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CIK: 0001632097
Total reported value
$6.9B
$6.9B
826 檔
16.7%
During the Q3 2024 filing period, NorthRock Partners, LLC (CIK: 0001632097) submitted its Form 13F report to the U.S. SEC, disclosing a tracked public equity portfolio valued at $6.9B across 826 reported positions.
In Q3 2024, NorthRock Partners, LLC displayed an active expansion posture, initiating 3 new positions and adding to 29 existing holdings, outstripping position reductions.
Showing top 200 holdings (of 826 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 13.69% | -0.03% | +1.25% | |
| 2 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 7.52% | +0.13% | +2.37% | |
| 3 | AAPL | Apple Inc | Stock-Tech | 5.70% | +0.07% | +2.03% | |
| 4 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 5.53% | +0.36% | +1.38% | |
| 5 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 5.42% | +0.56% | +1.27% | |
| 6 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 5.42% | -0.61% | +12081.25% | |
| 7 | MDYV | Ss Spdr S&p 400 Mc Val ETF | ETF-Other | 3.44% | +0.12% | +2.25% | |
| 8 | MDYG | Ss Spdr S&p 400 Mc Gr ETF | ETF-Other | 2.83% | +0.20% | +3.09% | |
| 9 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 2.16% | +0.31% | -9.14% | |
| 10 | MSFT | Microsoft CORP | Stock-Tech | 2.09% | -0.09% | +5.47% | |
| 11 | SLYV | Ss Spdr S&p 600 Sc Val ETF | ETF-Other | 2.08% | +0.10% | +1.21% | |
| 12 | NVDA | Nvidia CORP | Stock-Tech | 2.04% | -0.01% | +26.88% | |
| 13 | SLYG | Ss Spdr S&p 600 Sc Gr ETF | ETF-Other | 1.90% | +0.21% | +1.36% | |
| 14 | IWF | Ishares Russell 1000 Growth | ETF-Other | 1.51% | +0.02% | -2.22% | |
| 15 | MDLZ | Mondelez International Inc-a | Stock-Consumer Staples | 1.34% | -0.05% | -2.93% | |
| 16 | EFA | Ishares Msci Eafe ETF | ETF-Other | 1.18% | -0.04% | -2.74% | |
| 17 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.93% | +0.02% | -0.47% | |
| 18 | PM | Philip Morris International | Stock-Consumer Staples | 0.90% | — | -5.19% | |
| 19 | ATI | Ati Inc | Stock-Industrials | 0.89% | — | -5.77% | |
| 20 | IWB | Ishares Russell 1000 ETF | ETF-Other | 0.80% | +0.04% | -9.45% | |
| 21 | JMST | JPM Ultra-short Muni Income | ETF-Other | 0.74% | -0.74% | +5348.02% | |
| 22 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 0.73% | +0.11% | +5.63% | |
| 23 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.69% | +0.04% | +2.19% | |
| 24 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.66% | -0.01% | +3.39% | |
| 25 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.63% | -0.01% | +3.03% | |
| 26 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.52% | — | +2.36% | |
| 27 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.52% | — | +0.07% | |
| 28 | TGT | Target CORP | Stock-Consumer Disc | 0.50% | -0.01% | -28.88% | |
| 29 | KDP | Keurig Dr Pepper Inc | Stock-Consumer Staples | 0.50% | +0.08% | +0.34% | |
| 30 | ABBV | Abbvie Inc | Stock-Healthcare | 0.48% | +0.01% | -0.07% | |
| 31 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 0.46% | +0.02% | -7.82% | |
| 32 | AMP | Ameriprise Financial Inc | Stock-Financials | 0.45% | -0.01% | +1.92% | |
| 33 | CAH | Cardinal Health Inc | Stock-Healthcare | 0.43% | — | +42.09% | |
| 34 | MO | Altria Group Inc | Stock-Consumer Staples | 0.41% | — | -3.22% | |
| 35 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.39% | +0.02% | +1.81% | |
| 36 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.38% | +0.01% | +0.18% | |
| 37 | IWP | Ishares Russell Mid-cap Grow | ETF-Other | 0.38% | -0.01% | -1.76% | |
| 38 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.37% | +0.03% | +0.20% | |
| 39 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.36% | +0.36% | -15.37% | |
| 40 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.34% | +0.01% | -0.51% | |
| 41 | SCHX | Schwab US Large-cap ETF | ETF-Other | 0.34% | -0.01% | +6.28% | |
| 42 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.32% | — | +0.14% | |
| 43 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.30% | +0.01% | +7.11% | |
| 44 | KHC | Kraft Heinz Co/the | Stock-Consumer Staples | 0.30% | +0.14% | -1.05% | |
| 45 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.29% | -0.03% | +3.65% | |
| 46 | AVGO | Broadcom Inc | Stock-Tech | 0.28% | +0.01% | +950.85% | |
| 47 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.27% | — | -2.20% | |
| 48 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.25% | -0.01% | +0.86% | |
| 49 | V | Visa Inc-class A Shares | Stock-Financials | 0.24% | +0.01% | +1.21% | |
| 50 | XOM | Exxon Mobil CORP | Stock-Energy | 0.23% | -0.17% | EXIT |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VGSH | Vanguard Short-term Treasury | +5.4% | +12081.25% | Add |
| 2 | JMST | JPM Ultra-short Muni Income | +0.7% | +5348.02% | Add |
| 3 | NVDA | Nvidia CORP | +0.2% | +26.88% | Add |
| 4 | CAH | Cardinal Health Inc | +0.1% | +42.09% | Add |
| 5 | TSLA | Tesla Inc | +0.1% | +2.36% | Add |
| 6 | HWKN | Hawkins Inc | 0% | -2.19% | Trim |
| 7 | META | Meta Platforms Inc-class A | 0% | +3.03% | Add |
| 8 | UNH | Unitedhealth Group Inc | 0% | +7.11% | Add |
| 9 | CRM | Salesforce Inc | 0% | +18.76% | Add |
| 10 | ORCL | Oracle CORP | 0% | +5.29% | Add |
| 11 | WFC | Wells Fargo & Co | 0% | +44.55% | Add |
| 12 | WMT | Walmart Inc | 0% | +5.58% | Add |
| 13 | IBM | Intl Business Machines CORP | 0% | +5.29% | Add |
| 14 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | +3.39% | Add |
| 15 | HD | Home Depot Inc | 0% | +3.59% | Add |
| 16 | PM | Philip Morris International | — | -5.19% | Trim |
| 17 | ABBV | Abbvie Inc | — | -0.07% | Trim |
| 18 | AVGO | Broadcom Inc | — | +950.85% | Add |
| 19 | MCD | Mcdonald's CORP | — | -0.36% | Trim |
| 20 | SCHX | Schwab US Large-cap ETF | — | +6.28% | Add |
| 21 | ATI | Ati Inc | 0% | -5.77% | Trim |
| 22 | KDP | Keurig Dr Pepper Inc | 0% | +0.34% | Add |
| 23 | AMP | Ameriprise Financial Inc | 0% | +1.92% | Add |
| 24 | SLYV | Ss Spdr S&p 600 Sc Val ETF | 0% | +1.21% | Add |
| 25 | BUFR | Ft Vest Lad Buffervetf-usd I | 0% | +5.63% | Add |
| 26 | QUAL | Ishares Msci USA Quality Fac | -0.1% | -38.31% | Trim |
| 27 | MDLZ | Mondelez International Inc-a | -0.1% | -2.93% | Trim |
| 28 | AAPL | Apple Inc | -0.1% | +2.03% | Add |
| 29 | SLYG | Ss Spdr S&p 600 Sc Gr ETF | -0.1% | +1.36% | Add |
| 30 | EFV | Ishares Msci Eafe Value ETF | -0.1% | -21.64% | Trim |
| 31 | MDYV | Ss Spdr S&p 400 Mc Val ETF | -0.1% | +2.25% | Add |
| 32 | EMXC | Ishares Msci Emr Mrk Ex Chna | -0.1% | -22.55% | Trim |
| 33 | QQQ | Invesco Qqq Trust Series 1 | -0.1% | -15.37% | Trim |
| 34 | EFA | Ishares Msci Eafe ETF | -0.1% | -2.74% | Trim |
| 35 | BIL | Ss Spdr Bb 1-3m T-bill ETF | -0.1% | -7.82% | Trim |
| 36 | EFG | Ishares Msci Eafe Growth ETF | -0.1% | -32.24% | Trim |
| 37 | GOOGL | Alphabet Inc-cl A | -0.2% | +2.19% | Add |
| 38 | IWB | Ishares Russell 1000 ETF | -0.2% | -9.45% | Trim |
| 39 | MDYG | Ss Spdr S&p 400 Mc Gr ETF | -0.2% | +3.09% | Add |
| 40 | AMZN | Amazon.com Inc | -0.2% | -0.47% | Trim |
| 41 | SPYV | Ss Spdr P S&p 500 Value ETF | -0.2% | +2.37% | Add |
| 42 | TGT | Target CORP | -0.3% | -28.88% | Trim |
| 43 | VOO | Vanguard S&p 500 ETF | -0.4% | -9.14% | Trim |
| 44 | SPYG | Ss Spdr P S&p 500 Growth ETF | -0.5% | +1.27% | Add |
| 45 | SGOV | Ishares 0-3 Month Treasury B | -0.7% | +1.38% | Add |
| 46 | SPY | Ss Spdr S&p 500 ETF Trust-us | -1% | +1.25% | Add |
| 47 | S | Sentinelone Inc -class A | — | NEW | New buy |
| 48 | IAU | Ishares Gold Trust | — | NEW | New buy |
| 49 | SOLV | Solventum CORP | — | EXIT | Sold out |
| 50 | FTSM | First Trust Enh Short Mat Fd | — | NEW | New buy |
According to official SEC Form 13F filings, NorthRock Partners, LLC reported a total U.S. public equity portfolio value of $6.9B across 826 disclosed positions in Q3 2024.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including SPY, SPYV, AAPL) accounted for 16.7% of total reported equity market value during Q3 2024.
Top New Position Initiated
S
市值: $5.2M
Top Position Liquidated / Trimmed
SOLV
前期市值: $1.8M
During Q3 2024, NorthRock Partners, LLC's top holdings by market value included SPY (13.7%)、SPYV (7.5%)、AAPL (5.7%). The largest single position, SPY, represented 13.7% of total portfolio value.
In Q3 2024, NorthRock Partners, LLC made 50 total portfolio adjustments, initiating 3 new buys, adding to 29 positions, trimming 17 holdings, and fully liquidating 1 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
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