CIK: 0002010635
Total reported value
$51.8M
Reporting period: 2026-03-31 · Number of holdings: 66
Northwest Financial Advisors disclosed 66 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $51.8M and a quarterly turnover rate of 23.4%.
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Northwest Financial Advisors's disclosed holdings carry a Herfindahl concentration index of 0.031 — mathematically equivalent to about 33 equally-sized positions, well below its 66 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.02), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 12% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add CGMU
+47.9% $674.7K
Add CGGR
+93.8% $551.1K
Trim BN
-1.6% -$290.1K
Trim QQQ
+0.7% -$170.9K
Trim AAPL
-39.2% -$301.6K
Trim VIG
-36.0% -$246.4K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | GTO | Invesco Total Return Bond Et | ETF-Other | 7.00% | +0.12% | +9.82% | |
| 2 | SPHQ | Invesco S&p 500 Quality ETF | ETF-Large Cap & Growth | 6.68% | +0.28% | +11.13% | |
| 3 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 5.79% | -0.73% | +0.70% | |
| 4 | JMBS | Janus Henderson Mortg Backed | ETF-Other | 4.96% | +0.08% | +9.64% | |
| 5 | CGGO | Cap Group Global Growth | ETF-Other | 4.15% | -0.15% | +6.62% | |
| 6 | CGDV | Cap Group Dividend Value | ETF-Other | 4.11% | +0.16% | +13.77% | |
| 7 | CGMU | Cap Group Municipal Income | ETF-Other | 4.09% | +1.11% | +47.87% | |
| 8 | DIVO | Amplify Cwp Enhan Divid ETF | ETF-Other | 3.81% | — | +0.77% | |
| 9 | BN | Brookfield CORP | Stock-Financials | 3.66% | -0.84% | -1.64% | |
| 10 | NOBL | Proshares S&p 500 Dividend A | ETF-Large Cap & Growth | 3.24% | — | -0.63% | |
| 11 | IDVO | Amplify Cwp Intl Enh Dvd INC | ETF-Other | 2.87% | +0.36% | +15.65% | |
| 12 | CGGR | Cap Group Growth Equity | ETF-Other | 2.48% | +0.97% | +93.81% | |
| 13 | JHMD | John Hancock Mf Dev Intl ETF | ETF-Other | 2.46% | +0.10% | +8.68% | |
| 14 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 2.42% | -0.33% | -1.89% | |
| 15 | CGBL | Cap Group Core Balanced | ETF-Other | 1.75% | +0.36% | +38.37% | |
| 16 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 1.68% | — | +0.11% | |
| 17 | REGL | Prshrs S&p Mid 400 Dvd Arist | ETF-Other | 1.43% | — | -2.62% | |
| 18 | GLD | Spdr Gold Shares | ETF-Commodities | 1.33% | — | -1.78% | |
| 19 | SMDV | Proshrs Rsl 2000 Dvd Grw ETF | ETF-Other | 1.28% | — | -2.33% | |
| 20 | BOND | Pimco Active Bond Exchange-t | ETF-Other | 1.25% | +0.01% | +8.30% | |
| 21 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 1.19% | — | +2.56% | |
| 22 | VPU | Vanguard Utilities ETF | ETF-Other | 1.19% | — | +0.06% | |
| 23 | JBND | Jpmorgan Active Bond ETF | ETF-Other | 1.18% | +1.18% | NEW | |
| 24 | NPV | Nuveen Va Qlty Muni INC | Stock-Other | 1.06% | — | +3.00% | |
| 25 | WMT | Walmart INC | Stock-Consumer Staples | 1.04% | +0.05% | +0.18% | |
| 26 | TCAF | T Rowe Prc Cap Appreciation | ETF-Other | 1.04% | +1.04% | NEW | |
| 27 | VXUS | Vanguard Total Intl Stock | ETF-Other | 1.01% | — | — | |
| 28 | AVLV | Avantis US Large Cap Value | ETF-Large Cap & Growth | 0.99% | — | +1.65% | |
| 29 | RDVY | First Trust Rising Dividend | ETF-Other | 0.97% | — | -1.43% | |
| 30 | XMHQ | Invesco S&p Midcap Qual ETF | ETF-Other | 0.96% | +0.04% | +9.30% | |
| 31 | JGRO | Jpmorgan Active Growth ETF | ETF-Other | 0.93% | +0.93% | NEW | |
| 32 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.91% | +0.13% | +0.13% | |
| 33 | CAT | Caterpillar INC | Stock-Industrials | 0.90% | +0.12% | — | |
| 34 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.87% | — | +4.40% | |
| 35 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.82% | +0.08% | — | |
| 36 | MISL | First Trust Indxx Aero & Def | ETF-Other | 0.82% | — | +0.04% | |
| 37 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.80% | -0.56% | -35.95% | |
| 38 | MSFT | Microsoft CORP | Stock-Tech | 0.79% | -0.28% | +3.25% | |
| 39 | CIBR | First Trust Nasdaq Cybersecu | ETF-Tech | 0.78% | -0.38% | -18.05% | |
| 40 | AAPL | Apple INC | Stock-Tech | 0.76% | -0.67% | -39.24% | |
| 41 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.76% | — | — | |
| 42 | VDC | Vanguard Consumer Staple ETF | ETF-Other | 0.76% | +0.76% | NEW | |
| 43 | GD | General Dynamics CORP | Stock-Industrials | 0.75% | +0.75% | NEW | |
| 44 | XOM | Exxon Mobil CORP | Stock-Energy | 0.70% | +0.17% | -0.05% | |
| 45 | BND | Vanguard Total Bond Market | ETF-Other | 0.69% | -0.18% | -15.26% | |
| 46 | SBI | Western Asset Intermediate | Stock-Other | 0.69% | — | +5.91% | |
| 47 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.68% | — | +3.08% | |
| 48 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.64% | — | -6.73% | |
| 49 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.63% | — | — | |
| 50 | VZ | Verizon Communications INC | Stock-Comm Services | 0.60% | +0.08% | +1.12% |
Performance for Q3 2026
+2.5%
Performance Last 4 Quarters
+15.7%
Based on 77% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 66 | $51.8M | 23 | |
| 2025-12-31 | 66 | $48.6M | 59 | |
| 2025-09-30 | 99 | $77.8M | 87 | |
| 2025-06-30 | 95 | $71.7M | 0 | |
| 2025-03-31 | 119 | $120.6M | 0 | |
| 2024-12-31 | 113 | $121.1M | 0 | |
| 2024-09-30 | 571 | $125.6M | 0 | |
| 2024-06-30 | 90 | $98.4M | 0 | |
| 2024-03-31 | 86 | $91.1M | 0 | |
| 2023-12-31 | 570 | $117.7M | 0 |
Northwest Financial Advisors's most significant position changes for 2026-03-31: New buy: Jpmorgan Active Bond ETF (JBND); New buy: T Rowe Prc Cap Appreciation (TCAF); Sold out: Mcdonald's CORP (MCD); New buy: Jpmorgan Active Growth ETF (JGRO); New buy: Vanguard Consumer Staple ETF (VDC).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | CGMU | Cap Group Municipal Income | +1.1% | +47.87% | Add |
| 2 | CGGR | Cap Group Growth Equity | +1% | +93.81% | Add |
| 3 | IDVO | Amplify Cwp Intl Enh Dvd INC | +0.4% | +15.65% | Add |
| 4 | CGBL | Cap Group Core Balanced | +0.4% | +38.37% | Add |
| 5 | SPHQ | Invesco S&p 500 Quality ETF | +0.3% | +11.13% | Add |
| 6 | XOM | Exxon Mobil CORP | +0.2% | -0.05% | Trim |
| 7 | CGDV | Cap Group Dividend Value | +0.2% | +13.77% | Add |
| 8 | LMT | Lockheed Martin CORP | +0.1% | +0.13% | Add |
| 9 | GTO | Invesco Total Return Bond Et | +0.1% | +9.82% | Add |
| 10 | CAT | Caterpillar INC | +0.1% | — | Unchanged |
| 11 | JHMD | John Hancock Mf Dev Intl ETF | +0.1% | +8.68% | Add |
| 12 | JMBS | Janus Henderson Mortg Backed | +0.1% | +9.64% | Add |
| 13 | JNJ | Johnson & Johnson | +0.1% | — | Unchanged |
| 14 | VZ | Verizon Communications INC | +0.1% | +1.12% | Add |
| 15 | WMT | Walmart INC | +0.1% | +0.18% | Add |
| 16 | XMHQ | Invesco S&p Midcap Qual ETF | 0% | +9.30% | Add |
| 17 | BOND | Pimco Active Bond Exchange-t | 0% | +8.30% | Add |
| 18 | GLD | Spdr Gold Shares | — | -1.78% | Trim |
| 19 | JQUA | Jpmorgan US Quality Factor | -0.1% | -16.99% | Trim |
| 20 | IBM | Intl Business Machines CORP | -0.1% | +0.12% | Add |
| 21 | BAM | Brookfield Asset Mgmt-a | -0.2% | -4.02% | Trim |
| 22 | CGGO | Cap Group Global Growth | -0.2% | +6.62% | Add |
| 23 | BND | Vanguard Total Bond Market | -0.2% | -15.26% | Trim |
| 24 | MUB | Ishares National Muni Bond E | -0.3% | -34.76% | Trim |
| 25 | MSFT | Microsoft CORP | -0.3% | +3.25% | Add |
| 26 | IVV | Ishares Core S&p 500 ETF | -0.3% | -1.89% | Trim |
| 27 | CIBR | First Trust Nasdaq Cybersecu | -0.4% | -18.05% | Trim |
| 28 | VIG | Vanguard Dividend Apprec ETF | -0.6% | -35.95% | Trim |
| 29 | AAPL | Apple INC | -0.7% | -39.24% | Trim |
| 30 | QQQ | Invesco Qqq Trust Series 1 | -0.7% | +0.70% | Add |
| 31 | BN | Brookfield CORP | -0.8% | -1.64% | Trim |
| 32 | JBND | Jpmorgan Active Bond ETF | — | NEW | New buy |
| 33 | TCAF | T Rowe Prc Cap Appreciation | — | NEW | New buy |
| 34 | MCD | Mcdonald's CORP | — | EXIT | Sold out |
| 35 | JGRO | Jpmorgan Active Growth ETF | — | NEW | New buy |
| 36 | VDC | Vanguard Consumer Staple ETF | — | NEW | New buy |
| 37 | GD | General Dynamics CORP | — | NEW | New buy |
| 38 | CEG | Constellation Energy | — | EXIT | Sold out |
| 39 | CGUS | Cap Group Core Equity | — | NEW | New buy |
| 40 | SPY | Ss Spdr S&p 500 ETF Trust-us | — | NEW | New buy |
| 41 | RSPG | Invesco S&p 500 Equal Weight | — | NEW | New buy |
| 42 | TJX | Tjx Companies INC | — | EXIT | Sold out |
| 43 | PLTR | Palantir Technologies Inc-a | — | EXIT | Sold out |
| 44 | ADSK | Autodesk INC | — | EXIT | Sold out |
| 45 | JVAL | Jpmorgan US Value Factor ETF | — | EXIT | Sold out |
| 46 | AMZN | Amazon.com INC | — | EXIT | Sold out |
| 47 | VUG | Vanguard Growth ETF | — | EXIT | Sold out |
| 48 | JMUB | Jpmorgan Municipal ETF | — | NEW | New buy |
| 49 | AVGO | Broadcom INC | — | EXIT | Sold out |
| 50 | GEV | GE Vernova INC | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-24 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-26 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-06 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-04 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-11 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-22 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-13 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2025-01-27 | Amendment | View on EDGAR |
| 2024-06-30 | 2024-08-13 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2025-01-27 | Amendment | View on EDGAR |
| 2024-03-31 | 2024-05-09 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-07 | 13F-HR | View on EDGAR |
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