OC
Oakwood Capital Management Llc/ca Historical SEC 13F Holdings & Archive (Q2 2021)
Oakwood Capital Management Llc/caCIK: 0001077148
High-turnover trader
Total reported value
$387.6M
Reporting period: 2021-06-30 · Number of holdings: 61
OAKWOOD CAPITAL MANAGEMENT LLC/CA disclosed 61 holdings in its latest 13F filing for the period ending 2021-06-30, with total reported value of $387.6M and a quarterly turnover rate of 93.4%.
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Personality snowflake
- Concentration
- 0
- Portfolio Stability
- 93.36
- Momentum
- 50
- Sector conviction
- 54.1
- Diversification
- 0
- Sizing Uniformity
- —
Oakwood Capital Management Llc/ca's disclosed holdings carry a Herfindahl concentration index of 0.029 — mathematically equivalent to about 35 equally-sized positions, well below its 61 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.88), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 67% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govSold out MSFT
Sold out DFAU
Sold out AAPL
Sold out GOOGL
Sold out AMZN
Sold out JPM
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | Stock-Tech | 6.24% | -6.07% | EXIT | |
| 2 | DFAU | Dimensional US Core Equity M | ETF-Other | 5.80% | -5.88% | EXIT | |
| 3 | AAPL | Apple Inc | Stock-Tech | 5.06% | -5.03% | EXIT | |
| 4 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 4.75% | -4.71% | EXIT | |
| 5 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 4.29% | -4.48% | EXIT | |
| 6 | NVDA | Nvidia CORP | Stock-Tech | 3.73% | -2.82% | EXIT | |
| 7 | JPM | Jpmorgan Chase & Co | Stock-Financials | 3.44% | -3.99% | EXIT | |
| 8 | V | Visa Inc-class A Shares | Stock-Financials | 3.19% | -3.31% | EXIT | |
| 9 | BLKCHF | Blackrock Inc | Stock-Other | 3.11% | -3.12% | EXIT | |
| 10 | DFAI | Dimensional International Co | ETF-Other | 3.06% | -3.30% | EXIT | |
| 11 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 2.68% | — | — | |
| 12 | BIMBX | Blckrck Syst Multi-str-inst | Stock-Other | 2.28% | -2.51% | EXIT | |
| 13 | DHR | Danaher CORP | Stock-Healthcare | 2.25% | -2.14% | EXIT | |
| 14 | ADI | Analog Devices Inc | Stock-Tech | 2.20% | -2.15% | EXIT | |
| 15 | HD | Home Depot Inc | Stock-Consumer Disc | 2.17% | -2.42% | EXIT | |
| 16 | SBUX | Starbucks CORP | Stock-Consumer Disc | 2.08% | -2.24% | EXIT | |
| 17 | HON | Honeywell International Inc | Stock-Industrials | 2.02% | -2.27% | EXIT | |
| 18 | AVUS | Avantis U.s. Equity ETF | ETF-Other | 1.97% | -2.09% | EXIT | |
| 19 | CSCO | Cisco Systems Inc | Stock-Tech | 1.88% | -2.17% | EXIT | |
| 20 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 1.88% | -2.07% | EXIT | |
| 21 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 1.76% | -1.97% | EXIT | |
| 22 | AMGN | Amgen Inc | Stock-Healthcare | 1.75% | -2.06% | EXIT | |
| 23 | TFC | Truist Financial CORP | Stock-Financials | 1.70% | -2.03% | EXIT | |
| 24 | DIS | Walt Disney Co/the | Stock-Comm Services | 1.68% | -1.98% | EXIT | |
| 25 | APD | Air Products & Chemicals Inc | Stock-Materials | 1.66% | -1.08% | EXIT | |
| 26 | UNP | Union Pacific CORP | Stock-Industrials | 1.62% | -1.81% | EXIT | |
| 27 | MA | Mastercard Inc - A | Stock-Financials | 1.60% | -1.78% | EXIT | |
| 28 | BAC | Bank Of America CORP | Stock-Financials | 1.60% | -1.72% | EXIT | |
| 29 | MRK | Merck & Co. Inc. | Stock-Healthcare | 1.58% | -1.86% | EXIT | |
| 30 | KO | Coca-cola Co/the | Stock-Consumer Staples | 1.50% | -1.70% | EXIT | |
| 31 | PEP | Pepsico Inc | Stock-Consumer Staples | 1.50% | -1.66% | EXIT | |
| 32 | CVX | Chevron CORP | Stock-Energy | 1.44% | -1.61% | EXIT | |
| 33 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 1.43% | — | — | |
| 34 | ABBV | Abbvie Inc | Stock-Healthcare | 1.35% | -1.44% | EXIT | |
| 35 | FTV | Fortive CORP | Stock-Tech | 1.34% | -1.59% | EXIT | |
| 36 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 1.29% | -1.40% | EXIT | |
| 37 | DLR | Digital Realty Trust Inc | Stock-Real Estate | 1.17% | -1.22% | EXIT | |
| 38 | RTX | Rtx CORP | Stock-Industrials | 1.16% | -1.18% | EXIT | |
| 39 | CVS | Cvs Health CORP | Stock-Healthcare | 1.15% | -1.20% | EXIT | |
| 40 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 1.13% | -1.25% | EXIT | |
| 41 | TXN | Texas Instruments Inc | Stock-Tech | 1.13% | -1.28% | EXIT | |
| 42 | SGOL | Abrdn Physical Gold Shares | ETF-Commodities | 1.04% | -1.21% | EXIT | |
| 43 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 0.86% | -0.37% | EXIT | |
| 44 | SPG | Simon Property Group Inc | Stock-Real Estate | 0.82% | -0.82% | EXIT | |
| 45 | DFAS | Dimensional US Small Cap ETF | ETF-Small Cap | 0.56% | — | — | |
| 46 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.40% | -0.41% | EXIT | |
| 47 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.30% | -0.32% | EXIT | |
| 48 | QQQJ | Invesco Nasdaq Next Gen 100 | ETF-Tech | 0.16% | -0.17% | EXIT | |
| 49 | ADBE | Adobe Inc | Stock-Tech | 0.15% | -0.14% | EXIT | |
| 50 | NOW | Servicenow Inc | Stock-Tech | 0.14% | -0.15% | EXIT |
1–50 of 61
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2021 Q2 | 61 | $387.6M | 93 | ||
| 2021 Q1 | 57 | $339.3M | 18 | ||
| 2020 Q4 | 65 | $328.0M | 29 | ||
| 2020 Q3 | 60 | $270.7M | 22 | ||
| 2020 Q2 | 55 | $240.4M | 37 | ||
| 2020 Q1 | 46 | $189.1M | 31 | ||
| 2019 Q4 | 48 | $240.6M | 25 | ||
| 2019 Q3 | 48 | $226.1M | 15 | ||
| 2019 Q2 | 50 | $233.2M | 29 | ||
| 2019 Q1 | 51 | $238.4M | 13 | ||
| 2018 Q4 | 49 | $213.2M | 37 | ||
| 2018 Q3 | 45 | $246.8M | 20 | ||
| 2018 Q2 | 47 | $237.3M | 12 | ||
| 2018 Q1 | 46 | $234.3M | 73 | ||
| 2017 Q4 | 69 | $451.7M | 9 | ||
| 2017 Q3 | 69 | $428.3M | 21 | ||
| 2017 Q2 | 75 | $405.5M | 11 | ||
| 2017 Q1 | 72 | $401.3M | 17 | ||
| 2016 Q4 | 76 | $391.0M | 22 | ||
| 2016 Q3 | 72 | $389.3M | 14 | ||
| 2016 Q2 | 73 | $382.9M | 17 | ||
| 2016 Q1 | 71 | $377.9M | 16 | ||
| 2015 Q4 | 78 | $371.1M | 20 | ||
| 2015 Q3 | 82 | $358.4M | 28 | ||
| 2015 Q2 | 91 | $384.3M | 16 | ||
| 2015 Q1 | 88 | $364.8M | 24 | ||
| 2014 Q4 | 92 | $351.9M | 23 | ||
| 2014 Q3 | 87 | $343.2M | 16 | ||
| 2014 Q2 | 74 | $332.0M | 19 | ||
| 2014 Q1 | 72 | $304.2M | 10 | ||
| 2013 Q4 | 74 | $300.6M | 19 | ||
| 2013 Q3 | 71 | $273.6M | 19 | ||
| 2013 Q2 | 69 | $253.0M | 0 |
Holding changes this quarter
Oakwood Capital Management Llc/ca's most significant position changes for 2021-06-30: Sold out: Microsoft CORP (MSFT); Sold out: Dimensional US Core Equity M (DFAU); Sold out: Apple Inc (AAPL); Sold out: Alphabet Inc-cl A (GOOGL); Sold out: Amazon.com Inc (AMZN).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | — | EXIT | Sold out |
| 2 | DFAU | Dimensional US Core Equity M | — | EXIT | Sold out |
| 3 | AAPL | Apple Inc | — | EXIT | Sold out |
| 4 | GOOGL | Alphabet Inc-cl A | — | EXIT | Sold out |
| 5 | AMZN | Amazon.com Inc | — | EXIT | Sold out |
| 6 | JPM | Jpmorgan Chase & Co | — | EXIT | Sold out |
| 7 | V | Visa Inc-class A Shares | — | EXIT | Sold out |
| 8 | DFAI | Dimensional International Co | — | EXIT | Sold out |
| 9 | BLKCHF | Blackrock Inc | — | EXIT | Sold out |
| 10 | NVDA | Nvidia CORP | — | EXIT | Sold out |
| 11 | BIMBX | Blckrck Syst Multi-str-inst | — | EXIT | Sold out |
| 12 | HD | Home Depot Inc | — | EXIT | Sold out |
| 13 | HON | Honeywell International Inc | — | EXIT | Sold out |
| 14 | SBUX | Starbucks CORP | — | EXIT | Sold out |
| 15 | CSCO | Cisco Systems Inc | — | EXIT | Sold out |
| 16 | ADI | Analog Devices Inc | — | EXIT | Sold out |
| 17 | DHR | Danaher CORP | — | EXIT | Sold out |
| 18 | AVUS | Avantis U.s. Equity ETF | — | EXIT | Sold out |
| 19 | UNH | Unitedhealth Group Inc | — | EXIT | Sold out |
| 20 | AMGN | Amgen Inc | — | EXIT | Sold out |
| 21 | TFC | Truist Financial CORP | — | EXIT | Sold out |
| 22 | DIS | Walt Disney Co/the | — | EXIT | Sold out |
| 23 | AVUV | Avantis US Small Cap Value | — | EXIT | Sold out |
| 24 | MRK | Merck & Co. Inc. | — | EXIT | Sold out |
| 25 | UNP | Union Pacific CORP | — | EXIT | Sold out |
| 26 | MA | Mastercard Inc - A | — | EXIT | Sold out |
| 27 | BAC | Bank Of America CORP | — | EXIT | Sold out |
| 28 | KO | Coca-cola Co/the | — | EXIT | Sold out |
| 29 | PEP | Pepsico Inc | — | EXIT | Sold out |
| 30 | CVX | Chevron CORP | — | EXIT | Sold out |
| 31 | FTV | Fortive CORP | — | EXIT | Sold out |
| 32 | ABBV | Abbvie Inc | — | EXIT | Sold out |
| 33 | BMY | Bristol-myers Squibb Co | — | EXIT | Sold out |
| 34 | TXN | Texas Instruments Inc | — | EXIT | Sold out |
| 35 | CMCSA | Comcast Corp-class A | — | EXIT | Sold out |
| 36 | DLR | Digital Realty Trust Inc | — | EXIT | Sold out |
| 37 | SGOL | Abrdn Physical Gold Shares | — | EXIT | Sold out |
| 38 | CVS | Cvs Health CORP | — | EXIT | Sold out |
| 39 | RTX | Rtx CORP | — | EXIT | Sold out |
| 40 | APD | Air Products & Chemicals Inc | — | EXIT | Sold out |
| 41 | T | At&t Inc | — | EXIT | Sold out |
| 42 | SPG | Simon Property Group Inc | — | EXIT | Sold out |
| 43 | QQQ | Invesco Qqq Trust Series 1 | — | EXIT | Sold out |
| 44 | DFAE | Dimensional Emerging Core Eq | — | EXIT | Sold out |
| 45 | VOO | Vanguard S&p 500 ETF | — | EXIT | Sold out |
| 46 | QQQJ | Invesco Nasdaq Next Gen 100 | — | EXIT | Sold out |
| 47 | NOW | Servicenow Inc | — | EXIT | Sold out |
| 48 | ADBE | Adobe Inc | — | EXIT | Sold out |
| 49 | QUS | Ss Spdr Msci U Stratfact ETF | — | EXIT | Sold out |
| 50 | EFAV | Ishares Msci Eafe Min Vol Fa | — | EXIT | Sold out |
Filing History
FAQ
What is Oakwood Capital Management Llc/ca and what type of investor is it?
Oakwood Capital Management Llc/ca is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2021-06-30), the firm manages a tracked equity portfolio valued at approximately $387.6M, spread across 61 disclosed positions.
What are Oakwood Capital Management Llc/ca's largest equity positions?
Based on the latest 13F filing, Oakwood Capital Management Llc/ca's top holdings by market value are:
1. Microsoft CORP (MSFT) — $24.2M (6.2%)
2. Dimensional US Core Equity M (DFAU) — $22.5M (5.8%)
3. Apple Inc (AAPL) — $19.6M (5.1%)
4. Alphabet Inc-cl A (GOOGL) — $18.4M (4.8%)
5. Amazon.com Inc (AMZN) — $16.6M (4.3%)
What changes did Oakwood Capital Management Llc/ca make in its most recent portfolio filing?
In the latest quarter, Oakwood Capital Management Llc/ca took a more defensive posture — trimming 0 positions and completely exiting 50 holdings. The largest of these moves: Sold out: Microsoft CORP (MSFT); Sold out: Dimensional US Core Equity M (DFAU); Sold out: Apple Inc (AAPL); Sold out: Alphabet Inc-cl A (GOOGL); Sold out: Amazon.com Inc (AMZN)
What sectors does Oakwood Capital Management Llc/ca focus on?
Oakwood Capital Management Llc/ca is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 30.6%
• Health Care: 16.8%
• Financials: 14.7%
• Consumer Discretionary: 12.7%
• Communication Services: 11.4%
• Industrials: 7.2%
Investment Profile
Oakwood Capital Management Llc/ca's portfolio is broadly diversified and fast-trading, with 30.6% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 37 to 93 over the past 4 quarters — a shift toward more active trading.
It has added to its NVDA position over the past two quarters (+$4.9M, now $14.5M), while trimming VZ over the same stretch (-$5.4M, still holding $224.0K).
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