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CIK: 0002129318
Total reported value
$251.3M
$251.3M
97 檔
36.8%
During the Q1 2026 filing period, Norris Financial Group, LLC (CIK: 0002129318) submitted its Form 13F report to the U.S. SEC, disclosing a tracked public equity portfolio valued at $251.3M across 97 reported positions.
Norris Financial Group, LLC executed strategic sector rebalancing during Q1 2026, establishing 13 new positions while fully exiting 13 holdings and trimming 33 positions.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 8.90% | +3.61% | -34.21% | |
| 2 | IAU | Ishares Gold Trust | ETF-Commodities | 6.81% | -6.81% | EXIT | |
| 3 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 6.46% | -6.46% | EXIT | |
| 4 | SGOL | Abrdn Physical Gold Shares | ETF-Commodities | 4.46% | +0.51% | -0.02% | |
| 5 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 3.53% | -3.53% | EXIT | |
| 6 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 3.41% | +1.76% | -15.44% | |
| 7 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 3.32% | +0.65% | -0.11% | |
| 8 | IGE | Ishares North American Natur | ETF-Other | 2.91% | -2.91% | EXIT | |
| 9 | AAPL | Apple Inc | Stock-Tech | 2.62% | +1.06% | +0.32% | |
| 10 | BOXX | Alpha Architect 1-3 Mnth Box | ETF-Other | 2.41% | +0.79% | +3.41% | |
| 11 | DOCN | Digitalocean Holdings Inc | Stock-Tech | 2.36% | +1.66% | -2.62% | |
| 12 | GSY | Invesco Ultra Short Duration | ETF-Other | 2.32% | +0.82% | +68.98% | |
| 13 | USAI | Pacer Ame Energy Infr Etf-us | ETF-Other | 2.20% | +0.75% | — | |
| 14 | GLD | Spdr Gold Shares | ETF-Commodities | 2.11% | -0.01% | -1.89% | |
| 15 | XLI | Ss Industrial Select Sector | ETF-Other | 2.10% | +1.64% | — | |
| 16 | XME | Ss Spdr S&p Metals Mining | ETF-Other | 1.77% | +0.21% | -0.07% | |
| 17 | SHYG | Ishares 0-5 Yr Hy CORP Bond | ETF-Corp Bonds | 1.68% | +0.48% | +16.76% | |
| 18 | AUPH | Aurinia Pharmaceuticals Inc | Stock-Other | 1.66% | +0.65% | -1.02% | |
| 19 | AGX | Argan Inc | Stock-Industrials | 1.58% | +0.95% | -17.50% | |
| 20 | ULST | Ss Ultra Short Tm Bond ETF | ETF-Other | 1.41% | +0.57% | +33.38% | |
| 21 | TTMI | Ttm Technologies | Stock-Tech | 1.39% | +1.47% | -3.62% | |
| 22 | XLRE | Ss Real Estate Select Sector | ETF-Other | 1.36% | +0.49% | — | |
| 23 | XAR | Ss Spdr S&p Aerospace Def | ETF-Other | 1.36% | +0.62% | +37.10% | |
| 24 | TPB | Turning Point Brands Inc | Stock-Other | 1.35% | +0.25% | -3.54% | |
| 25 | MU | Micron Technology Inc | Stock-Tech | 1.33% | -1.33% | EXIT | |
| 26 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.23% | +0.73% | +0.29% | |
| 27 | GRID | First Trst Nasd Cl Edg Sgiif | ETF-Other | 1.22% | +0.94% | +2.95% | |
| 28 | NVDA | Nvidia CORP | Stock-Tech | 1.17% | +0.51% | +3.14% | |
| 29 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.16% | +0.49% | +1.32% | |
| 30 | GDX | Vaneck Gold Miners ETF | ETF-Commodities | 1.15% | -0.04% | +6.05% | |
| 31 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 1.15% | +0.04% | +51.89% | |
| 32 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 1.09% | +0.44% | +15.82% | |
| 33 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 1.08% | +0.94% | -5.76% | |
| 34 | EMXC | Ishares Msci Emr Mrk Ex Chna | ETF-Other | 1.01% | +0.59% | -0.23% | |
| 35 | CBOE | Cboe Global Markets Inc | Stock-Financials | 0.89% | +0.12% | +2.80% | |
| 36 | NEM | Newmont CORP | Stock-Materials | 0.88% | -0.88% | EXIT | |
| 37 | OKE | Oneok Inc | Stock-Energy | 0.87% | -0.87% | EXIT | |
| 38 | SIL | Global X Silver Miners ETF | ETF-Commodities | 0.85% | +0.14% | +4.97% | |
| 39 | UPS | United Parcel Service-cl B | Stock-Industrials | 0.84% | -0.84% | EXIT | |
| 40 | COIN | Coinbase Global Inc -class A | Stock-Financials | 0.82% | +0.08% | — | |
| 41 | PFE | Pfizer Inc | Stock-Healthcare | 0.82% | -0.82% | EXIT | |
| 42 | CLS | Celestica Inc | Stock-Tech | 0.81% | +0.46% | +2.94% | |
| 43 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.80% | -0.80% | EXIT | |
| 44 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.76% | -0.76% | EXIT | |
| 45 | GILD | Gilead Sciences Inc | Stock-Healthcare | 0.75% | -0.75% | EXIT | |
| 46 | PULS | Pgim Ultra Short Bond ETF | ETF-Other | 0.74% | +0.45% | +48.14% | |
| 47 | STAG | Stag Industrial Inc | Stock-Real Estate | 0.63% | +0.18% | +42.34% | |
| 48 | PAVE | Global X US Infrastructure | ETF-Other | 0.60% | +0.51% | +3.84% | |
| 49 | TFC | Truist Financial CORP | Stock-Financials | 0.54% | +0.16% | -5.84% | |
| 50 | SHOP | Shopify Inc - Class A | Stock-Tech | 0.52% | +0.34% | +17.58% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SHV | Ishares 0-1 Year Treasury Bo | +5.2% | +435.33% | Add |
| 2 | DOCN | Digitalocean Holdings Inc | +0.9% | -2.62% | Trim |
| 3 | GSY | Invesco Ultra Short Duration | +0.9% | +68.98% | Add |
| 4 | PFE | Pfizer Inc | +0.7% | +369.55% | Add |
| 5 | AGX | Argan Inc | +0.4% | -17.50% | Trim |
| 6 | XAR | Ss Spdr S&p Aerospace Def | +0.4% | +37.10% | Add |
| 7 | MINT | Pimco Enhanced Short Maturit | +0.4% | +51.89% | Add |
| 8 | TTMI | Ttm Technologies | +0.3% | -3.62% | Trim |
| 9 | ULST | Ss Ultra Short Tm Bond ETF | +0.3% | +33.38% | Add |
| 10 | IAU | Ishares Gold Trust | +0.2% | -0.63% | Trim |
| 11 | LMT | Lockheed Martin CORP | +0.2% | +20.38% | Add |
| 12 | VTS | Vitesse Energy Inc | +0.2% | +133.36% | Add |
| 13 | PULS | Pgim Ultra Short Bond ETF | +0.2% | +48.14% | Add |
| 14 | OKE | Oneok Inc | +0.2% | +10.19% | Add |
| 15 | SGOL | Abrdn Physical Gold Shares | +0.2% | -0.02% | Trim |
| 16 | VTI | Vanguard Total Stock Mkt ETF | +0.2% | +14.59% | Add |
| 17 | SHYG | Ishares 0-5 Yr Hy CORP Bond | +0.2% | +16.76% | Add |
| 18 | STAG | Stag Industrial Inc | +0.2% | +42.34% | Add |
| 19 | SGOV | Ishares 0-3 Month Treasury B | +0.1% | +15.82% | Add |
| 20 | LHX | L3harris Technologies Inc | +0.1% | +59.13% | Add |
| 21 | GDX | Vaneck Gold Miners ETF | +0.1% | +6.05% | Add |
| 22 | CBOE | Cboe Global Markets Inc | +0.1% | +2.80% | Add |
| 23 | GRID | First Trst Nasd Cl Edg Sgiif | +0.1% | +2.95% | Add |
| 24 | SIL | Global X Silver Miners ETF | +0.1% | +4.97% | Add |
| 25 | GILD | Gilead Sciences Inc | +0.1% | +1.30% | Add |
| 26 | VZ | Verizon Communications Inc | +0.1% | +7.53% | Add |
| 27 | GLD | Spdr Gold Shares | +0.1% | -1.89% | Trim |
| 28 | XOM | Exxon Mobil CORP | 0% | -3.75% | Trim |
| 29 | EMXC | Ishares Msci Emr Mrk Ex Chna | 0% | -0.23% | Trim |
| 30 | PAVE | Global X US Infrastructure | 0% | +3.84% | Add |
| 31 | FSMB | First Trust Short Dur Manag | 0% | +24.64% | Add |
| 32 | RCAT | Red Cat Holdings Inc | 0% | +42.35% | Add |
| 33 | IBRX | Immunitybio Inc | 0% | — | Unchanged |
| 34 | NEM | Newmont CORP | 0% | -1.91% | Trim |
| 35 | D | Dominion Energy Inc | 0% | +23.10% | Add |
| 36 | HPI | John Hancock Prefer Inc | 0% | +27.95% | Add |
| 37 | BOXX | Alpha Architect 1-3 Mnth Box | 0% | +3.41% | Add |
| 38 | HON | Honeywell International Inc | 0% | -1.38% | Trim |
| 39 | SPYD | Ss Spdr P S&p 500 Hi Div ETF | 0% | — | Unchanged |
| 40 | XME | Ss Spdr S&p Metals Mining | — | -0.07% | Trim |
| 41 | KVUE | Kenvue Inc | — | +6.06% | Add |
| 42 | DEM | Wisdomtree Emerging Markets | — | -0.12% | Trim |
| 43 | FTLS | First Trust Long/short Eqty | — | +8.52% | Add |
| 44 | JEPI | Jpmorgan Equity Premium Inco | — | — | Unchanged |
| 45 | AVGO | Broadcom Inc | — | +11.32% | Add |
| 46 | HBAN | Huntington Bancshares Inc | 0% | — | Unchanged |
| 47 | CSQ | Calamos Strat Ttl Rtrn Fnd | 0% | — | Unchanged |
| 48 | TOPT | Ishares Top 20 US Stocks ETF | 0% | — | Unchanged |
| 49 | GOOG | Alphabet Inc-cl C | 0% | — | Unchanged |
| 50 | PFF | Ishares Preferred & Income S | 0% | — | Unchanged |
According to official SEC Form 13F filings, Norris Financial Group, LLC reported a total U.S. public equity portfolio value of $251.3M across 97 disclosed positions in Q1 2026.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including SPY, IAU, SHV) accounted for 36.8% of total reported equity market value during Q1 2026.
Top New Position Initiated
IGE
市值: $8.9M
Top Position Liquidated / Trimmed
EMB
前期市值: $6.8M
During Q1 2026, Norris Financial Group, LLC's top holdings by market value included SPY (8.9%)、IAU (6.8%)、SHV (6.5%). The largest single position, SPY, represented 8.9% of total portfolio value.
In Q1 2026, Norris Financial Group, LLC made 99 total portfolio adjustments, initiating 13 new buys, adding to 40 positions, trimming 33 holdings, and fully liquidating 13 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
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