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CIK: 0001632097
Total reported value
$6.9B
$6.9B
654 檔
24.8%
The Q1 2026 SEC filing reveals that NorthRock Partners, LLC held a total portfolio value of $6.9B, covering 654 public equity positions.
In Q1 2026, NorthRock Partners, LLC displayed an active expansion posture, initiating 34 new positions and adding to 107 existing holdings, outstripping position reductions.
Showing top 200 holdings (of 654 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | JMTG | Mortgage-backed Securities | ETF-Other | 8.01% | -2.07% | +7.42% | |
| 2 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 5.67% | +0.31% | +6.14% | |
| 3 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 5.14% | +0.76% | +9.32% | |
| 4 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 4.59% | -0.61% | +2.86% | |
| 5 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 4.18% | +0.13% | +3.83% | |
| 6 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 3.64% | +0.36% | +11.07% | |
| 7 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 3.63% | +0.36% | +3.81% | |
| 8 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 3.46% | +0.56% | +4.73% | |
| 9 | AAPL | Apple Inc | Stock-Tech | 3.19% | +0.07% | +4.78% | |
| 10 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 2.99% | -0.03% | -1.72% | |
| 11 | IGF | Ishares Global Infrastructur | ETF-Other | 2.88% | +0.09% | +84.72% | |
| 12 | HEFA | Isha Curr Hedged Msci Eafe | ETF-Other | 2.11% | -0.18% | +13.34% | |
| 13 | MDYV | Ss Spdr S&p 400 Mc Val ETF | ETF-Other | 1.84% | +0.12% | +3.07% | |
| 14 | IWB | Ishares Russell 1000 ETF | ETF-Other | 1.71% | +0.04% | -0.17% | |
| 15 | MDYG | Ss Spdr S&p 400 Mc Gr ETF | ETF-Other | 1.68% | +0.20% | +2.71% | |
| 16 | JMST | JPM Ultra-short Muni Income | ETF-Other | 1.23% | -0.74% | +25.96% | |
| 17 | SLYV | Ss Spdr S&p 600 Sc Val ETF | ETF-Other | 1.22% | +0.10% | +2.08% | |
| 18 | ROUS | Hartford Multifact US Eqty | ETF-Other | 1.21% | -0.02% | -4.83% | |
| 19 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 1.11% | -0.02% | -1.55% | |
| 20 | EFA | Ishares Msci Eafe ETF | ETF-Other | 1.07% | -0.04% | +0.13% | |
| 21 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 1.06% | +0.26% | +11.29% | |
| 22 | SLYG | Ss Spdr S&p 600 Sc Gr ETF | ETF-Other | 1.06% | +0.21% | +3.31% | |
| 23 | MSFT | Microsoft CORP | Stock-Tech | 0.95% | -0.09% | +6.77% | |
| 24 | NVDA | Nvidia CORP | Stock-Tech | 0.95% | -0.01% | +4.39% | |
| 25 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 0.89% | -0.11% | +2.55% | |
| 26 | SPEM | State Street Sp Ptf Em ETF | ETF-Other | 0.85% | -0.03% | -0.19% | |
| 27 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 0.81% | +0.10% | +28.39% | |
| 28 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 0.78% | +0.11% | +19.82% | |
| 29 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.77% | +0.06% | +0.55% | |
| 30 | VMBS | Vanguard Mortgage-backed Sec | ETF-Other | 0.72% | -0.06% | -0.06% | |
| 31 | MBB | Ishares Mbs ETF | ETF-Other | 0.71% | -0.10% | +2.31% | |
| 32 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.66% | +0.02% | +288.12% | |
| 33 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.55% | +0.02% | -1.00% | |
| 34 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.53% | -0.17% | -4.66% | |
| 35 | SPTI | Ss Spdr P Int Term Tsy ETF | ETF-Other | 0.51% | -0.08% | +1.50% | |
| 36 | TAFM | AB Tax Aware Inter Muni | ETF-Other | 0.51% | +0.93% | -2.38% | |
| 37 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.50% | -0.04% | +2.04% | |
| 38 | VYMI | Vanguard Int High Dvd Yld In | ETF-Other | 0.49% | -0.06% | -3.62% | |
| 39 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.48% | -0.01% | -0.11% | |
| 40 | MDLZ | Mondelez International Inc-a | Stock-Consumer Staples | 0.48% | -0.05% | -1.07% | |
| 41 | PGR | Progressive CORP | Stock-Financials | 0.47% | -0.05% | -0.06% | |
| 42 | PM | Philip Morris International | Stock-Consumer Staples | 0.47% | — | -2.66% | |
| 43 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 0.45% | +0.09% | +1.96% | |
| 44 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.44% | +0.02% | +12.95% | |
| 45 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 0.43% | +0.06% | +4.21% | |
| 46 | BDYN | Ishares Dyn Act ETF | ETF-Other | 0.43% | -0.01% | +1.96% | |
| 47 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.42% | — | -2.52% | |
| 48 | DYNF | Ishrs US E F R A Etf-usd Inc | ETF-Other | 0.40% | -0.02% | -24.66% | |
| 49 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.38% | -0.03% | +0.68% | |
| 50 | STIP | Ishares 0-5 Year Tips Bond E | ETF-Other | 0.38% | -0.07% | +3.76% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IGF | Ishares Global Infrastructur | +1.4% | +84.72% | Add |
| 2 | SGOV | Ishares 0-3 Month Treasury B | +0.2% | +11.07% | Add |
| 3 | HEFA | Isha Curr Hedged Msci Eafe | +0.2% | +13.34% | Add |
| 4 | JMST | JPM Ultra-short Muni Income | +0.2% | +25.96% | Add |
| 5 | JMTG | Mortgage-backed Securities | +0.2% | +7.42% | Add |
| 6 | GOVT | Ishares US Treasury Bond ETF | +0.2% | +309.07% | Add |
| 7 | EFG | Ishares Msci Eafe Growth ETF | +0.2% | +176.32% | Add |
| 8 | IEF | Ishares 7-10 Year Treasury B | +0.2% | +28.39% | Add |
| 9 | IEMG | Ishares Core Msci Emerging | +0.1% | +11.29% | Add |
| 10 | BUFR | Ft Vest Lad Buffervetf-usd I | +0.1% | +19.82% | Add |
| 11 | DGRO | Ishares Core Dividend Growth | +0.1% | +147.33% | Add |
| 12 | ITA | Ishares U.s. Aerospace & Def | +0.1% | +61.80% | Add |
| 13 | XOM | Exxon Mobil CORP | +0.1% | +22.49% | Add |
| 14 | RSP | Invesco S&p 500 Equal Weight | +0.1% | +192.86% | Add |
| 15 | WMT | Walmart Inc | +0.1% | +49.85% | Add |
| 16 | HWKN | Hawkins Inc | +0.1% | +61.56% | Add |
| 17 | MDYG | Ss Spdr S&p 400 Mc Gr ETF | 0% | +2.71% | Add |
| 18 | TSM | Taiwan Semiconductor-sp Adr | 0% | +202.52% | Add |
| 19 | CVX | Chevron CORP | 0% | +0.87% | Add |
| 20 | CAT | Caterpillar Inc | 0% | +15.35% | Add |
| 21 | MRK | Merck & Co. Inc. | 0% | +77.74% | Add |
| 22 | PEP | Pepsico Inc | 0% | +45.98% | Add |
| 23 | JPM | Jpmorgan Chase & Co | 0% | +24.25% | Add |
| 24 | SMH | Vaneck Semiconductor ETF | 0% | +276.65% | Add |
| 25 | TQQQ | Proshares Ultrapro Qqq | 0% | +101.14% | Add |
| 26 | CLOA | Ishares Aaa Clo Act Etf-usdi | 0% | +167.38% | Add |
| 27 | BLK | Blackrock Inc | 0% | +266.71% | Add |
| 28 | JNJ | Johnson & Johnson | 0% | +7.50% | Add |
| 29 | PLD | Prologis Inc | 0% | +357.73% | Add |
| 30 | XLE | Ss Energy Select Sector | 0% | +13.85% | Add |
| 31 | SLYV | Ss Spdr S&p 600 Sc Val ETF | 0% | +2.08% | Add |
| 32 | BRK-A | Berkshire Hathaway Inc-cl A | 0% | +50.00% | Add |
| 33 | BAI | Ishrs Ai In And Tech Act ETF | 0% | +16.80% | Add |
| 34 | AVGO | Broadcom Inc | 0% | +33.94% | Add |
| 35 | VTV | Vanguard Value ETF | 0% | +145.08% | Add |
| 36 | GLW | Corning Inc | 0% | +3.16% | Add |
| 37 | EMR | Emerson Electric Co | 0% | +217.19% | Add |
| 38 | COST | Costco Wholesale CORP | 0% | +7.06% | Add |
| 39 | AMGN | Amgen Inc | 0% | +123.46% | Add |
| 40 | KO | Coca-cola Co/the | 0% | +56.45% | Add |
| 41 | MDT | Medtronic plc | 0% | +131.56% | Add |
| 42 | WMB | Williams Cos Inc | 0% | +384.37% | Add |
| 43 | USMV | Ishares Msci USA Min Vol Fac | 0% | +61.19% | Add |
| 44 | GLD | Spdr Gold Shares | 0% | +39.65% | Add |
| 45 | SPSM | Ss Spdr P S&p 600 Small Cap | 0% | +36.42% | Add |
| 46 | SLYG | Ss Spdr S&p 600 Sc Gr ETF | 0% | +3.31% | Add |
| 47 | MDLZ | Mondelez International Inc-a | 0% | -1.07% | Trim |
| 48 | MO | Altria Group Inc | 0% | -2.99% | Trim |
| 49 | TGT | Target CORP | 0% | +20.05% | Add |
| 50 | LMT | Lockheed Martin CORP | 0% | -1.56% | Trim |
According to official SEC Form 13F filings, NorthRock Partners, LLC reported a total U.S. public equity portfolio value of $6.9B across 654 disclosed positions in Q1 2026.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including JMTG, VOO, SPYM) accounted for 24.8% of total reported equity market value during Q1 2026.
Top New Position Initiated
DXJ
市值: $3.9M
Top Position Liquidated / Trimmed
CMA
前期市值: $1.3M
During Q1 2026, NorthRock Partners, LLC's top holdings by market value included JMTG (8.0%)、VOO (5.7%)、SPYM (5.1%). The largest single position, JMTG, represented 8.0% of total portfolio value.
In Q1 2026, NorthRock Partners, LLC made 200 total portfolio adjustments, initiating 34 new buys, adding to 107 positions, trimming 54 holdings, and fully liquidating 5 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
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