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NorthCoast Asset Management LLC Historical SEC 13F Holdings & Archive (Q3 2021)
NorthCoast Asset Management LLCCIK: 0001456227
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$2.7B
Reporting period: 2021-09-30 · Number of holdings: 426
NorthCoast Asset Management LLC disclosed 426 holdings in its latest 13F filing for the period ending 2021-09-30, with total reported value of $2.7B and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 5.62
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 61.54
- Diversification
- 100
- Sizing Uniformity
- 77.64
NorthCoast Asset Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.014 — mathematically equivalent to about 71 equally-sized positions, well below its 426 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.24), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 38% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 426 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 5.87% | — | +4.45% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 4.45% | — | +7.32% | |
| 3 | MBB | Ishares Mbs ETF | ETF-Other | 2.74% | — | +1.52% | |
| 4 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 2.71% | — | -11.09% | |
| 5 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 2.61% | — | -3.80% | |
| 6 | HYD | Vaneck High Yield Muni ETF | ETF-High Yield | 2.17% | — | +2.63% | |
| 7 | MSFT | Microsoft CORP | Stock-Tech | 2.16% | — | +0.51% | |
| 8 | EZU | Ishares Msci Eurozone ETF | ETF-Other | 1.79% | — | +11.82% | |
| 9 | IGIB | Ishares 5-10y Inv Grade CORP | ETF-Corp Bonds | 1.74% | — | +1.80% | |
| 10 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.60% | — | +6.75% | |
| 11 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.59% | — | +7.90% | |
| 12 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.49% | — | +2.70% | |
| 13 | HYGH | Ishares Int Rate Hedg Hy ETF | ETF-Other | 1.49% | — | -4.83% | |
| 14 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.25% | — | -4.35% | |
| 15 | AXP | American Express Co | Stock-Financials | 1.22% | — | +1.90% | |
| 16 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.22% | — | +9.11% | |
| 17 | ADBE | Adobe Inc | Stock-Tech | 1.19% | — | +11.52% | |
| 18 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 1.14% | — | -12.95% | |
| 19 | CFG | Citizens Financial Group | Stock-Financials | 1.14% | — | +16.01% | |
| 20 | IGBH | Ishares Interest Rate Hedged | ETF-Other | 1.13% | — | +1.97% | |
| 21 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 1.06% | — | +1.75% | |
| 22 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 1.05% | — | -8.74% | |
| 23 | CRM | Salesforce Inc | Stock-Tech | 1.02% | — | -0.61% | |
| 24 | QCOM | Qualcomm Inc | Stock-Tech | 1.00% | — | +14.30% | |
| 25 | USB | US Bancorp | Stock-Financials | 1.00% | — | +3.11% | |
| 26 | PFE | Pfizer Inc | Stock-Healthcare | 0.98% | — | +0.40% | |
| 27 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.97% | — | -1.19% | |
| 28 | ABBV | Abbvie Inc | Stock-Healthcare | 0.96% | — | +2208.98% | |
| 29 | PGR | Progressive CORP | Stock-Financials | 0.94% | — | -14.58% | |
| 30 | MA | Mastercard Inc - A | Stock-Financials | 0.93% | — | +3.91% | |
| 31 | MUB | Ishares National Muni Bond E | ETF-Other | 0.90% | — | +5.06% | |
| 32 | SHW | Sherwin-williams Co/the | Stock-Materials | 0.89% | — | -6.17% | |
| 33 | IEI | Ishares 3-7 Year Treasury Bo | ETF-Gov Bonds | 0.87% | — | +1.20% | |
| 34 | LHX | L3harris Technologies Inc | Stock-Industrials | 0.86% | — | -3.27% | |
| 35 | HD | Home Depot Inc | Stock-Consumer Disc | 0.84% | — | -30.83% | |
| 36 | INTU | Intuit Inc | Stock-Tech | 0.83% | — | -22.65% | |
| 37 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 0.82% | — | +14.50% | |
| 38 | SRLN | Ss Blackstone Sr Loan ETF | ETF-Other | 0.79% | — | +3.55% | |
| 39 | CTRA | Coterra Energy Inc | Stock-Energy | 0.79% | — | — | |
| 40 | ADM | Archer-daniels-midland Co | Stock-Consumer Staples | 0.79% | — | +79.58% | |
| 41 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.77% | — | +0.64% | |
| 42 | DELL | Dell Technologies -c | Stock-Tech | 0.75% | — | — | |
| 43 | PII | Polaris Inc | Stock-Consumer Disc | 0.69% | — | -0.68% | |
| 44 | TMUS | T-mobile US Inc | Stock-Comm Services | 0.68% | — | -1.93% | |
| 45 | EOG | Eog Resources Inc | Stock-Energy | 0.67% | — | — | |
| 46 | ULTA | Ulta Beauty Inc | Stock-Consumer Disc | 0.67% | — | -0.26% | |
| 47 | EPP | Ishares Msci Pacific Ex Japa | ETF-Other | 0.67% | — | +2.51% | |
| 48 | SYK | Stryker CORP | Stock-Healthcare | 0.67% | — | — | |
| 49 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.63% | — | -30.88% | |
| 50 | EMB | Ishares Jp Morgan Usd Emergi | ETF-Other | 0.60% | — | +2.74% |
1–50 of 200
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2021 Q3 | 426 | $2.7B | 0 | ||
| 2021 Q2 | 419 | $2.8B | 93 | ||
| 2021 Q1 | 398 | $2.5B | 31 | ||
| 2020 Q4 | 377 | $2.2B | 26 | ||
| 2020 Q3 | 355 | $2.0B | 29 | ||
| 2020 Q2 | 340 | $1.8B | 39 | ||
| 2020 Q1 | 332 | $1.6B | 58 | ||
| 2019 Q4 | 236 | $1.6B | 40 | ||
| 2019 Q3 | 225 | $1.5B | 34 | ||
| 2019 Q2 | 246 | $1.5B | 100 | ||
| 2019 Q1 | 231 | $1.5B | 72 | ||
| 2018 Q4 | 211 | $1.3B | 91 | ||
| 2018 Q3 | 201 | $1.6B | 78 | ||
| 2018 Q2 | 175 | $1.1B | 54 | ||
| 2018 Q1 | 164 | $1.1B | 77 | ||
| 2017 Q4 | 177 | $1.1B | 64 | ||
| 2017 Q3 | 151 | $850.9M | 72 | ||
| 2017 Q2 | 173 | $865.9M | 62 | ||
| 2017 Q1 | 172 | $1.1B | 93 | ||
| 2016 Q4 | 159 | $998.7M | 78 | ||
| 2016 Q3 | 153 | $1.2B | 93 | ||
| 2016 Q2 | 164 | $1.5B | 96 | ||
| 2016 Q1 | 130 | $1.2B | 71 | ||
| 2015 Q4 | 138 | $1.5B | 100 | ||
| 2015 Q3 | 138 | $1.8B | 72 | ||
| 2015 Q2 | 146 | $2.1B | 65 | ||
| 2015 Q1 | 140 | $2.1B | 66 | ||
| 2014 Q4 | 145 | $2.0B | 74 | ||
| 2014 Q3 | 145 | $2.0B | 70 | ||
| 2014 Q2 | 155 | $1.7B | 82 | ||
| 2014 Q1 | 169 | $1.5B | 94 | ||
| 2013 Q4 | 170 | $1.6B | 88 | ||
| 2013 Q3 | 159 | $1.5B | 83 | ||
| 2013 Q2 | 165 | $1.3B | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is NorthCoast Asset Management LLC and what type of investor is it?
NorthCoast Asset Management LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2021-09-30), the firm manages a tracked equity portfolio valued at approximately $2.7B, spread across 426 disclosed positions.
What are NorthCoast Asset Management LLC's largest equity positions?
Based on the latest 13F filing, NorthCoast Asset Management LLC's top holdings by market value are:
1. Ishares Core S&p 500 ETF (IVV) — $161.0M (5.9%)
2. Apple Inc (AAPL) — $122.2M (4.5%)
3. Ishares Mbs ETF (MBB) — $75.2M (2.7%)
4. Ishares Core S&p Midcap ETF (IJH) — $74.5M (2.7%)
5. Unitedhealth Group Inc (UNH) — $71.7M (2.6%)
What changes did NorthCoast Asset Management LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for NorthCoast Asset Management LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does NorthCoast Asset Management LLC focus on?
NorthCoast Asset Management LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 34.6%
• Health Care: 19.3%
• Financials: 14.2%
• Communication Services: 12.3%
• Consumer Discretionary: 10.6%
• Energy: 2.7%
Investment Profile
NorthCoast Asset Management LLC's portfolio is broadly diversified and long-term-holding, with 34.6% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 29 to 0 over the past 4 quarters — a shift toward longer holding periods.
It has added to its AAPL position over the past two quarters (+$26.0M, now $122.2M), while trimming FLT1EUR over the same stretch (-$21.2M, still holding $1.8M).
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Developer Access
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