CIK: 0001456227
Total reported value
$2.7B
Reporting period: 2021-09-30 · Number of holdings: 426
NorthCoast Asset Management LLC disclosed 426 holdings in its latest 13F filing for the period ending 2021-09-30, with total reported value of $2.7B and a quarterly turnover rate of 0.0%.
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NorthCoast Asset Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.014 — mathematically equivalent to about 71 equally-sized positions, well below its 426 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.24), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 38% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
No holding changes this quarter
Showing top 200 holdings (of 426 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 5.87% | — | +4.45% | |
| 2 | AAPL | Apple INC | Stock-Tech | 4.45% | — | +7.32% | |
| 3 | MBB | Ishares Mbs ETF | ETF-Other | 2.74% | — | +1.52% | |
| 4 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 2.71% | — | -11.09% | |
| 5 | UNH | Unitedhealth Group INC | Stock-Healthcare | 2.61% | — | -3.80% | |
| 6 | HYD | Vaneck High Yield Muni ETF | ETF-High Yield | 2.17% | — | +2.63% | |
| 7 | MSFT | Microsoft CORP | Stock-Tech | 2.16% | — | +0.51% | |
| 8 | EZU | Ishares Msci Eurozone ETF | ETF-Other | 1.79% | — | +11.82% | |
| 9 | IGIB | Ishares 5-10y Inv Grade CORP | ETF-Corp Bonds | 1.74% | — | +1.80% | |
| 10 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.60% | — | +6.75% | |
| 11 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.59% | — | +7.90% | |
| 12 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.49% | — | +2.70% | |
| 13 | HYGH | Ishares Int Rate Hedg Hy ETF | ETF-Other | 1.49% | — | -4.83% | |
| 14 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.25% | — | -4.35% | |
| 15 | AXP | American Express Co | Stock-Financials | 1.22% | — | +1.90% | |
| 16 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.22% | — | +9.11% | |
| 17 | ADBE | Adobe INC | Stock-Tech | 1.19% | — | +11.52% | |
| 18 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 1.14% | — | -12.95% | |
| 19 | CFG | Citizens Financial Group | Stock-Financials | 1.14% | — | +16.01% | |
| 20 | IGBH | Ishares Interest Rate Hedged | ETF-Other | 1.13% | — | +1.97% | |
| 21 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 1.06% | — | +1.75% | |
| 22 | TMO | Thermo Fisher Scientific INC | Stock-Healthcare | 1.05% | — | -8.74% | |
| 23 | CRM | Salesforce INC | Stock-Tech | 1.02% | — | -0.61% | |
| 24 | QCOM | Qualcomm INC | Stock-Tech | 1.00% | — | +14.30% | |
| 25 | USB | US Bancorp | Stock-Financials | 1.00% | — | +3.11% | |
| 26 | PFE | Pfizer INC | Stock-Healthcare | 0.98% | — | +0.40% | |
| 27 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.97% | — | -1.19% | |
| 28 | ABBV | Abbvie INC | Stock-Healthcare | 0.96% | — | +2208.98% | |
| 29 | PGR | Progressive CORP | Stock-Financials | 0.94% | — | -14.58% | |
| 30 | MA | Mastercard INC - A | Stock-Financials | 0.93% | — | +3.91% | |
| 31 | MUB | Ishares National Muni Bond E | ETF-Other | 0.90% | — | +5.06% | |
| 32 | SHW | Sherwin-williams Co/the | Stock-Materials | 0.89% | — | -6.17% | |
| 33 | IEI | Ishares 3-7 Year Treasury Bo | ETF-Gov Bonds | 0.87% | — | +1.20% | |
| 34 | LHX | L3harris Technologies INC | Stock-Industrials | 0.86% | — | -3.27% | |
| 35 | HD | Home Depot INC | Stock-Consumer Disc | 0.84% | — | -30.83% | |
| 36 | INTU | Intuit INC | Stock-Tech | 0.83% | — | -22.65% | |
| 37 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 0.82% | — | +14.50% | |
| 38 | SRLN | Ss Blackstone Sr Loan ETF | ETF-Other | 0.79% | — | +3.55% | |
| 39 | CTRA | Coterra Energy INC | Stock-Energy | 0.79% | — | — | |
| 40 | ADM | Archer-daniels-midland Co | Stock-Consumer Staples | 0.79% | — | +79.58% | |
| 41 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.77% | — | +0.64% | |
| 42 | DELL | Dell Technologies -c | Stock-Tech | 0.75% | — | — | |
| 43 | PII | Polaris INC | Stock-Consumer Disc | 0.69% | — | -0.68% | |
| 44 | TMUS | T-mobile US INC | Stock-Comm Services | 0.68% | — | -1.93% | |
| 45 | EOG | Eog Resources INC | Stock-Energy | 0.67% | — | — | |
| 46 | ULTA | Ulta Beauty INC | Stock-Consumer Disc | 0.67% | — | -0.26% | |
| 47 | EPP | Ishares Msci Pacific Ex Japa | ETF-Other | 0.67% | — | +2.51% | |
| 48 | SYK | Stryker CORP | Stock-Healthcare | 0.67% | — | — | |
| 49 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.63% | — | -30.88% | |
| 50 | EMB | Ishares Jp Morgan Usd Emergi | ETF-Other | 0.60% | — | +2.74% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2021-09-30 | 426 | $2.7B | 0 | |
| 2021-06-30 | 419 | $2.8B | 93 | |
| 2021-03-31 | 398 | $2.5B | 31 | |
| 2020-12-31 | 377 | $2.2B | 26 | |
| 2020-09-30 | 355 | $2.0B | 29 | |
| 2020-06-30 | 340 | $1.8B | 39 | |
| 2020-03-31 | 332 | $1.6B | 58 | |
| 2019-12-31 | 236 | $1.6B | 40 | |
| 2019-09-30 | 225 | $1.5B | 34 | |
| 2019-06-30 | 246 | $1.5B | 100 | |
| 2019-03-31 | 231 | $1.5B | 72 | |
| 2018-12-31 | 211 | $1.3B | 91 | |
| 2018-09-30 | 201 | $1.6B | 78 | |
| 2018-06-30 | 175 | $1.1B | 54 | |
| 2018-03-31 | 164 | $1.1B | 77 | |
| 2017-12-31 | 177 | $1.1B | 64 | |
| 2017-09-30 | 151 | $850.9M | 72 | |
| 2017-06-30 | 173 | $865.9M | 62 | |
| 2017-03-31 | 172 | $1.1B | 93 | |
| 2016-12-31 | 159 | $998.7M | 78 | |
| 2016-09-30 | 153 | $1.2B | 93 | |
| 2016-06-30 | 164 | $1.5B | 96 | |
| 2016-03-31 | 130 | $1.2B | 71 | |
| 2015-12-31 | 138 | $1.5B | 100 | |
| 2015-09-30 | 138 | $1.8B | 72 | |
| 2015-06-30 | 146 | $2.1B | 65 | |
| 2015-03-31 | 140 | $2.1B | 66 | |
| 2014-12-31 | 145 | $2.0B | 74 | |
| 2014-09-30 | 145 | $2.0B | 70 | |
| 2014-06-30 | 155 | $1.7B | 82 | |
| 2014-03-31 | 169 | $1.5B | 94 | |
| 2013-12-31 | 170 | $1.6B | 88 | |
| 2013-09-30 | 159 | $1.5B | 83 | |
| 2013-06-30 | 165 | $1.3B | 0 |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2021-09-30 | 2021-11-15 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-11 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-18 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-05 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-10 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-11 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-13 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-07 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-13 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-14 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-15 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-06 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-16 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-15 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-11 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-05 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-09 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-10 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-12 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-09 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-09 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-15 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-16 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-05 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-12-01 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-14 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-15 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-13 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-17 | Amendment | View on EDGAR |
| 2014-09-30 | 2014-11-14 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-14 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-13 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-07 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-15 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-19 | 13F-HR | View on EDGAR |
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