 equally-sized positions, well below its 74 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.94), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 8% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy 30233Q108
Trim PNC
-0.0% -$367.7K
Add BSV
+22.2% $3.2M
Sold out XOM
Trim DFAC
+2.1% $144.4K
Add VOO
+16.9% $2.7M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 12.64% | +0.58% | +22.24% | |
| 2 | UITB | Victoryshares Core Intermedi | ETF-Other | 12.15% | +0.41% | +24.18% | |
| 3 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 10.76% | +0.44% | +16.95% | |
| 4 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 9.45% | +0.08% | +21.37% | |
| 5 | AVDV | Avantis Intl S/c Value ETF | ETF-Other | 5.12% | +0.39% | +16.54% | |
| 6 | FNDF | Schwab Fndmn Intl Lrg Co ETF | ETF-Other | 4.48% | +0.21% | +17.98% | |
| 7 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 4.20% | -0.50% | +2.07% | |
| 8 | FRDM | Freedom 100 Emeging Mrkt ETF | ETF-Other | 3.98% | +0.20% | +25.40% | |
| 9 | VTV | Vanguard Value ETF | ETF-Other | 3.51% | +0.06% | +17.40% | |
| 10 | DBEF | Xtrackers Msci Eafe Hedged E | ETF-Other | 2.42% | +0.09% | +18.13% | |
| 11 | PNC | Pnc Financial Services Group | Stock-Financials | 2.21% | -0.59% | -0.03% | |
| 12 | BSVO | EA Bridgeway Omni Sm-Cp Val | ETF-Other | 1.95% | -0.35% | +0.91% | |
| 13 | VGIT | Vanguard Intermediate-term T | ETF-Other | 1.48% | -0.38% | -5.46% | |
| 14 | XLRE | Ss Real Estate Select Sector | ETF-Other | 1.44% | +0.03% | +25.65% | |
| 15 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.33% | -0.04% | +8.50% | |
| 16 | NVDA | Nvidia CORP | Stock-Tech | 1.18% | +0.39% | +50.29% | |
| 17 | HEI | Heico CORP | Stock-Industrials | 1.14% | -0.40% | — | |
| 18 | DFIV | Dimensional International Va | ETF-Other | 1.09% | -0.14% | -2.01% | |
| 19 | ✓ | Stock-Other | 1.05% | +1.05% | NEW | ||
| 20 | GLD | Spdr Gold Shares | ETF-Commodities | 0.98% | — | +10.94% | |
| 21 | DFUV | Dimensional US Marketwide Va | ETF-Other | 0.97% | -0.17% | -2.41% | |
| 22 | AAPL | Apple Inc | Stock-Tech | 0.93% | +0.31% | +50.30% | |
| 23 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.91% | -0.12% | +1.71% | |
| 24 | VUG | Vanguard Growth ETF | ETF-Other | 0.68% | -0.06% | +0.04% | |
| 25 | DISV | Dimensional International Sm | ETF-Other | 0.63% | -0.07% | -3.97% | |
| 26 | HEI-A | Heico Corp-class A | Stock-Other | 0.62% | -0.19% | — | |
| 27 | DFEM | Dimensional Emrg Mrkt Core | ETF-Other | 0.50% | -0.10% | -1.32% | |
| 28 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.47% | -0.07% | +0.03% | |
| 29 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 0.43% | -0.10% | -7.42% | |
| 30 | XLK | Ss Technology Select Sector | ETF-Tech | 0.42% | +0.03% | +18.50% | |
| 31 | UNP | Union Pacific CORP | Stock-Industrials | 0.41% | +0.41% | NEW | |
| 32 | DFGR | Dim Global Real Estate ETF | ETF-Other | 0.38% | -0.08% | +0.13% | |
| 33 | SCHC | Schwab Intl Small-cap Equity | ETF-Other | 0.37% | -0.04% | — | |
| 34 | DFAX | Dimensional World Ex US Core | ETF-Other | 0.37% | -0.05% | -0.77% | |
| 35 | IBM | Intl Business Machines CORP | Stock-Tech | 0.36% | -0.15% | +2.95% | |
| 36 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 0.35% | +0.03% | +23.86% | |
| 37 | DFNM | Dimensional National Muni Bd | ETF-Other | 0.34% | +0.01% | +23.48% | |
| 38 | CAT | Caterpillar Inc | Stock-Industrials | 0.33% | +0.10% | +121.60% | |
| 39 | DFIC | Dimensional International Co | ETF-Other | 0.33% | -0.06% | -3.23% | |
| 40 | VTIP | Vanguard Short-term Tips | ETF-Other | 0.32% | -0.02% | +9.82% | |
| 41 | WMT | Walmart Inc | Stock-Consumer Staples | 0.31% | -0.08% | +1.13% | |
| 42 | DFSD | Dimensional Short Duration | ETF-Other | 0.28% | — | +18.22% | |
| 43 | GNR | State Street Spdr S&p Global | ETF-Other | 0.28% | -0.02% | — | |
| 44 | SPSM | Ss Spdr P S&p 600 Small Cap | ETF-Small Cap | 0.27% | -0.07% | +0.40% | |
| 45 | DFAU | Dimensional US Core Equity M | ETF-Other | 0.27% | -0.05% | -4.20% | |
| 46 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.26% | +0.02% | +21.15% | |
| 47 | ELV | Elevance Health Inc | Stock-Healthcare | 0.25% | -0.03% | +0.41% | |
| 48 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.24% | +0.24% | NEW | |
| 49 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 0.24% | -0.04% | +1.16% | |
| 50 | IWN | Ishares Russell 2000 Value E | ETF-Small Cap | 0.24% | -0.05% | +0.40% |
1–50 of 74
Portfolio Performance
Performance for Q4 2026
-0.1%
Performance Last 4 Quarters
+4%
- Stdev
- +11.3%
- Beta
- +0.66
- Alpha
- -5.6%
- Max Drawdown
- -2.5%
- Annualized Perf
- +6.1%
- Batting Avg vs S&P
- +37.5%
- Sortino
- +0.97
- Stutzer
- +0.18
- Treynor
- +0.1
- Sterling
- —
- Calmar
- +2.45
- Information Ratio
- -1.78
- Tracking Error
- +6.7%
- Stdev Down
- +6.6%
- Winning Months %
- +62.5%
- Losing Months %
- +37.5%
- Best 12 Months
- —
- Worst 12 Months
- —
- Efficiency Ratio
- +0.21
- Sharpe
- +0.57
- Stdev Sectors
- +10.9%
- Skewness
- -0.09
- Kurtosis
- -0.56
- Upside Potential
- +2.66
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
Oath Planning, LLC's most significant position changes for 2026-09-30: New buy: ; Sold out: Exxon Mobil CORP (XOM); New buy: Union Pacific CORP (UNP); Sold out: Bny Mellon US Lrg Cap Cor (BKLC); New buy: Amazon.com Inc (AMZN).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | +1.1% | NEW | New buy | |
| 2 | BSV | Vanguard Short-term Bond ETF | +0.6% | +22.24% | Add |
| 3 | VOO | Vanguard S&p 500 ETF | +0.4% | +16.95% | Add |
| 4 | UITB | Victoryshares Core Intermedi | +0.4% | +24.18% | Add |
| 5 | UNP | Union Pacific CORP | +0.4% | NEW | New buy |
| 6 | AVDV | Avantis Intl S/c Value ETF | +0.4% | +16.54% | Add |
| 7 | NVDA | Nvidia CORP | +0.4% | +50.29% | Add |
| 8 | AAPL | Apple Inc | +0.3% | +50.30% | Add |
| 9 | AMZN | Amazon.com Inc | +0.2% | NEW | New buy |
| 10 | NHI | Natl Health Investors Inc | +0.2% | NEW | New buy |
| 11 | BND | Vanguard Total Bond Market | +0.2% | NEW | New buy |
| 12 | IVV | Ishares Core S&p 500 ETF | +0.2% | NEW | New buy |
| 13 | FNDF | Schwab Fndmn Intl Lrg Co ETF | +0.2% | +17.98% | Add |
| 14 | NHC | National Healthcare CORP | +0.2% | NEW | New buy |
| 15 | FRDM | Freedom 100 Emeging Mrkt ETF | +0.2% | +25.40% | Add |
| 16 | ✓ | +0.2% | NEW | New buy | |
| 17 | ✓ | +0.2% | NEW | New buy | |
| 18 | SLV | Ishares Silver Trust | +0.2% | NEW | New buy |
| 19 | ✓ | +0.2% | NEW | New buy | |
| 20 | CAT | Caterpillar Inc | +0.1% | +121.60% | Add |
| 21 | DBEF | Xtrackers Msci Eafe Hedged E | +0.1% | +18.13% | Add |
| 22 | VBR | Vanguard Small-cap Value ETF | +0.1% | +21.37% | Add |
| 23 | VTV | Vanguard Value ETF | +0.1% | +17.40% | Add |
| 24 | XLRE | Ss Real Estate Select Sector | 0% | +25.65% | Add |
| 25 | XLK | Ss Technology Select Sector | 0% | +18.50% | Add |
| 26 | ITOT | Ishares Core S&p Total U.s. | 0% | +23.86% | Add |
| 27 | JNJ | Johnson & Johnson | 0% | +21.15% | Add |
| 28 | DFNM | Dimensional National Muni Bd | 0% | +23.48% | Add |
| 29 | GLD | Spdr Gold Shares | — | +10.94% | Add |
| 30 | DFSD | Dimensional Short Duration | — | +18.22% | Add |
| 31 | WPM | Wheaton Precious Metals CORP | — | +0.20% | Add |
| 32 | XLG | Invesco S&p 500 Top 50 ETF | 0% | +0.14% | Add |
| 33 | GNR | State Street Spdr S&p Global | 0% | — | Unchanged |
| 34 | VTIP | Vanguard Short-term Tips | 0% | +9.82% | Add |
| 35 | TGTX | Tg Therapeutics Inc | 0% | — | Unchanged |
| 36 | SPYV | Ss Spdr P S&p 500 Value ETF | 0% | +0.44% | Add |
| 37 | VT | Vanguard Tot World Stk ETF | 0% | — | Unchanged |
| 38 | AVUV | Avantis US Small Cap Value | 0% | +0.05% | Add |
| 39 | DFAS | Dimensional US Small Cap ETF | 0% | +1.14% | Add |
| 40 | IEMG | Ishares Core Msci Emerging | 0% | -0.08% | Trim |
| 41 | ELV | Elevance Health Inc | 0% | +0.41% | Add |
| 42 | IVE | Ishares S&p 500 Value ETF | 0% | +0.41% | Add |
| 43 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | +8.50% | Add |
| 44 | IEI | Ishares 3-7 Year Treasury Bo | 0% | -3.29% | Trim |
| 45 | SCHC | Schwab Intl Small-cap Equity | 0% | — | Unchanged |
| 46 | VO | Vanguard Mid-cap ETF | 0% | +0.38% | Add |
| 47 | IGSB | Ishares 1-5y Inv Grade CORP | 0% | +1.16% | Add |
| 48 | DFAT | Dimensional US Target Value | -0.1% | -1.30% | Trim |
| 49 | VNQ | Vanguard Real Estate ETF | -0.1% | +0.87% | Add |
| 50 | IWN | Ishares Russell 2000 Value E | -0.1% | +0.40% | Add |
1–50 of 82
Filing History
FAQ
What is Oath Planning, LLC and what type of investor is it?
Oath Planning, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $154.1M, spread across 74 disclosed positions.
What are Oath Planning, LLC's largest equity positions?
Based on the latest 13F filing, Oath Planning, LLC's top holdings by market value are:
1. Vanguard Short-term Bond ETF (BSV) — $19.5M (12.6%)
2. Victoryshares Core Intermedi (UITB) — $18.7M (12.2%)
3. Vanguard S&p 500 ETF (VOO) — $16.6M (10.8%)
4. Vanguard Small-cap Value ETF (VBR) — $14.6M (9.4%)
5. Avantis Intl S/c Value ETF (AVDV) — $7.9M (5.1%)
What changes did Oath Planning, LLC make in its most recent portfolio filing?
In the latest reported quarter, Oath Planning, LLC made 76 notable position adjustments: 11 new positions were initiated, 41 existing holdings were added to, 16 positions were partially reduced, and 8 were completely exited. The largest of these moves: New buy: ; Sold out: Exxon Mobil CORP (XOM); New buy: Union Pacific CORP (UNP); Sold out: Bny Mellon US Lrg Cap Cor (BKLC); New buy: Amazon.com Inc (AMZN)
What sectors does Oath Planning, LLC focus on?
Oath Planning, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 30.0%
• Financials: 26.8%
• Industrials: 22.9%
• Health Care: 8.4%
• Consumer Discretionary: 5.6%
• Consumer Staples: 3.8%
Investment Profile
Oath Planning, LLC returned an annualized 6.1% over the trailing 8 months — underperforming the S&P 500 by 5.6 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.66 (less volatile than the market) and a 38% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding.
Its turnover score has risen from 0 to 20 over the past 3 quarters — a shift toward more active trading.
It has added to its BSV position over the past two quarters (+$6.2M, now $19.5M), while trimming MCD over the same stretch (-$83.8K, still holding $338.3K).
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Developer Access
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