NC
Nine Chapters Capital Management LLC Historical SEC 13F Holdings & Archive (Q3 2017)
Nine Chapters Capital Management LLCCIK: 0001567745
Diversified strategyHigh-turnover traderSector-focused
Total reported value
$45.4M
Reporting period: 2017-09-30 · Number of holdings: 153
Nine Chapters Capital Management LLC disclosed 153 holdings in its latest 13F filing for the period ending 2017-09-30, with total reported value of $45.4M and a quarterly turnover rate of 172.9%.
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Personality snowflake
- Concentration
- 3.86
- Portfolio Stability
- 100
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 93.07
Nine Chapters Capital Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.010 — mathematically equivalent to about 104 equally-sized positions, close to its 153 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.69), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 7% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim ACH
+231.6% $511.0K
Trim VMWEUR
+158.3% $467.0K
Trim 12673P105
+253.1% $533.0K
Trim EMN
+219.2% $533.0K
Trim AES
+266.5% $550.0K
Trim 60671Q104
+251.3% $341.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ACH | Accendra Health Inc | Stock-Other | 1.69% | -0.72% | +231.65% | |
| 2 | AES | Aes CORP | Stock-Utilities | 1.67% | -0.31% | +266.49% | |
| 3 | CAG | Conagra Brands Inc | Stock-Consumer Staples | 1.67% | +1.67% | NEW | |
| 4 | REXR | Rexford Industrial Realty In | Stock-Real Estate | 1.67% | +1.67% | NEW | |
| 5 | ETR | Entergy CORP | Stock-Utilities | 1.67% | +1.67% | NEW | |
| 6 | ✓ | Ca Inc | Stock-Other | 1.66% | -0.43% | +253.13% | |
| 7 | EMN | Eastman Chemical Co | Stock-Materials | 1.65% | -0.42% | +219.23% | |
| 8 | MSM | Msc Industrial Direct Co-a | Stock-Industrials | 1.65% | +1.65% | NEW | |
| 9 | IBM | Intl Business Machines CORP | Stock-Tech | 1.57% | +1.57% | NEW | |
| 10 | AXS | AXIS Capital Holdings Limited | Stock-Financials | 1.57% | +1.57% | NEW | |
| 11 | UTXZ | United Tech CORP | Stock-Other | 1.56% | +1.56% | NEW | |
| 12 | SNPS | Synopsys Inc | Stock-Tech | 1.54% | +1.54% | NEW | |
| 13 | PARR | Par Pacific Holdings Inc | Stock-Energy | 1.53% | +1.53% | NEW | |
| 14 | VMWEUR | Vmware Inc-class A | Stock-Other | 1.49% | -0.50% | +158.33% | |
| 15 | PFLT | Pennantpark Floating Rate Ca | Stock-Other | 1.41% | +1.41% | NEW | |
| 16 | EPC | Edgewell Personal Care Co | Stock-Other | 1.36% | +1.36% | NEW | |
| 17 | VYX | Ncr Voyix CORP | Stock-Tech | 1.28% | +1.28% | NEW | |
| 18 | ✓ | Stock-Other | 1.26% | +1.26% | NEW | ||
| 19 | HDSUSD | Hd Supply Holdings Inc | Stock-Other | 1.26% | +1.26% | NEW | |
| 20 | MATV | Mativ Holdings Inc | Stock-Other | 1.21% | +1.21% | NEW | |
| 21 | MASI* | Masimo CORP | Stock-Other | 1.20% | +1.20% | NEW | |
| 22 | TGNA | Tegna Inc | Stock-Other | 1.17% | +1.17% | NEW | |
| 23 | PAHC | Phibro Animal Health Corp-a | Stock-Other | 1.17% | +1.17% | NEW | |
| 24 | GEF | Greif Inc-cl A | Stock-Other | 1.13% | — | +83.33% | |
| 25 | KBH | Kb Home | Stock-Consumer Disc | 1.13% | +1.13% | NEW | |
| 26 | MO | Altria Group Inc | Stock-Consumer Staples | 1.12% | +1.12% | NEW | |
| 27 | ✓ | New York Reit Inc | Stock-Other | 1.11% | +1.11% | NEW | |
| 28 | ALSN | Allison Transmission Holding | Stock-Consumer Disc | 1.11% | +1.11% | NEW | |
| 29 | MU | Micron Technology Inc | Stock-Tech | 1.07% | +1.07% | NEW | |
| 30 | BC | Brunswick CORP | Stock-Consumer Disc | 1.07% | +1.07% | NEW | |
| 31 | BRC | Brady Corporation - Cl A | Stock-Other | 1.05% | +1.05% | NEW | |
| 32 | MDU | Mdu Resources Group Inc | Stock-Utilities | 1.05% | +1.05% | NEW | |
| 33 | ✓ | Stock-Other | 1.05% | +1.05% | NEW | ||
| 34 | ✓ | Luminex CORP | Stock-Other | 1.02% | +1.02% | NEW | |
| 35 | ✓ | Mitel Networks CORP | Stock-Other | 1.00% | -0.07% | +251.30% | |
| 36 | MTOR | Meritor Inc | Stock-Other | 0.92% | +0.92% | NEW | |
| 37 | KAI | Kadant Inc | Stock-Other | 0.91% | +0.91% | NEW | |
| 38 | SPLKCHF | Splunk Inc | Stock-Other | 0.91% | +0.91% | NEW | |
| 39 | ANIK | Anika Therapeutics Inc | Stock-Other | 0.91% | +0.91% | NEW | |
| 40 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 0.87% | +0.87% | NEW | |
| 41 | ✓ | Supervalu Inc | Stock-Other | 0.87% | +0.87% | NEW | |
| 42 | AVT | Avnet Inc | Stock-Tech | 0.86% | +0.86% | NEW | |
| 43 | PDCOEUR | Patterson Cos Inc | Stock-Other | 0.84% | +0.84% | NEW | |
| 44 | PANW | Palo Alto Networks Inc | Stock-Tech | 0.83% | — | +18.18% | |
| 45 | ITT | Itt Inc | Stock-Industrials | 0.82% | — | -34.38% | |
| 46 | CNSLEUR | Consolidated Communications | Stock-Other | 0.82% | +0.82% | NEW | |
| 47 | KEY | Keycorp | Stock-Financials | 0.81% | +0.81% | NEW | |
| 48 | GMED | Globus Medical Inc - A | Stock-Healthcare | 0.80% | +0.80% | NEW | |
| 49 | ✓ | Sciclone Pharmaceuticals Inc | Stock-Other | 0.80% | — | +137.50% | |
| 50 | PDLIEUR | Pdl Biopharma Inc | Stock-Other | 0.79% | — | +182.09% |
1–50 of 153
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2017 Q3 | 153 | $45.4M | 100 | ||
| 2017 Q2 | 56 | $10.6M | 100 | ||
| 2017 Q1 | 238 | $74.2M | 100 | ||
| 2016 Q4 | 172 | $59.1M | 100 | ||
| 2016 Q3 | 74 | $14.2M | 100 | ||
| 2016 Q2 | 27 | $4.8M | 100 | ||
| 2016 Q1 | 1 | — | 0 | ||
| 2015 Q4 | 1 | — | 100 | ||
| 2015 Q3 | 973 | $1.1B | 100 | ||
| 2015 Q2 | 930 | $1.2B | 100 | ||
| 2015 Q1 | 943 | $1.2B | 100 | ||
| 2014 Q4 | 907 | $1.2B | 100 | ||
| 2014 Q3 | 969 | $1.1B | 100 | ||
| 2014 Q2 | 918 | $1.2B | 100 | ||
| 2014 Q1 | 787 | $848.1M | 100 | ||
| 2013 Q4 | 770 | $994.1M | 100 | ||
| 2013 Q3 | 727 | $852.7M | 100 | ||
| 2013 Q2 | 613 | $578.5M | 0 |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
Nine Chapters Capital Management LLC's most significant position changes for 2017-09-30: New buy: Conagra Brands Inc (CAG); New buy: Rexford Industrial Realty In (REXR); New buy: Entergy CORP (ETR); New buy: Msc Industrial Direct Co-a (MSM); New buy: Intl Business Machines CORP (IBM).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | Mitel Networks CORP | -0.1% | +251.30% | Add |
| 2 | AES | Aes CORP | -0.3% | +266.49% | Add |
| 3 | EMN | Eastman Chemical Co | -0.4% | +219.23% | Add |
| 4 | ✓ | Ca Inc | -0.4% | +253.13% | Add |
| 5 | VMWEUR | Vmware Inc-class A | -0.5% | +158.33% | Add |
| 6 | ACH | Accendra Health Inc | -0.7% | +231.65% | Add |
| 7 | CAG | Conagra Brands Inc | — | NEW | New buy |
| 8 | REXR | Rexford Industrial Realty In | — | NEW | New buy |
| 9 | ETR | Entergy CORP | — | NEW | New buy |
| 10 | MSM | Msc Industrial Direct Co-a | — | NEW | New buy |
| 11 | IBM | Intl Business Machines CORP | — | NEW | New buy |
| 12 | AXS | AXIS Capital Holdings Limited | — | NEW | New buy |
| 13 | UTXZ | United Tech CORP | — | NEW | New buy |
| 14 | SNPS | Synopsys Inc | — | NEW | New buy |
| 15 | PARR | Par Pacific Holdings Inc | — | NEW | New buy |
| 16 | PFLT | Pennantpark Floating Rate Ca | — | NEW | New buy |
| 17 | EPC | Edgewell Personal Care Co | — | NEW | New buy |
| 18 | VYX | Ncr Voyix CORP | — | NEW | New buy |
| 19 | ✓ | — | NEW | New buy | |
| 20 | HDSUSD | Hd Supply Holdings Inc | — | NEW | New buy |
| 21 | MATV | Mativ Holdings Inc | — | NEW | New buy |
| 22 | MASI* | Masimo CORP | — | NEW | New buy |
| 23 | TGNA | Tegna Inc | — | NEW | New buy |
| 24 | PAHC | Phibro Animal Health Corp-a | — | NEW | New buy |
| 25 | KBH | Kb Home | — | NEW | New buy |
| 26 | MO | Altria Group Inc | — | NEW | New buy |
| 27 | ✓ | New York Reit Inc | — | NEW | New buy |
| 28 | ALSN | Allison Transmission Holding | — | NEW | New buy |
| 29 | MU | Micron Technology Inc | — | NEW | New buy |
| 30 | BC | Brunswick CORP | — | NEW | New buy |
| 31 | BRC | Brady Corporation - Cl A | — | NEW | New buy |
| 32 | MDU | Mdu Resources Group Inc | — | NEW | New buy |
| 33 | ✓ | — | NEW | New buy | |
| 34 | ✓ | Luminex CORP | — | NEW | New buy |
| 35 | MTOR | Meritor Inc | — | NEW | New buy |
| 36 | KAI | Kadant Inc | — | NEW | New buy |
| 37 | ANIK | Anika Therapeutics Inc | — | NEW | New buy |
| 38 | SPLKCHF | Splunk Inc | — | NEW | New buy |
| 39 | BMY | Bristol-myers Squibb Co | — | NEW | New buy |
| 40 | ✓ | Supervalu Inc | — | NEW | New buy |
| 41 | AVT | Avnet Inc | — | NEW | New buy |
| 42 | PDCOEUR | Patterson Cos Inc | — | NEW | New buy |
| 43 | CNSLEUR | Consolidated Communications | — | NEW | New buy |
| 44 | KEY | Keycorp | — | NEW | New buy |
| 45 | GMED | Globus Medical Inc - A | — | NEW | New buy |
| 46 | PEGIEUR | Pattern Energy Group Inc -a | — | EXIT | Sold out |
| 47 | UTHR | United Therapeutics CORP | — | NEW | New buy |
| 48 | ROST | Ross Stores Inc | — | NEW | New buy |
| 49 | DK | Delek US Holdings, Inc. | — | EXIT | Sold out |
| 50 | MOG-A | Moog Inc-class A | — | NEW | New buy |
Filing History
FAQ
What is Nine Chapters Capital Management LLC and what type of investor is it?
Nine Chapters Capital Management LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2017-09-30), the firm manages a tracked equity portfolio valued at approximately $45.4M, spread across 153 disclosed positions.
What are Nine Chapters Capital Management LLC's largest equity positions?
Based on the latest 13F filing, Nine Chapters Capital Management LLC's top holdings by market value are:
1. Accendra Health Inc (ACH) — $765.0K (1.7%)
2. Aes CORP (AES) — $759.0K (1.7%)
3. Conagra Brands Inc (CAG) — $759.0K (1.7%)
4. Rexford Industrial Realty In (REXR) — $756.0K (1.7%)
5. Entergy CORP (ETR) — $756.0K (1.7%)
What changes did Nine Chapters Capital Management LLC make in its most recent portfolio filing?
In the latest reported quarter, Nine Chapters Capital Management LLC made 50 notable position adjustments: 42 new positions were initiated, 6 existing holdings were added to, 0 positions were partially reduced, and 2 were completely exited. The largest of these moves: New buy: Conagra Brands Inc (CAG); New buy: Rexford Industrial Realty In (REXR); New buy: Entergy CORP (ETR); New buy: Msc Industrial Direct Co-a (MSM); New buy: Intl Business Machines CORP (IBM)
What sectors does Nine Chapters Capital Management LLC focus on?
Nine Chapters Capital Management LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 67.0%
• Health Care: 27.0%
• Consumer Discretionary: 6.0%
Investment Profile
Nine Chapters Capital Management LLC's portfolio is broadly diversified and fast-trading, with 67.0% of the portfolio concentrated in Information Technology.
It has added to its EMN position over the past two quarters (+$549.0K, now $751.0K), while trimming MR4 over the same stretch (-$324.0K, still holding $166.0K).
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Developer Access
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