13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0002129318
Total reported value
$251.3M
$251.3M
97 檔
39.3%
At the close of Q4 2025, Norris Financial Group, LLC disclosed equity holdings valued at approximately $251.3M, spread across 97 reported holdings.
Norris Financial Group, LLC executed strategic sector rebalancing during Q4 2025, establishing 5 new positions while fully exiting 9 holdings and trimming 13 positions.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 14.77% | +3.61% | +6.02% | |
| 2 | IAU | Ishares Gold Trust | ETF-Commodities | 6.57% | -6.81% | EXIT | |
| 3 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 4.47% | +1.76% | -1.50% | |
| 4 | SGOL | Abrdn Physical Gold Shares | ETF-Commodities | 4.28% | +0.51% | -0.71% | |
| 5 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 3.45% | +0.65% | +0.65% | |
| 6 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 3.35% | -3.53% | EXIT | |
| 7 | AAPL | Apple Inc | Stock-Tech | 2.91% | +1.06% | -3.12% | |
| 8 | BOXX | Alpha Architect 1-3 Mnth Box | ETF-Other | 2.40% | +0.79% | +6.40% | |
| 9 | EMB | Ishares Jp Morgan Usd Emergi | ETF-Other | 2.30% | — | +4.99% | |
| 10 | SPMO | Invesco S&p 500 Momentum ETF | ETF-Large Cap & Growth | 2.24% | — | +10.20% | |
| 11 | GLD | Spdr Gold Shares | ETF-Commodities | 2.06% | -0.01% | -1.93% | |
| 12 | AUPH | Aurinia Pharmaceuticals Inc | Stock-Other | 1.88% | +0.65% | +0.33% | |
| 13 | TPB | Turning Point Brands Inc | Stock-Other | 1.83% | +0.25% | +45.22% | |
| 14 | IPKW | Invesco International Buybac | ETF-Other | 1.81% | — | -6.07% | |
| 15 | XME | Ss Spdr S&p Metals Mining | ETF-Other | 1.77% | +0.21% | -6.96% | |
| 16 | SHYG | Ishares 0-5 Yr Hy CORP Bond | ETF-Corp Bonds | 1.52% | +0.48% | +17.62% | |
| 17 | GSY | Invesco Ultra Short Duration | ETF-Other | 1.43% | +0.82% | -4.05% | |
| 18 | MU | Micron Technology Inc | Stock-Tech | 1.42% | -1.33% | EXIT | |
| 19 | DOCN | Digitalocean Holdings Inc | Stock-Tech | 1.42% | +1.66% | +1203.67% | |
| 20 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.40% | +0.73% | -1.38% | |
| 21 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.32% | +0.49% | -2.86% | |
| 22 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 1.27% | +0.94% | +19.97% | |
| 23 | FEZ | State Street Spdr Euro Stoxx | ETF-Other | 1.26% | +0.10% | -32.83% | |
| 24 | NVDA | Nvidia CORP | Stock-Tech | 1.26% | +0.51% | +2.18% | |
| 25 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 1.25% | -6.46% | EXIT | |
| 26 | DXPE | Dxp Enterprises Inc | Stock-Other | 1.17% | — | +41.09% | |
| 27 | GRID | First Trst Nasd Cl Edg Sgiif | ETF-Other | 1.15% | +0.94% | +0.61% | |
| 28 | AGX | Argan Inc | Stock-Industrials | 1.15% | +0.95% | +0.04% | |
| 29 | ULST | Ss Ultra Short Tm Bond ETF | ETF-Other | 1.10% | +0.57% | -6.69% | |
| 30 | OKTA | Okta Inc | Stock-Tech | 1.08% | — | +5.18% | |
| 31 | TTMI | Ttm Technologies | Stock-Tech | 1.06% | +1.47% | — | |
| 32 | GDX | Vaneck Gold Miners ETF | ETF-Commodities | 1.06% | -0.04% | +1231.31% | |
| 33 | XAR | Ss Spdr S&p Aerospace Def | ETF-Other | 0.98% | +0.62% | +3.01% | |
| 34 | EMXC | Ishares Msci Emr Mrk Ex Chna | ETF-Other | 0.98% | +0.59% | -9.33% | |
| 35 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 0.97% | +0.44% | +47.94% | |
| 36 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.95% | -0.80% | EXIT | |
| 37 | UPS | United Parcel Service-cl B | Stock-Industrials | 0.92% | -0.84% | EXIT | |
| 38 | NEM | Newmont CORP | Stock-Materials | 0.86% | -0.88% | EXIT | |
| 39 | CLS | Celestica Inc | Stock-Tech | 0.86% | +0.46% | -9.72% | |
| 40 | UBER | Uber Technologies Inc | Stock-Industrials | 0.84% | — | -6.26% | |
| 41 | CBOE | Cboe Global Markets Inc | Stock-Financials | 0.81% | +0.12% | +5.95% | |
| 42 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 0.79% | +0.04% | +645.89% | |
| 43 | SIL | Global X Silver Miners ETF | ETF-Commodities | 0.78% | +0.14% | +23.89% | |
| 44 | RIO | Rio Tinto Plc-spon Adr | Stock-Materials | 0.77% | -0.21% | EXIT | |
| 45 | GILD | Gilead Sciences Inc | Stock-Healthcare | 0.68% | -0.75% | EXIT | |
| 46 | MSFT | Microsoft CORP | Stock-Tech | 0.68% | -0.52% | EXIT | |
| 47 | OKE | Oneok Inc | Stock-Energy | 0.67% | -0.87% | EXIT | |
| 48 | TFC | Truist Financial CORP | Stock-Financials | 0.64% | +0.16% | +0.86% | |
| 49 | SHOP | Shopify Inc - Class A | Stock-Tech | 0.62% | +0.34% | -38.97% | |
| 50 | IVZ | Invesco Ltd. | Stock-Financials | 0.60% | — | +0.85% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | DOCN | Digitalocean Holdings Inc | +1.3% | +1203.67% | Add |
| 2 | GDX | Vaneck Gold Miners ETF | +1% | +1231.31% | Add |
| 3 | MINT | Pimco Enhanced Short Maturit | +0.7% | +645.89% | Add |
| 4 | TPB | Turning Point Brands Inc | +0.6% | +45.22% | Add |
| 5 | OKE | Oneok Inc | +0.5% | +331.60% | Add |
| 6 | AUPH | Aurinia Pharmaceuticals Inc | +0.5% | +0.33% | Add |
| 7 | VTI | Vanguard Total Stock Mkt ETF | +0.4% | +21.22% | Add |
| 8 | PULS | Pgim Ultra Short Bond ETF | +0.4% | +520.96% | Add |
| 9 | SGOV | Ishares 0-3 Month Treasury B | +0.3% | +47.94% | Add |
| 10 | GOOGL | Alphabet Inc-cl A | +0.2% | -1.38% | Trim |
| 11 | DXPE | Dxp Enterprises Inc | +0.2% | +41.09% | Add |
| 12 | SIL | Global X Silver Miners ETF | +0.2% | +23.89% | Add |
| 13 | LMT | Lockheed Martin CORP | +0.2% | +77.22% | Add |
| 14 | IAU | Ishares Gold Trust | +0.2% | -1.26% | Trim |
| 15 | QQQM | Invesco Nasdaq 100 ETF | +0.2% | +19.97% | Add |
| 16 | UPS | United Parcel Service-cl B | +0.2% | +8.84% | Add |
| 17 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.2% | +6.02% | Add |
| 18 | SGOL | Abrdn Physical Gold Shares | +0.1% | -0.71% | Trim |
| 19 | SHYG | Ishares 0-5 Yr Hy CORP Bond | +0.1% | +17.62% | Add |
| 20 | GILD | Gilead Sciences Inc | +0.1% | +15.00% | Add |
| 21 | AGX | Argan Inc | +0.1% | +0.04% | Add |
| 22 | RIO | Rio Tinto Plc-spon Adr | +0.1% | +0.66% | Add |
| 23 | IVZ | Invesco Ltd. | 0% | +0.85% | Add |
| 24 | GLD | Spdr Gold Shares | 0% | -1.93% | Trim |
| 25 | SPMO | Invesco S&p 500 Momentum ETF | 0% | +10.20% | Add |
| 26 | BOXX | Alpha Architect 1-3 Mnth Box | — | +6.40% | Add |
| 27 | EMB | Ishares Jp Morgan Usd Emergi | 0% | +4.99% | Add |
| 28 | AAPL | Apple Inc | -0.1% | -3.12% | Trim |
| 29 | ULST | Ss Ultra Short Tm Bond ETF | -0.2% | -6.69% | Trim |
| 30 | VZ | Verizon Communications Inc | -0.3% | -40.63% | Trim |
| 31 | UBER | Uber Technologies Inc | -0.3% | -6.26% | Trim |
| 32 | SHOP | Shopify Inc - Class A | -0.4% | -38.97% | Trim |
| 33 | SOFI | Sofi Technologies Inc | -0.4% | -42.38% | Trim |
| 34 | FEZ | State Street Spdr Euro Stoxx | -0.7% | -32.83% | Trim |
| 35 | BWXT | Bwx Technologies Inc | -0.8% | -77.53% | Trim |
| 36 | SHV | Ishares 0-1 Year Treasury Bo | -1% | -39.24% | Trim |
| 37 | APP | Applovin Corp-class A | — | EXIT | Sold out |
| 38 | MU | Micron Technology Inc | — | NEW | New buy |
| 39 | PNC | Pnc Financial Services Group | — | EXIT | Sold out |
| 40 | TTMI | Ttm Technologies | — | NEW | New buy |
| 41 | ADBE | Adobe Inc | — | EXIT | Sold out |
| 42 | HESM | Hess Midstream LP - Class A | — | EXIT | Sold out |
| 43 | GOLD | Gold.com Inc | — | EXIT | Sold out |
| 44 | F | Ford Motor Co | — | EXIT | Sold out |
| 45 | BA | Boeing Co/the | — | EXIT | Sold out |
| 46 | CVX | Chevron CORP | — | EXIT | Sold out |
| 47 | KVUE | Kenvue Inc | — | NEW | New buy |
| 48 | HYLS | Ft Tactical High Yield ETF | — | NEW | New buy |
| 49 | CRDO | Credo Technology Group Holding Ltd | — | EXIT | Sold out |
| 50 | HON | Honeywell International Inc | — | NEW | New buy |
According to official SEC Form 13F filings, Norris Financial Group, LLC reported a total U.S. public equity portfolio value of $251.3M across 97 disclosed positions in Q4 2025.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including SPY, IAU, QQQ) accounted for 39.3% of total reported equity market value during Q4 2025.
Top New Position Initiated
MU
市值: $4.2M
Top Position Liquidated / Trimmed
APP
前期市值: $4.5M
During Q4 2025, Norris Financial Group, LLC's top holdings by market value included SPY (14.8%)、IAU (6.6%)、QQQ (4.5%). The largest single position, SPY, represented 14.8% of total portfolio value.
In Q4 2025, Norris Financial Group, LLC made 50 total portfolio adjustments, initiating 5 new buys, adding to 23 positions, trimming 13 holdings, and fully liquidating 9 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.