13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001629649
Total reported value
$8.5B
$8.5B
877 檔
19.5%
According to the latest 13F quarterly dataset, Northwestern Mutual Investment Management Company, LLC managed an equity portfolio of $8.5B at the end of Q1 2024, spanning 877 distinct U.S. exchange-listed positions.
In Q1 2024, Northwestern Mutual Investment Management Company, LLC displayed an active expansion posture, initiating 6 new positions and adding to 26 existing holdings, outstripping position reductions.
Showing top 200 holdings (of 877 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 12.05% | +1.25% | +2.24% | |
| 2 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 10.23% | -1.20% | +5.05% | |
| 3 | EFA | Ishares Msci Eafe ETF | ETF-Other | 9.18% | -3.93% | +61.63% | |
| 4 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 7.13% | -1.07% | +347.06% | |
| 5 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 4.90% | +0.46% | -49.58% | |
| 6 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 4.24% | -0.02% | -49.14% | |
| 7 | MSFT | Microsoft CORP | Stock-Tech | 2.59% | -0.29% | +0.23% | |
| 8 | AAPL | Apple Inc | Stock-Tech | 2.06% | -0.21% | -0.47% | |
| 9 | NVDA | Nvidia CORP | Stock-Tech | 1.85% | -0.24% | +0.25% | |
| 10 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.37% | -0.11% | +0.77% | |
| 11 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.90% | -0.18% | — | |
| 12 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.89% | -0.15% | -0.63% | |
| 13 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.74% | -0.02% | -0.17% | |
| 14 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.63% | -0.09% | +0.25% | |
| 15 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.62% | -0.02% | -0.70% | |
| 16 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.51% | +0.01% | +0.25% | |
| 17 | AVGO | Broadcom Inc | Stock-Tech | 0.48% | -0.04% | +0.51% | |
| 18 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.48% | -0.05% | +0.25% | |
| 19 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.40% | -0.06% | +0.43% | |
| 20 | XOM | Exxon Mobil CORP | Stock-Energy | 0.38% | -0.13% | -0.62% | |
| 21 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.38% | +0.02% | +0.25% | |
| 22 | V | Visa Inc-class A Shares | Stock-Financials | 0.37% | -0.04% | -0.53% | |
| 23 | MA | Mastercard Inc - A | Stock-Financials | 0.33% | -0.04% | -0.12% | |
| 24 | HD | Home Depot Inc | Stock-Consumer Disc | 0.32% | -0.03% | -0.23% | |
| 25 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.32% | -0.03% | +0.09% | |
| 26 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.32% | -0.06% | +0.25% | |
| 27 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.28% | -0.02% | +0.25% | |
| 28 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.27% | -0.05% | +0.48% | |
| 29 | ABBV | Abbvie Inc | Stock-Healthcare | 0.27% | -0.02% | +0.25% | |
| 30 | AMD | Advanced Micro Devices | Stock-Tech | 0.24% | +0.20% | +0.26% | |
| 31 | CRM | Salesforce Inc | Stock-Tech | 0.24% | -0.03% | -0.26% | |
| 32 | CVX | Chevron CORP | Stock-Energy | 0.23% | -0.07% | -0.96% | |
| 33 | NFLX | Netflix Inc | Stock-Comm Services | 0.22% | -0.09% | -0.88% | |
| 34 | BAC | Bank Of America CORP | Stock-Financials | 0.22% | -0.02% | +0.25% | |
| 35 | WMT | Walmart Inc | Stock-Consumer Staples | 0.21% | -0.07% | +200.82% | |
| 36 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.20% | -0.03% | +0.22% | |
| 37 | CDNS | Cadence Design Sys Inc | Stock-Tech | 0.20% | — | +0.09% | |
| 38 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.20% | -0.02% | +0.25% | |
| 39 | ADBE | Adobe Inc | Stock-Tech | 0.19% | -0.02% | -0.47% | |
| 40 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 0.19% | -0.02% | +0.25% | |
| 41 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.19% | -0.02% | +0.50% | |
| 42 | WFC | Wells Fargo & Co | Stock-Financials | 0.17% | -0.02% | -0.66% | |
| 43 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.17% | -0.04% | +0.25% | |
| 44 | CSCO | Cisco Systems Inc | Stock-Tech | 0.17% | +0.02% | +0.57% | |
| 45 | MAC | Macerich Co/the | Stock-Other | 0.17% | — | -68.26% | |
| 46 | ORCL | Oracle CORP | Stock-Tech | 0.17% | -0.03% | +0.60% | |
| 47 | ABT | Abbott Laboratories | Stock-Healthcare | 0.16% | -0.03% | +0.29% | |
| 48 | GE | General Electric | Stock-Industrials | 0.16% | +0.01% | +0.25% | |
| 49 | QCOM | Qualcomm Inc | Stock-Tech | 0.16% | — | +0.51% | |
| 50 | INTC | Intel CORP | Stock-Tech | 0.15% | +0.15% | +0.54% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | EFA | Ishares Msci Eafe ETF | +3.7% | +61.63% | Add |
| 2 | VOO | Vanguard S&p 500 ETF | +1% | +2.24% | Add |
| 3 | AGG | Ishares Core U.s. Aggregate | +0.9% | NEW | New buy |
| 4 | NVDA | Nvidia CORP | +0.8% | +0.25% | Add |
| 5 | IJR | Ishares Core S&p Small-cap E | +0.4% | +5.05% | Add |
| 6 | META | Meta Platforms Inc-class A | +0.2% | -0.63% | Trim |
| 7 | MSFT | Microsoft CORP | +0.2% | +0.23% | Add |
| 8 | AMZN | Amazon.com Inc | +0.2% | +0.77% | Add |
| 9 | LLY | Eli Lilly & Co | +0.1% | +0.25% | Add |
| 10 | P | Everpure Inc-a | +0.1% | NEW | New buy |
| 11 | BRK-B | Berkshire Hathaway Inc-cl B | +0.1% | +0.25% | Add |
| 12 | AMH | American Homes 4 Rent- A | +0.1% | NEW | New buy |
| 13 | AVGO | Broadcom Inc | +0.1% | +0.51% | Add |
| 14 | JPM | Jpmorgan Chase & Co | +0.1% | +0.25% | Add |
| 15 | ELF | Elf Beauty Inc | +0.1% | NEW | New buy |
| 16 | VST | Vistra CORP | +0.1% | +0.26% | Add |
| 17 | DIS | Walt Disney Co/the | +0.1% | +0.50% | Add |
| 18 | MRK | Merck & Co. Inc. | +0.1% | +0.25% | Add |
| 19 | GOOGL | Alphabet Inc-cl A | 0% | -0.17% | Trim |
| 20 | XOM | Exxon Mobil CORP | 0% | -0.62% | Trim |
| 21 | AMD | Advanced Micro Devices | 0% | +0.26% | Add |
| 22 | AIT | Applied Industrial Tech Inc | 0% | NEW | New buy |
| 23 | GE | General Electric | 0% | +0.25% | Add |
| 24 | WSM | Williams-sonoma Inc | 0% | +0.27% | Add |
| 25 | NFLX | Netflix Inc | 0% | -0.88% | Trim |
| 26 | ABBV | Abbvie Inc | 0% | +0.25% | Add |
| 27 | CYTK | Cytokinetics Inc | 0% | NEW | New buy |
| 28 | EME | Emcor Group Inc | 0% | +0.27% | Add |
| 29 | MA | Mastercard Inc - A | 0% | -0.12% | Trim |
| 30 | WHR | Whirlpool CORP | 0% | +606.22% | Add |
| 31 | ZION | Zions Bancorp NA | 0% | +604.84% | Add |
| 32 | PG | Procter & Gamble Co/the | 0% | +0.09% | Add |
| 33 | MU | Micron Technology Inc | 0% | +0.79% | Add |
| 34 | HD | Home Depot Inc | 0% | -0.23% | Trim |
| 35 | GOOG | Alphabet Inc-cl C | 0% | -0.70% | Trim |
| 36 | AMAT | Applied Materials Inc | 0% | -0.29% | Trim |
| 37 | CRM | Salesforce Inc | 0% | -0.26% | Trim |
| 38 | CAT | Caterpillar Inc | 0% | +0.04% | Add |
| 39 | SRCUSD | Spirit Realty Capital Inc | 0% | EXIT | Sold out |
| 40 | ADBE | Adobe Inc | 0% | -0.47% | Trim |
| 41 | SMCIUSD | Super Micro Computer Inc | 0% | -84.51% | Trim |
| 42 | BA | Boeing Co/the | 0% | +1.10% | Add |
| 43 | DECK | Deckers Outdoor CORP | -0.1% | -85.78% | Trim |
| 44 | TSLA | Tesla Inc | -0.2% | +0.43% | Add |
| 45 | MAC | Macerich Co/the | -0.3% | -68.26% | Trim |
| 46 | AAPL | Apple Inc | -0.3% | -0.47% | Trim |
| 47 | IJH | Ishares Core S&p Midcap ETF | -0.4% | +347.06% | Add |
| 48 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | -0.6% | EXIT | Sold out |
| 49 | IEFA | Ishares Core Msci Eafe ETF | -3.9% | -49.14% | Trim |
| 50 | IVV | Ishares Core S&p 500 ETF | -4.2% | -49.58% | Trim |
According to official SEC Form 13F filings, Northwestern Mutual Investment Management Company, LLC reported a total U.S. public equity portfolio value of $8.5B across 877 disclosed positions in Q1 2024.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including VOO, IJR, EFA) accounted for 19.5% of total reported equity market value during Q1 2024.
Top New Position Initiated
AGG
市值: $34.5M
Top Position Liquidated / Trimmed
LQD
前期市值: $20.7M
During Q1 2024, Northwestern Mutual Investment Management Company, LLC's top holdings by market value included VOO (12.1%)、IJR (10.2%)、EFA (9.2%). The largest single position, VOO, represented 12.1% of total portfolio value.
In Q1 2024, Northwestern Mutual Investment Management Company, LLC made 50 total portfolio adjustments, initiating 6 new buys, adding to 26 positions, trimming 16 holdings, and fully liquidating 2 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.