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CIK: 0001569356
Total reported value
$992.8M
$992.8M
198 檔
33.0%
In Q1 2026, NINE MASTS CAPITAL Ltd's U.S. equity holdings reached a combined market value of $992.8M, distributed across 198 disclosed stock positions.
In Q1 2026, NINE MASTS CAPITAL Ltd displayed an active expansion posture, initiating 119 new positions and adding to 22 existing holdings, outstripping position reductions.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BABA 0.5 06-01-31Bond | Alibaba Group Holding | Bond | 21.25% | -8.64% | +68.25% | |
| 2 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 9.89% | -9.69% | — | |
| 3 | HDB | Hdfc Bank Ltd-adr | Stock-Financials | 6.83% | +3.33% | — | |
| 4 | FOX | Fox CORP - Class B | Stock-Comm Services | 4.87% | -1.87% | -2.71% | |
| 5 | WBD | Warner Bros Discovery Inc | Stock-Comm Services | 4.42% | -1.21% | +773.24% | |
| 6 | SLAB | Silicon Laboratories Inc | Stock-Tech | 3.65% | -1.57% | — | |
| 7 | NSC | Norfolk Southern CORP | Stock-Industrials | 3.54% | -1.92% | -46.96% | |
| 8 | EA | Electronic Arts Inc | Stock-Comm Services | 3.19% | -1.16% | +2478.93% | |
| 9 | WBS | Webster Financial CORP | Stock-Financials | 2.94% | -2.09% | — | |
| 10 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.76% | -2.76% | EXIT | |
| 11 | HO1 | Hologic Inc | Stock-Other | 2.45% | -2.45% | EXIT | |
| 12 | NIO 4.625 10-15-30Bond | Nio Inc | Bond | 2.33% | -0.68% | -15.58% | |
| 13 | ASX | Ase Technology Holding -adr | Stock-Tech | 2.30% | -1.58% | +5.08% | |
| 14 | CWAN | Clearwater Analytics Holdings, Inc. | Stock-Tech | 2.00% | -2.00% | EXIT | |
| 15 | AES | Aes CORP | Stock-Utilities | 1.99% | -1.87% | +2419.13% | |
| 16 | KVUE | Kenvue Inc | Stock-Consumer Staples | 1.53% | +0.51% | +217.17% | |
| 17 | ORCL 6.5 01-15-29 DBond | Oracle CORP | Bond | 1.43% | -1.43% | EXIT | |
| 18 | QRVO | Qorvo Inc | Stock-Tech | 1.39% | -0.17% | -25.73% | |
| 19 | JD | Jd.com Inc-adr | Stock-Consumer Disc | 1.34% | -0.53% | +14.75% | |
| 20 | PEN | Penumbra Inc | Stock-Healthcare | 1.13% | -0.39% | — | |
| 21 | GPN 1.5 03-01-31Bond | Global Payments Inc | Bond | 1.08% | -1.08% | EXIT | |
| 22 | SNOW 0 10-01-29Bond | Snowflake Inc | Bond | 1.06% | -1.06% | EXIT | |
| 23 | VAL | Valaris Limited | Stock-Energy | 0.88% | -0.68% | — | |
| 24 | TXNM | Txnm Energy Inc | Stock-Utilities | 0.85% | -0.06% | +41.56% | |
| 25 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.83% | +35.21% | +489.25% | |
| 26 | BILL 0 04-01-30Bond | Bill Holdings Inc | Bond | 0.64% | -0.64% | EXIT | |
| 27 | BHF | Brighthouse Financial Inc | Stock-Financials | 0.63% | -0.17% | — | |
| 28 | APLSUSD | Apellis Pharmaceuticals Inc | Stock-Other | 0.57% | -0.57% | EXIT | |
| 29 | NIO | Nio Inc - Adr | Stock-Consumer Disc | 0.54% | -0.20% | +136.99% | |
| 30 | Z | Zillow Group Inc - C | Stock-Comm Services | 0.51% | -0.24% | -39.88% | |
| 31 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.48% | +0.10% | — | |
| 32 | TXNM 5.75 06-01-54Bond | Txnm Energy Inc | Bond | 0.48% | -0.48% | EXIT | |
| 33 | ZS | Zscaler Inc | Stock-Tech | 0.46% | -0.25% | — | |
| 34 | COP | Conocophillips | Stock-Energy | 0.42% | +0.10% | — | |
| 35 | RNW | ReNew Energy Global Plc | Stock-Other | 0.42% | -0.13% | -30.56% | |
| 36 | UNF | Unifirst Corp/ma | Stock-Other | 0.40% | -0.05% | — | |
| 37 | JHG | Janus Henderson Group plc | Stock-Financials | 0.40% | -0.12% | +37.27% | |
| 38 | BEP | Brookfield Renewable Partners L.P. | Stock-Other | 0.34% | -0.34% | EXIT | |
| 39 | ZIM | ZIM Integrated Shipping Services Ltd. | Stock-Other | 0.34% | -0.07% | — | |
| 40 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.32% | -0.17% | — | |
| 41 | SHOP | Shopify Inc - Class A | Stock-Tech | 0.30% | -0.07% | — | |
| 42 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.27% | +0.21% | — | |
| 43 | CVX | Chevron CORP | Stock-Energy | 0.27% | -0.17% | — | |
| 44 | NVDA | Nvidia CORP | Stock-Tech | 0.25% | -0.15% | +368.08% | |
| 45 | NWE | Northwestern Energy Group In | Stock-Utilities | 0.24% | -0.04% | — | |
| 46 | RYAAY | Ryanair Holdings Plc-sp Adr | Stock-Industrials | 0.23% | -0.15% | -78.59% | |
| 47 | UTE0 | Cantaloupe Inc | Stock-Other | 0.23% | -0.23% | EXIT | |
| 48 | TAIL | Cambria Tail Risk ETF | ETF-Other | 0.22% | -0.22% | EXIT | |
| 49 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.21% | +0.03% | — | |
| 50 | UBER | Uber Technologies Inc | Stock-Industrials | 0.21% | -0.08% | +3610.24% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BABA 0.5 06-01-31Bond | Alibaba Group Holding | +4.4% | +68.25% | Add |
| 2 | WBD | Warner Bros Discovery Inc | +3.2% | +773.24% | Add |
| 3 | EA | Electronic Arts Inc | +2.9% | +2478.93% | Add |
| 4 | AES | Aes CORP | +1.9% | +2419.13% | Add |
| 5 | HO1 | Hologic Inc | +1.8% | +349.21% | Add |
| 6 | CWAN | Clearwater Analytics Holdings, Inc. | +1.7% | +1271.43% | Add |
| 7 | KVUE | Kenvue Inc | +1% | +217.17% | Add |
| 8 | ASX | Ase Technology Holding -adr | +0.3% | +5.08% | Add |
| 9 | UBER | Uber Technologies Inc | +0.2% | +3610.24% | Add |
| 10 | TXNM | Txnm Energy Inc | +0.1% | +41.56% | Add |
| 11 | NIO | Nio Inc - Adr | +0.1% | +136.99% | Add |
| 12 | JHG | Janus Henderson Group plc | +0.1% | +37.27% | Add |
| 13 | PDD | Pdd Holdings Inc | 0% | +485.88% | Add |
| 14 | ABVX | Abivax Sa-adr | 0% | +87.50% | Add |
| 15 | WDS | Woodside Energy Group-adr | 0% | — | Unchanged |
| 16 | LINTA 3.75 02-15-30Bond | Liberty Interactive LLC | — | +104.90% | Add |
| 17 | SCHW | Schwab (charles) CORP | — | +883.10% | Add |
| 18 | JD | Jd.com Inc-adr | 0% | +14.75% | Add |
| 19 | CSQ | Calamos Strat Ttl Rtrn Fnd | 0% | — | Unchanged |
| 20 | NVDA | Nvidia CORP | 0% | +368.08% | Add |
| 21 | XOM | Exxon Mobil CORP | -0.1% | +764.95% | Add |
| 22 | AIV | Apartment Invt & Mgmt Co -a | -0.1% | -90.97% | Trim |
| 23 | NFLX | Netflix Inc | -0.1% | +9.46% | Add |
| 24 | SDA | Sealed Air CORP | -0.1% | +174.08% | Add |
| 25 | UTE0 | Cantaloupe Inc | -0.3% | -11.99% | Trim |
| 26 | RNW | ReNew Energy Global Plc | -0.5% | -30.56% | Trim |
| 27 | QQQ | Invesco Qqq Trust Series 1 | -0.5% | -18.16% | Trim |
| 28 | NIO 4.625 10-15-30Bond | Nio Inc | -0.6% | -15.58% | Trim |
| 29 | QRVO | Qorvo Inc | -1.1% | -25.73% | Trim |
| 30 | Z | Zillow Group Inc - C | -1.2% | -39.88% | Trim |
| 31 | RYAAY | Ryanair Holdings Plc-sp Adr | -1.4% | -78.59% | Trim |
| 32 | FOX | Fox CORP - Class B | -2.4% | -2.71% | Trim |
| 33 | NSC | Norfolk Southern CORP | -4.5% | -46.96% | Trim |
| 34 | SPY | Ss Spdr S&p 500 ETF Trust-us | -11.4% | +489.25% | Add |
| 35 | IBIT | Ishares Bitcoin Trust ETF | — | EXIT | Sold out |
| 36 | GOOG | Alphabet Inc-cl C | — | NEW | New buy |
| 37 | HDB | Hdfc Bank Ltd-adr | — | NEW | New buy |
| 38 | SLAB | Silicon Laboratories Inc | — | NEW | New buy |
| 39 | WBS | Webster Financial CORP | — | NEW | New buy |
| 40 | ✓ | Cyberark Software LTD. Cmn | — | EXIT | Sold out |
| 41 | GSK | Gsk Plc-spon Adr | — | EXIT | Sold out |
| 42 | ORCL 6.5 01-15-29 DBond | Oracle CORP | — | NEW | New buy |
| 43 | EXK | Exact Sciences CORP | — | EXIT | Sold out |
| 44 | PEN | Penumbra Inc | — | NEW | New buy |
| 45 | GPN 1.5 03-01-31Bond | Global Payments Inc | — | NEW | New buy |
| 46 | SNOW 0 10-01-29Bond | Snowflake Inc | — | NEW | New buy |
| 47 | VRSN | Verisign Inc | — | EXIT | Sold out |
| 48 | VAL | Valaris Limited | — | NEW | New buy |
| 49 | RNAGBP | Avidity Biosciences Inc | — | EXIT | Sold out |
| 50 | DAY | Dayforce Inc | — | EXIT | Sold out |
According to official SEC Form 13F filings, NINE MASTS CAPITAL Ltd reported a total U.S. public equity portfolio value of $992.8M across 198 disclosed positions in Q1 2026.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including BABA 0.5 06-01-31, GOOG, HDB) accounted for 33.0% of total reported equity market value during Q1 2026.
Top New Position Initiated
GOOG
市值: $68.5M
Top Position Liquidated / Trimmed
IBIT
前期市值: $93.8M
During Q1 2026, NINE MASTS CAPITAL Ltd's top holdings by market value included BABA 0.5 06-01-31 (21.3%)、GOOG (9.9%)、HDB (6.8%). The largest single position, BABA 0.5 06-01-31, represented 21.3% of total portfolio value.
In Q1 2026, NINE MASTS CAPITAL Ltd made 198 total portfolio adjustments, initiating 119 new buys, adding to 22 positions, trimming 10 holdings, and fully liquidating 47 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
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