NA
NWF Advisory Services Inc. 13F Holdings (439 Positions, Q3 2026)
NWF Advisory Services Inc.CIK: 0002045735
Diversified strategyMomentum followerLong-term holder
Total reported value
$1.1B
Reporting period: 2026-09-30 · Number of holdings: 439
NWF Advisory Services Inc. disclosed 439 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $1.1B and a quarterly turnover rate of 10.6%.
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Personality snowflake
- Concentration
- 6.87
- Portfolio Stability
- 10.58
- Momentum
- 100
- Sector conviction
- 57.99
- Diversification
- 100
- Sizing Uniformity
- 74.7
NWF Advisory Services Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.017 — mathematically equivalent to about 58 equally-sized positions, well below its 439 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.53), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 40% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd WAGN
+1818.1% $7.0M
Trim MU
-1.2% -$6.1M
Add RSP
+117.0% $3.4M
Trim UNH
-1.1% -$2.1M
Add MSFT
-4.0% $2.3M
Trim VTI
-18.9% -$2.0M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 439 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MU | Micron Technology Inc | Stock-Tech | 5.86% | -0.63% | -1.21% | |
| 2 | XLK | Ss Technology Select Sector | ETF-Tech | 4.85% | +0.06% | -0.57% | |
| 3 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 4.37% | +0.11% | +1.50% | |
| 4 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 3.83% | -0.05% | +0.20% | |
| 5 | AAPL | Apple Inc | Stock-Tech | 3.47% | +0.19% | -7.00% | |
| 6 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 2.55% | -0.11% | +0.46% | |
| 7 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 2.54% | -0.09% | +1.48% | |
| 8 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 2.02% | +0.04% | +1.18% | |
| 9 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.82% | -0.06% | +0.46% | |
| 10 | MGK | Vanguard Mega Cap Growth ETF | ETF-Other | 1.78% | +0.08% | +0.21% | |
| 11 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 1.77% | +0.04% | +2.62% | |
| 12 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.73% | +0.03% | -1.63% | |
| 13 | NVDA | Nvidia CORP | Stock-Tech | 1.61% | +0.02% | -10.69% | |
| 14 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 1.55% | -0.03% | +0.48% | |
| 15 | VUG | Vanguard Growth ETF | ETF-Other | 1.49% | +0.08% | +2.12% | |
| 16 | VGT | Vanguard Info Tech ETF | ETF-Tech | 1.43% | +0.05% | -0.60% | |
| 17 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 1.31% | -0.21% | -1.05% | |
| 18 | V | Visa Inc-class A Shares | Stock-Financials | 1.29% | +0.04% | -0.22% | |
| 19 | OXY | Occidental Petroleum CORP | Stock-Energy | 1.29% | +0.12% | -2.43% | |
| 20 | BABA | Alibaba Group Holding-sp Adr | Stock-Consumer Disc | 1.27% | +0.14% | +1.69% | |
| 21 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.13% | -0.04% | -2.76% | |
| 22 | AXP | American Express Co | Stock-Financials | 1.08% | -0.12% | +0.71% | |
| 23 | AMR | Alpha Metallurgical Resource | Stock-Other | 1.02% | +0.12% | +11.93% | |
| 24 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.93% | -0.03% | +6.61% | |
| 25 | MKL | Markel Group Inc | Stock-Financials | 0.93% | -0.06% | +8.06% | |
| 26 | MSFT | Microsoft CORP | Stock-Tech | 0.86% | +0.20% | -3.98% | |
| 27 | BAC | Bank Of America CORP | Stock-Financials | 0.86% | -0.17% | -12.02% | |
| 28 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.85% | +0.09% | +10.87% | |
| 29 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.85% | -0.20% | -18.93% | |
| 30 | HCC | Warrior Met Coal Inc | Stock-Materials | 0.79% | +0.08% | +3.00% | |
| 31 | VT | Vanguard Tot World Stk ETF | ETF-Other | 0.78% | +0.01% | +1.19% | |
| 32 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.76% | +0.06% | +0.17% | |
| 33 | GM | General Motors Co | Stock-Consumer Disc | 0.74% | -0.10% | -10.72% | |
| 34 | C | Citigroup Inc | Stock-Financials | 0.73% | -0.18% | -13.10% | |
| 35 | YYY | Amplify Cef High Income ETF | ETF-Other | 0.70% | -0.07% | +1.33% | |
| 36 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.70% | -0.07% | -7.47% | |
| 37 | WAGN | Pabrai Wagons ETF | ETF-Other | 0.69% | +0.66% | +1818.05% | |
| 38 | SMH | Vaneck Semiconductor ETF | ETF-Other | 0.69% | -0.03% | +3.90% | |
| 39 | GSLC | Goldman Activebeta US Lc ETF | ETF-Commodities | 0.67% | +0.01% | — | |
| 40 | WMT | Walmart Inc | Stock-Consumer Staples | 0.66% | -0.08% | -2.16% | |
| 41 | CB | Chubb Limited | Stock-Financials | 0.63% | -0.03% | +1.41% | |
| 42 | JEPQ | JPM Nasdaq Equity Premium | ETF-Tech | 0.62% | +0.05% | +10.19% | |
| 43 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.60% | +0.31% | +117.02% | |
| 44 | IDV | Ishares International Select | ETF-Other | 0.59% | +0.06% | +10.62% | |
| 45 | CGGR | Cap Group Growth Equity | ETF-Other | 0.58% | — | -0.06% | |
| 46 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.54% | +0.03% | +7.92% | |
| 47 | CGMS | Cap Group US Multi-sect Bond | ETF-Other | 0.53% | +0.01% | +7.73% | |
| 48 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.52% | — | -0.75% | |
| 49 | CVX | Chevron CORP | Stock-Energy | 0.52% | +0.06% | -9.08% | |
| 50 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.50% | +0.17% | -3.29% |
1–50 of 200
Portfolio Performance
Performance for Q4 2026
+1.7%
Performance Last 4 Quarters
+20.2%
- Stdev
- +12.3%
- Beta
- +0.96
- Alpha
- +2.3%
- Max Drawdown
- -7.3%
- Annualized Perf
- +25.6%
- Batting Avg vs S&P
- +55.6%
- Sortino
- +4.71
- Stutzer
- +0.57
- Treynor
- +0.25
- Sterling
- +1.71
- Calmar
- +3.49
- Information Ratio
- +0.39
- Tracking Error
- +3.7%
- Stdev Down
- +5%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +42.3%
- Worst 12 Months
- +8.6%
- Efficiency Ratio
- +0.84
- Sharpe
- +1.93
- Stdev Sectors
- +9.6%
- Skewness
- +0.12
- Kurtosis
- -0.18
- Upside Potential
- +6.21
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 439 | $1.1B | 11 | ||
| 2026 Q2 | 456 | $1.1B | 0 | ||
| 2026 Q1 | 411 | $885.6M | 14 | ||
| 2025 Q4 | 409 | $904.9M | 14 | ||
| 2025 Q3 | 419 | $911.3M | 20 | ||
| 2025 Q2 | 419 | $838.5M | 39 | ||
| 2025 Q1 | 365 | $712.1M | 0 | ||
| 2024 Q4 | 282 | $682.8M | 34 | ||
| 2024 Q3 | 344 | $687.8M | 16 | ||
| 2024 Q2 | 326 | $628.6M | 12 | ||
| 2024 Q1 | 336 | $598.8M | 25 | ||
| 2023 Q4 | 303 | $502.4M | 22 | ||
| 2023 Q3 | 292 | $424.8M | 10 | ||
| 2023 Q2 | 285 | $431.6M | 0 | ||
| 2023 Q1 | 284 | $431.0M | 0 |
Holding changes this quarter
NWF Advisory Services Inc.'s most significant position changes for 2026-09-30: New buy: ; Sold out: American Electric Power (AEP); New buy: Pgim Aaa Clo ETF (PAAA); New buy: Victoryshares Free Cash Flow (VFLO); New buy: Ishares Core 60/40 Balanced (AOR).
Showing top 200 changes by size (of 475 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | WAGN | Pabrai Wagons ETF | +0.7% | +1818.05% | Add |
| 2 | RSP | Invesco S&p 500 Equal Weight | +0.3% | +117.02% | Add |
| 3 | MSFT | Microsoft CORP | +0.2% | -3.98% | Trim |
| 4 | AAPL | Apple Inc | +0.2% | -7.00% | Trim |
| 5 | ✓ | +0.2% | NEW | New buy | |
| 6 | PLTR | Palantir Technologies Inc-a | +0.2% | -3.29% | Trim |
| 7 | PAAA | Pgim Aaa Clo ETF | +0.2% | NEW | New buy |
| 8 | BABA | Alibaba Group Holding-sp Adr | +0.1% | +1.69% | Add |
| 9 | VFLO | Victoryshares Free Cash Flow | +0.1% | NEW | New buy |
| 10 | OXY | Occidental Petroleum CORP | +0.1% | -2.43% | Trim |
| 11 | AMR | Alpha Metallurgical Resource | +0.1% | +11.93% | Add |
| 12 | VOO | Vanguard S&p 500 ETF | +0.1% | +1.50% | Add |
| 13 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.1% | +10.87% | Add |
| 14 | VUG | Vanguard Growth ETF | +0.1% | +2.12% | Add |
| 15 | MGK | Vanguard Mega Cap Growth ETF | +0.1% | +0.21% | Add |
| 16 | HCC | Warrior Met Coal Inc | +0.1% | +3.00% | Add |
| 17 | CGIC | Cap Group Intl Core Eq | +0.1% | +31.22% | Add |
| 18 | AOR | Ishares Core 60/40 Balanced | +0.1% | NEW | New buy |
| 19 | XLK | Ss Technology Select Sector | +0.1% | -0.57% | Trim |
| 20 | IDV | Ishares International Select | +0.1% | +10.62% | Add |
| 21 | DIS | Walt Disney Co/the | +0.1% | +0.17% | Add |
| 22 | QQQM | Invesco Nasdaq 100 ETF | +0.1% | +16.82% | Add |
| 23 | CVX | Chevron CORP | +0.1% | -9.08% | Trim |
| 24 | ✓ | +0.1% | +133.55% | Add | |
| 25 | SGOV | Ishares 0-3 Month Treasury B | +0.1% | +38.13% | Add |
| 26 | VGT | Vanguard Info Tech ETF | +0.1% | -0.60% | Trim |
| 27 | CGBL | Cap Group Core Balanced | +0.1% | +21.01% | Add |
| 28 | JEPQ | JPM Nasdaq Equity Premium | +0.1% | +10.19% | Add |
| 29 | GPIQ | Gs Nasdaq-100 Pr Inc Etf-usd | +0.1% | +54.30% | Add |
| 30 | BAI | Ishrs Ai In And Tech Act ETF | +0.1% | +32.93% | Add |
| 31 | IVV | Ishares Core S&p 500 ETF | 0% | +1.18% | Add |
| 32 | ITOT | Ishares Core S&p Total U.s. | 0% | +2.62% | Add |
| 33 | V | Visa Inc-class A Shares | 0% | -0.22% | Trim |
| 34 | ICSH | Ishares Ultra Short Duration | 0% | +20.36% | Add |
| 35 | META | Meta Platforms Inc-class A | 0% | -10.45% | Trim |
| 36 | P | Everpure Inc-a | 0% | -0.31% | Trim |
| 37 | VTV | Vanguard Value ETF | 0% | +10.98% | Add |
| 38 | GRAL | Grail Inc | 0% | -7.92% | Trim |
| 39 | CGHY | Cap Group High Yield Bond | 0% | NEW | New buy |
| 40 | AMZN | Amazon.com Inc | 0% | -1.63% | Trim |
| 41 | EFA | Ishares Msci Eafe ETF | 0% | +7.92% | Add |
| 42 | AMGN | Amgen Inc | 0% | +3.52% | Add |
| 43 | IWF | Ishares Russell 1000 Growth | 0% | +49.53% | Add |
| 44 | TXG | 10x Genomics Inc-class A | 0% | NEW | New buy |
| 45 | PDO | Pimco Dynamic Income Opport | 0% | +155.80% | Add |
| 46 | MA | Mastercard Inc - A | 0% | +16.10% | Add |
| 47 | SCHG | Schwab US Large-cap Growth | 0% | NEW | New buy |
| 48 | MRK | Merck & Co. Inc. | 0% | +3.86% | Add |
| 49 | CGMU | Cap Group Municipal Income | 0% | NEW | New buy |
| 50 | GLD | Spdr Gold Shares | 0% | +2.96% | Add |
1–50 of 200
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is NWF Advisory Services Inc. and what type of investor is it?
NWF Advisory Services Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $1.1B, spread across 439 disclosed positions.
What are NWF Advisory Services Inc.'s largest equity positions?
Based on the latest 13F filing, NWF Advisory Services Inc.'s top holdings by market value are:
1. Micron Technology Inc (MU) — $62.9M (5.9%)
2. Ss Technology Select Sector (XLK) — $52.1M (4.8%)
3. Vanguard S&p 500 ETF (VOO) — $46.9M (4.4%)
4. Berkshire Hathaway Inc-cl B (BRK-B) — $41.1M (3.8%)
5. Apple Inc (AAPL) — $37.3M (3.5%)
What changes did NWF Advisory Services Inc. make in its most recent portfolio filing?
In the latest reported quarter, NWF Advisory Services Inc. made 195 notable position adjustments: 22 new positions were initiated, 77 existing holdings were added to, 57 positions were partially reduced, and 39 were completely exited. The largest of these moves: New buy: ; Sold out: American Electric Power (AEP); New buy: Pgim Aaa Clo ETF (PAAA); New buy: Victoryshares Free Cash Flow (VFLO); New buy: Ishares Core 60/40 Balanced (AOR)
What sectors does NWF Advisory Services Inc. focus on?
NWF Advisory Services Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 35.6%
• Financials: 16.6%
• Consumer Discretionary: 10.9%
• Communication Services: 10.4%
• Consumer Staples: 7.9%
• Health Care: 7.7%
Investment Profile
NWF Advisory Services Inc. returned an annualized 25.6% over the trailing 36 months — outperforming the S&P 500 by 2.3 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.96 (roughly in line with the market) and a 56% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 35.6% of the portfolio concentrated in Information Technology.
It has added to its XLK position over the past two quarters (+$16.0M, now $52.1M), while trimming HGLB over the same stretch (-$1.9M, still holding $189.4K).
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Developer Access
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REST API
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