NY
New York Life Trust Co Historical SEC 13F Holdings & Archive (Q1 2017)
New York Life Trust CoCIK: 0001033244
Diversified strategyHigh-turnover traderMomentum follower
Total reported value
$2.1M
Reporting period: 2017-03-31 · Number of holdings: 206
NEW YORK LIFE TRUST CO disclosed 206 holdings in its latest 13F filing for the period ending 2017-03-31, with total reported value of $2.1M and a quarterly turnover rate of 170.6%.
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Personality snowflake
- Concentration
- 16.71
- Portfolio Stability
- 100
- Momentum
- 83.33
- Sector conviction
- 45.55
- Diversification
- 100
- Sizing Uniformity
- 72.36
New York Life Trust Co's disclosed holdings carry a Herfindahl concentration index of 0.042 — mathematically equivalent to about 24 equally-sized positions, well below its 206 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.76), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 46% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd SPY
+50.3% $142.0K
Trim AEP
-95.1% -$289.0K
Trim BRK-B
-93.6% -$395.0K
Trim ADM
-99.7% -$125.0K
Trim INTC
-94.3% -$259.0K
Trim HUM
-99.5% -$128.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 206 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 18.70% | +17.55% | +50.28% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 3.41% | -0.23% | -92.65% | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 2.34% | -0.44% | -92.27% | |
| 4 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.80% | -0.12% | -92.21% | |
| 5 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.70% | -0.34% | -92.48% | |
| 6 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.61% | -0.45% | -92.60% | |
| 7 | XOM | Exxon Mobil CORP | Stock-Energy | 1.46% | -0.34% | -91.26% | |
| 8 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.36% | -0.65% | -93.64% | |
| 9 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.32% | -0.05% | -92.45% | |
| 10 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.32% | -0.24% | -92.34% | |
| 11 | T | At&t Inc | Stock-Comm Services | 1.27% | -0.55% | -93.08% | |
| 12 | BAC | Bank Of America CORP | Stock-Financials | 1.27% | -0.35% | -92.78% | |
| 13 | PFE | Pfizer Inc | Stock-Healthcare | 1.17% | -0.20% | -92.02% | |
| 14 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 1.07% | -0.22% | -85.11% | |
| 15 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.07% | -0.24% | -92.70% | |
| 16 | PM | Philip Morris International | Stock-Consumer Staples | 1.07% | -0.10% | -92.75% | |
| 17 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.02% | -0.31% | -92.90% | |
| 18 | PEP | Pepsico Inc | Stock-Consumer Staples | 1.02% | -0.19% | -92.42% | |
| 19 | MO | Altria Group Inc | Stock-Consumer Staples | 0.88% | -0.26% | -92.76% | |
| 20 | C | Citigroup Inc | Stock-Financials | 0.88% | -0.23% | -92.30% | |
| 21 | BA | Boeing Co/the | Stock-Industrials | 0.78% | -0.13% | -92.76% | |
| 22 | WFC | Wells Fargo & Co | Stock-Financials | 0.78% | -0.05% | -90.87% | |
| 23 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.78% | -0.46% | -93.92% | |
| 24 | WMT | Walmart Inc | Stock-Consumer Staples | 0.78% | -0.18% | -92.18% | |
| 25 | INTC | Intel CORP | Stock-Tech | 0.73% | -0.57% | -94.33% | |
| 26 | GILD | Gilead Sciences Inc | Stock-Healthcare | 0.73% | -0.17% | -91.94% | |
| 27 | MMM | 3m Co | Stock-Industrials | 0.73% | +0.03% | -90.74% | |
| 28 | V | Visa Inc-class A Shares | Stock-Financials | 0.68% | -0.07% | -92.48% | |
| 29 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 0.68% | -0.76% | -95.10% | |
| 30 | LOW | Lowe's Cos Inc | Stock-Consumer Disc | 0.68% | +0.01% | -91.72% | |
| 31 | CVS | Cvs Health CORP | Stock-Healthcare | 0.58% | — | -88.12% | |
| 32 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.58% | -0.12% | -92.56% | |
| 33 | IBM | Intl Business Machines CORP | Stock-Tech | 0.58% | — | -90.43% | |
| 34 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.58% | -0.06% | -91.92% | |
| 35 | BDX | Becton Dickinson And Co | Stock-Healthcare | 0.54% | — | -91.57% | |
| 36 | MU | Micron Technology Inc | Stock-Tech | 0.54% | -0.09% | -93.82% | |
| 37 | HD | Home Depot Inc | Stock-Consumer Disc | 0.54% | -0.12% | -92.64% | |
| 38 | AMAT | Applied Materials Inc | Stock-Tech | 0.54% | -0.10% | -93.01% | |
| 39 | PRU | Prudential Financial Inc | Stock-Financials | 0.54% | -0.14% | -92.57% | |
| 40 | ✓ | Stock-Other | 0.54% | -0.13% | -92.44% | ||
| 41 | SPGI | S&p Global Inc | Stock-Financials | 0.49% | — | — | |
| 42 | TRV | Travelers Cos Inc/the | Stock-Financials | 0.49% | -0.12% | -92.05% | |
| 43 | EBAY | Ebay Inc | Stock-Consumer Disc | 0.49% | -0.12% | -92.96% | |
| 44 | LYB | LyondellBasell Industries N.V. | Stock-Materials | 0.49% | — | -91.94% | |
| 45 | LRCXEUR | Lam Research CORP | Stock-Tech | 0.49% | — | -92.80% | |
| 46 | AFL | Aflac Inc | Stock-Financials | 0.49% | — | -91.66% | |
| 47 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.49% | -0.15% | -93.16% | |
| 48 | WMB | Williams Cos Inc | Stock-Energy | 0.49% | — | -28.19% | |
| 49 | BAX | Baxter International Inc | Stock-Healthcare | 0.49% | — | -92.76% | |
| 50 | WM | Waste Management Inc | Stock-Industrials | 0.49% | — | -90.19% |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2017 Q1 | 206 | $2.1M | 100 | ||
| 2016 Q4 | 216 | $21.0M | 40 | ||
| 2016 Q3 | 220 | $20.3M | 45 | ||
| 2016 Q2 | 255 | $20.6M | 46 | ||
| 2016 Q1 | 252 | $23.1M | 45 | ||
| 2015 Q4 | 218 | $23.3M | 50 | ||
| 2015 Q3 | 208 | $22.5M | 46 | ||
| 2015 Q2 | 204 | $24.1M | 45 | ||
| 2015 Q1 | 216 | $25.1M | 46 | ||
| 2014 Q4 | 199 | $25.3M | 45 | ||
| 2014 Q3 | 199 | $24.2M | 41 | ||
| 2014 Q2 | 192 | $23.7M | 49 | ||
| 2014 Q1 | 198 | $22.6M | 44 | ||
| 2013 Q4 | 191 | $22.0M | 43 | ||
| 2013 Q3 | 193 | $19.9M | 46 | ||
| 2013 Q2 | 204 | $21.7M | 0 |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
New York Life Trust Co's most significant position changes for 2017-03-31: Sold out: State Street CORP (STT); Add: Ss Spdr S&p 500 ETF Trust-us (SPY) — shares +50.28%; Trim: American Electric Power Company, Inc. (AEP) — shares -95.10%; Trim: Berkshire Hathaway Inc-cl B (BRK-B) — shares -93.64%; Trim: Archer-daniels-midland Co (ADM) — shares -99.74%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | +17.6% | +50.28% | Add |
| 2 | MMM | 3m Co | 0% | -90.74% | Trim |
| 3 | LOW | Lowe's Cos Inc | 0% | -91.72% | Trim |
| 4 | META | Meta Platforms Inc-class A | -0.1% | -92.45% | Trim |
| 5 | WFC | Wells Fargo & Co | -0.1% | -90.87% | Trim |
| 6 | DIS | Walt Disney Co/the | -0.1% | -91.92% | Trim |
| 7 | V | Visa Inc-class A Shares | -0.1% | -92.48% | Trim |
| 8 | MU | Micron Technology Inc | -0.1% | -93.82% | Trim |
| 9 | PM | Philip Morris International | -0.1% | -92.75% | Trim |
| 10 | AMAT | Applied Materials Inc | -0.1% | -93.01% | Trim |
| 11 | AMZN | Amazon.com Inc | -0.1% | -92.21% | Trim |
| 12 | LMT | Lockheed Martin CORP | -0.1% | -92.56% | Trim |
| 13 | HD | Home Depot Inc | -0.1% | -92.64% | Trim |
| 14 | TRV | Travelers Cos Inc/the | -0.1% | -92.05% | Trim |
| 15 | EBAY | Ebay Inc | -0.1% | -92.96% | Trim |
| 16 | BA | Boeing Co/the | -0.1% | -92.76% | Trim |
| 17 | ✓ | -0.1% | -92.44% | Trim | |
| 18 | VLO | Valero Energy CORP | -0.1% | -92.19% | Trim |
| 19 | PRU | Prudential Financial Inc | -0.1% | -92.57% | Trim |
| 20 | MRK | Merck & Co. Inc. | -0.2% | -93.16% | Trim |
| 21 | MPC | Marathon Petroleum CORP | -0.2% | -92.85% | Trim |
| 22 | GILD | Gilead Sciences Inc | -0.2% | -91.94% | Trim |
| 23 | WMT | Walmart Inc | -0.2% | -92.18% | Trim |
| 24 | PEP | Pepsico Inc | -0.2% | -92.42% | Trim |
| 25 | PFE | Pfizer Inc | -0.2% | -92.02% | Trim |
| 26 | CMCSA | Comcast Corp-class A | -0.2% | -85.11% | Trim |
| 27 | ABBV | Abbvie Inc | -0.2% | -93.87% | Trim |
| 28 | AAPL | Apple Inc | -0.2% | -92.65% | Trim |
| 29 | C | Citigroup Inc | -0.2% | -92.30% | Trim |
| 30 | PG | Procter & Gamble Co/the | -0.2% | -92.34% | Trim |
| 31 | GOOG | Alphabet Inc-cl C | -0.2% | -92.70% | Trim |
| 32 | MO | Altria Group Inc | -0.3% | -92.76% | Trim |
| 33 | CVX | Chevron CORP | -0.3% | -93.29% | Trim |
| 34 | GOOGL | Alphabet Inc-cl A | -0.3% | -92.90% | Trim |
| 35 | ELV | Elevance Health Inc | -0.3% | -95.33% | Trim |
| 36 | JNJ | Johnson & Johnson | -0.3% | -92.48% | Trim |
| 37 | XOM | Exxon Mobil CORP | -0.3% | -91.26% | Trim |
| 38 | BAC | Bank Of America CORP | -0.4% | -92.78% | Trim |
| 39 | MSFT | Microsoft CORP | -0.4% | -92.27% | Trim |
| 40 | SYY | Sysco CORP | -0.4% | -97.72% | Trim |
| 41 | JPM | Jpmorgan Chase & Co | -0.5% | -92.60% | Trim |
| 42 | UNH | Unitedhealth Group Inc | -0.5% | -93.92% | Trim |
| 43 | VZ | Verizon Communications Inc | -0.5% | -95.08% | Trim |
| 44 | T | At&t Inc | -0.6% | -93.08% | Trim |
| 45 | HUM | Humana Inc | -0.6% | -99.53% | Trim |
| 46 | INTC | Intel CORP | -0.6% | -94.33% | Trim |
| 47 | ADM | Archer-daniels-midland Co | -0.6% | -99.74% | Trim |
| 48 | BRK-B | Berkshire Hathaway Inc-cl B | -0.7% | -93.64% | Trim |
| 49 | AEP | American Electric Power Company, Inc. | -0.8% | -95.10% | Trim |
| 50 | STT | State Street CORP | — | EXIT | Sold out |
Filing History
FAQ
What is New York Life Trust Co and what type of investor is it?
New York Life Trust Co is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2017-03-31), the firm manages a tracked equity portfolio valued at approximately $2.1M, spread across 206 disclosed positions.
What are New York Life Trust Co's largest equity positions?
Based on the latest 13F filing, New York Life Trust Co's top holdings by market value are:
1. Ss Spdr S&p 500 ETF Trust-us (SPY) — $384.0K (18.7%)
2. Apple Inc (AAPL) — $70.0K (3.4%)
3. Microsoft CORP (MSFT) — $48.0K (2.3%)
4. Amazon.com Inc (AMZN) — $37.0K (1.8%)
5. Johnson & Johnson (JNJ) — $35.0K (1.7%)
What changes did New York Life Trust Co make in its most recent portfolio filing?
In the latest reported quarter, New York Life Trust Co made 50 notable position adjustments: 0 new positions were initiated, 1 existing holdings were added to, 48 positions were partially reduced, and 1 were completely exited. The largest of these moves: Sold out: State Street CORP (STT); Add: Ss Spdr S&p 500 ETF Trust-us (SPY) — shares +50.28%; Trim: American Electric Power Company, Inc. (AEP) — shares -95.10%; Trim: Berkshire Hathaway Inc-cl B (BRK-B) — shares -93.64%; Trim: Archer-daniels-midland Co (ADM) — shares -99.74%
What sectors does New York Life Trust Co focus on?
New York Life Trust Co is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 22.3%
• Financials: 17.1%
• Communication Services: 15.8%
• Health Care: 15.7%
• Consumer Staples: 9.9%
• Consumer Discretionary: 8.6%
Investment Profile
New York Life Trust Co's portfolio is broadly diversified and fast-trading.
Its turnover score has risen from 45 to 100 over the past 4 quarters — a shift toward more active trading.
It has added to its SPY position over the past two quarters (+$153.0K, now $384.0K), while trimming AMZN over the same stretch (-$409.0K, still holding $37.0K).
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Developer Access
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