CIK: 0001599212
Total reported value
$339.7M
Reporting period: 2020-12-31 · Number of holdings: 118
NewFocus Financial Group, LLC disclosed 118 holdings in its latest 13F filing for the period ending 2020-12-31, with total reported value of $339.7M and a quarterly turnover rate of 14.3%.
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NewFocus Financial Group, LLC's disclosed holdings carry a Herfindahl concentration index of 0.030 — mathematically equivalent to about 34 equally-sized positions, well below its 118 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.59), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 37% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim CMF
-9.7% -$1.7M
Trim LOW
-1.5% -$429.0K
Add VOO
+48.7% $1.8M
Add AAPL
+2.8% $5.5M
Trim MSFT
-2.6% $352.0K
Add SCHD
+17.3% $1.9M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | Stock-Tech | 10.73% | +0.41% | +2.75% | |
| 2 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 6.49% | -0.30% | -1.44% | |
| 3 | CMF | Ishares California Muni Bond | ETF-Other | 5.13% | -1.26% | -9.69% | |
| 4 | MSFT | Microsoft CORP | Stock-Tech | 3.59% | -0.36% | -2.62% | |
| 5 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 3.14% | — | -9.05% | |
| 6 | UNH | Unitedhealth Group INC | Stock-Healthcare | 3.12% | -0.06% | -1.40% | |
| 7 | CTAS | Cintas CORP | Stock-Industrials | 2.78% | -0.25% | -1.87% | |
| 8 | LOW | Lowe's Cos INC | Stock-Consumer Disc | 2.56% | -0.48% | -1.54% | |
| 9 | CSCO | Cisco Systems INC | Stock-Tech | 2.18% | +0.02% | +0.55% | |
| 10 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 2.06% | +0.34% | +17.30% | |
| 11 | XLK | Ss Technology Select Sector | ETF-Tech | 1.90% | -0.13% | -4.87% | |
| 12 | MGV | Vanguard Mega Cap Value ETF | ETF-Other | 1.85% | +0.06% | +3.49% | |
| 13 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 1.84% | +0.29% | +3.05% | |
| 14 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 1.70% | +0.06% | +2.66% | |
| 15 | VB | Vanguard Small-cap ETF | ETF-Other | 1.62% | +0.13% | -3.21% | |
| 16 | RTX | Rtx CORP | Stock-Industrials | 1.59% | +0.13% | -0.91% | |
| 17 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.53% | -0.07% | +2.09% | |
| 18 | SCHF | Schwab Intl Equity ETF | ETF-Other | 1.51% | — | -9.98% | |
| 19 | BLKCHF | Blackrock INC | Stock-Other | 1.47% | +0.17% | +0.42% | |
| 20 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.35% | +0.43% | +48.65% | |
| 21 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 1.33% | -0.01% | -1.82% | |
| 22 | KLAC | Kla CORP | Stock-Tech | 1.28% | +0.20% | -0.13% | |
| 23 | BDX | Becton Dickinson And Co | Stock-Healthcare | 1.27% | — | -1.65% | |
| 24 | VHT | Vanguard Health Care ETF | ETF-Other | 1.27% | -0.04% | -0.27% | |
| 25 | MUB | Ishares National Muni Bond E | ETF-Other | 1.26% | — | +0.36% | |
| 26 | VUG | Vanguard Growth ETF | ETF-Other | 1.26% | +0.18% | +17.92% | |
| 27 | DOV | Dover CORP | Stock-Industrials | 1.04% | — | -8.66% | |
| 28 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 1.02% | -0.24% | -6.54% | |
| 29 | SPEM | State Street Sp Ptf Em ETF | ETF-Other | 0.99% | +0.03% | +1.29% | |
| 30 | QCOM | Qualcomm INC | Stock-Tech | 0.97% | +0.15% | +3.79% | |
| 31 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.97% | +0.16% | +2.32% | |
| 32 | IJK | Ishares S&p Mid-cap 400 Grow | ETF-Other | 0.89% | +0.06% | +298.09% | |
| 33 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 0.87% | -0.02% | +7.50% | |
| 34 | SRE | Sempra | Stock-Utilities | 0.86% | +0.04% | +10.46% | |
| 35 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 0.85% | +0.17% | +40.24% | |
| 36 | VLUE | Ishares Msci USA Value Facto | ETF-Other | 0.85% | +0.03% | -1.49% | |
| 37 | GD | General Dynamics CORP | Stock-Industrials | 0.83% | — | +3.24% | |
| 38 | WPC | Wp Carey INC | Stock-Real Estate | 0.83% | — | +1.14% | |
| 39 | GWW | Ww Grainger INC | Stock-Industrials | 0.81% | — | -10.23% | |
| 40 | IUSV | Ishares Core S&p U.s. Value | ETF-Other | 0.79% | — | -15.87% | |
| 41 | PEP | Pepsico INC | Stock-Consumer Staples | 0.72% | — | -0.66% | |
| 42 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.70% | — | — | |
| 43 | DGX | Quest Diagnostics INC | Stock-Healthcare | 0.66% | — | +7.88% | |
| 44 | V | Visa Inc-class A Shares | Stock-Financials | 0.65% | +0.02% | +6.96% | |
| 45 | ABBV | Abbvie INC | Stock-Healthcare | 0.64% | +0.08% | +7.38% | |
| 46 | GIS | General Mills INC | Stock-Consumer Staples | 0.63% | — | +2.29% | |
| 47 | MCK | Mckesson CORP | Stock-Healthcare | 0.63% | +0.11% | +18.88% | |
| 48 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 0.62% | — | -3.39% | |
| 49 | AVGO | Broadcom INC | Stock-Tech | 0.61% | +0.11% | +15.33% | |
| 50 | TJX | Tjx Companies INC | Stock-Consumer Disc | 0.60% | +0.04% | -0.88% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2020-12-31 | 118 | $339.7M | 14 | |
| 2020-09-30 | 113 | $300.0M | 20 | |
| 2020-06-30 | 108 | $278.9M | 45 | |
| 2020-03-31 | 92 | $216.6M | 47 | |
| 2019-12-31 | 103 | $256.1M | 16 | |
| 2019-09-30 | 101 | $227.9M | 10 | |
| 2019-06-30 | 94 | $216.0M | 12 | |
| 2019-03-31 | 85 | $200.4M | 22 | |
| 2018-12-31 | 84 | $169.4M | 31 | |
| 2018-09-30 | 74 | $185.1M | 17 | |
| 2018-06-30 | 71 | $166.0M | 8 | |
| 2018-03-31 | 68 | $159.2M | 22 | |
| 2017-12-31 | 72 | $164.1M | 13 | |
| 2017-09-30 | 67 | $154.0M | 24 | |
| 2017-06-30 | 67 | $177.1M | 21 | |
| 2017-03-31 | 62 | $162.1M | 28 | |
| 2016-12-31 | 58 | $148.4M | 19 | |
| 2016-09-30 | 50 | $138.0M | 12 | |
| 2016-06-30 | 49 | $135.3M | 75 | |
| 2016-03-31 | 48 | $136.6M | 24 | |
| 2015-12-31 | 65 | $143.7M | 15 | |
| 2015-09-30 | 60 | $130.1M | 50 | |
| 2015-06-30 | 57 | $155.2M | 5 | |
| 2015-03-31 | 57 | $160.4M | 42 | |
| 2014-12-31 | 59 | $145.1M | 30 | |
| 2014-09-30 | 40 | $124.1M | 14 | |
| 2014-06-30 | 46 | $126.5M | 18 | |
| 2014-03-31 | 39 | $120.9M | 9 | |
| 2013-12-31 | 38 | $118.5M | 0 |
NewFocus Financial Group, LLC's most significant position changes for 2020-12-31: New buy: Texas Pacific Land Trust (TPLUSD); Trim: Ishares California Muni Bond (CMF) — shares -9.69%; Trim: Lowe's Cos INC (LOW) — shares -1.54%; Add: Vanguard S&p 500 ETF (VOO) — shares +48.65%; Add: Apple INC (AAPL) — shares +2.75%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VOO | Vanguard S&p 500 ETF | +0.4% | +48.65% | Add |
| 2 | AAPL | Apple INC | +0.4% | +2.75% | Add |
| 3 | SCHD | Schwab US Dvd Equity ETF | +0.3% | +17.30% | Add |
| 4 | IJR | Ishares Core S&p Small-cap E | +0.3% | +3.05% | Add |
| 5 | KLAC | Kla CORP | +0.2% | -0.13% | Trim |
| 6 | VUG | Vanguard Growth ETF | +0.2% | +17.92% | Add |
| 7 | BLKCHF | Blackrock INC | +0.2% | +0.42% | Add |
| 8 | SHY | Ishares 1-3 Year Treasury Bo | +0.2% | +40.24% | Add |
| 9 | JPM | Jpmorgan Chase & Co | +0.2% | +2.32% | Add |
| 10 | QCOM | Qualcomm INC | +0.2% | +3.79% | Add |
| 11 | RTX | Rtx CORP | +0.1% | -0.91% | Trim |
| 12 | VB | Vanguard Small-cap ETF | +0.1% | -3.21% | Trim |
| 13 | MCK | Mckesson CORP | +0.1% | +18.88% | Add |
| 14 | AVGO | Broadcom INC | +0.1% | +15.33% | Add |
| 15 | CVS | Cvs Health CORP | +0.1% | +21.09% | Add |
| 16 | DHI | Dr Horton INC | +0.1% | +92.32% | Add |
| 17 | VZ | Verizon Communications INC | +0.1% | +100.07% | Add |
| 18 | HON | Honeywell International INC | +0.1% | +6.80% | Add |
| 19 | ALL | Allstate CORP | +0.1% | +23.98% | Add |
| 20 | ABBV | Abbvie INC | +0.1% | +7.38% | Add |
| 21 | STLD | Steel Dynamics INC | +0.1% | +3.40% | Add |
| 22 | BAC | Bank Of America CORP | +0.1% | +15.14% | Add |
| 23 | GRMN | Garmin Ltd. | +0.1% | +10.26% | Add |
| 24 | TROW | T Rowe Price Group INC | +0.1% | +15.78% | Add |
| 25 | MGV | Vanguard Mega Cap Value ETF | +0.1% | +3.49% | Add |
| 26 | IEFA | Ishares Core Msci Eafe ETF | +0.1% | +2.66% | Add |
| 27 | IJK | Ishares S&p Mid-cap 400 Grow | +0.1% | +298.09% | Add |
| 28 | CSX | Csx CORP | +0.1% | +10.73% | Add |
| 29 | SYK | Stryker CORP | +0.1% | +8.73% | Add |
| 30 | SCHA | Schwab US Small-cap ETF | +0.1% | — | Unchanged |
| 31 | ROST | Ross Stores INC | +0.1% | -1.31% | Trim |
| 32 | SRE | Sempra | 0% | +10.46% | Add |
| 33 | TJX | Tjx Companies INC | 0% | -0.88% | Trim |
| 34 | SPEM | State Street Sp Ptf Em ETF | 0% | +1.29% | Add |
| 35 | VLUE | Ishares Msci USA Value Facto | 0% | -1.49% | Trim |
| 36 | CSCO | Cisco Systems INC | 0% | +0.55% | Add |
| 37 | V | Visa Inc-class A Shares | 0% | +6.96% | Add |
| 38 | SCHE | Schwab Emrg Mrkts Eqty ETF | 0% | -1.82% | Trim |
| 39 | BMY | Bristol-myers Squibb Co | 0% | +7.50% | Add |
| 40 | VHT | Vanguard Health Care ETF | 0% | -0.27% | Trim |
| 41 | UNH | Unitedhealth Group INC | -0.1% | -1.40% | Trim |
| 42 | JNJ | Johnson & Johnson | -0.1% | +2.09% | Add |
| 43 | XLK | Ss Technology Select Sector | -0.1% | -4.87% | Trim |
| 44 | MCD | Mcdonald's CORP | -0.2% | -6.54% | Trim |
| 45 | CTAS | Cintas CORP | -0.3% | -1.87% | Trim |
| 46 | VIG | Vanguard Dividend Apprec ETF | -0.3% | -1.44% | Trim |
| 47 | MSFT | Microsoft CORP | -0.4% | -2.62% | Trim |
| 48 | LOW | Lowe's Cos INC | -0.5% | -1.54% | Trim |
| 49 | CMF | Ishares California Muni Bond | -1.3% | -9.69% | Trim |
| 50 | TPLUSD | Texas Pacific Land Trust | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2020-12-31 | 2021-01-28 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-10-26 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-07-21 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-04-29 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-10 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-30 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-23 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-04-26 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-01-28 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-26 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-03 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-04-25 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-07 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-10-30 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-07-31 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-04 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-02 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-10-26 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-09 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-02 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-09 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-10 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-10 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-01 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-11 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-12 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-07-23 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-04-14 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-13 | 13F-HR | View on EDGAR |
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