CIK: 0001133639
Total reported value
$11.8B
Reporting period: 2026-03-31 · Number of holdings: 781
New York Life Investment Management LLC disclosed 781 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $11.8B and a quarterly turnover rate of 15.3%.
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New York Life Investment Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.013 — mathematically equivalent to about 77 equally-sized positions, well below its 781 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.03), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Add LRND
+237.7% $136.1M
Trim MSFT
+3.5% -$108.9M
Add IQSM
+35.2% $71.2M
Add IQSU
+33.4% $50.0M
Trim IWLG
-15.8% -$34.8M
Trim VGSH
-18.1% -$30.0M
Showing top 200 holdings (of 781 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | Stock-Tech | 5.24% | -0.20% | +4.81% | |
| 2 | AAPL | Apple INC | Stock-Tech | 4.86% | — | +7.56% | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 3.52% | -1.00% | +3.52% | |
| 4 | AMZN | Amazon.com INC | Stock-Consumer Disc | 2.59% | -0.20% | +4.93% | |
| 5 | IQSM | Nyli Candriam US M/c Eq ETF | ETF-Other | 2.29% | +0.57% | +35.24% | |
| 6 | CPLB | Nyli Mackay Core Plus Bond | ETF-Other | 2.29% | — | +0.68% | |
| 7 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.25% | — | +7.58% | |
| 8 | IQSU | Nyli Candriam US L/c Eq ETF | ETF-Other | 2.13% | +0.39% | +33.41% | |
| 9 | AVGO | Broadcom INC | Stock-Tech | 1.81% | -0.15% | +5.19% | |
| 10 | LRND | Nyli US Lrg Cap R&d Lead-usd | ETF-Other | 1.70% | +1.14% | +237.70% | |
| 11 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.69% | -0.14% | +3.22% | |
| 12 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.55% | -0.18% | +5.35% | |
| 13 | IQSI | Nyli Candriam Intl Eqty ETF | ETF-Other | 1.53% | +0.06% | +5.80% | |
| 14 | MGC | Vanguard Mega Cap ETF | ETF-Other | 1.49% | — | +5.70% | |
| 15 | TSLA | Tesla INC | Stock-Consumer Disc | 1.32% | -0.26% | +2.78% | |
| 16 | FLOT | Ishares Floating Rate Bond E | ETF-Other | 1.31% | — | -2.80% | |
| 17 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 1.13% | -0.28% | -18.05% | |
| 18 | SECR | Nyli Mackay Secur INC ETF | ETF-Other | 1.04% | — | +1.67% | |
| 19 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.03% | — | +1.33% | |
| 20 | IQHI | Nyli Mackay High Income ETF | ETF-Other | 0.94% | +0.13% | +20.95% | |
| 21 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.93% | -0.12% | +6.30% | |
| 22 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.93% | -0.11% | +0.35% | |
| 23 | HFXI | Nyli Ftse Intl Eq Cur Ntrl | ETF-Other | 0.89% | — | -3.61% | |
| 24 | IWLG | Nyli Winslow Lrg Cap Grw ETF | ETF-Other | 0.84% | -0.32% | -15.81% | |
| 25 | XOM | Exxon Mobil CORP | Stock-Energy | 0.83% | +0.23% | +0.41% | |
| 26 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.79% | +0.07% | +10.43% | |
| 27 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.69% | +0.08% | -1.79% | |
| 28 | WMT | Walmart INC | Stock-Consumer Staples | 0.64% | +0.06% | +1.28% | |
| 29 | V | Visa Inc-class A Shares | Stock-Financials | 0.64% | -0.10% | +2.10% | |
| 30 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.62% | — | -10.01% | |
| 31 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.60% | — | +7.27% | |
| 32 | FLBL | Franklin Senior Loan ETF | ETF-Other | 0.52% | — | +1.21% | |
| 33 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.52% | +0.07% | +1.52% | |
| 34 | MA | Mastercard INC - A | Stock-Financials | 0.51% | -0.08% | +1.77% | |
| 35 | MU | Micron Technology INC | Stock-Tech | 0.48% | +0.08% | +3.00% | |
| 36 | NFLX | Netflix INC | Stock-Comm Services | 0.48% | — | +0.95% | |
| 37 | CVX | Chevron CORP | Stock-Energy | 0.46% | +0.12% | +0.35% | |
| 38 | ABBV | Abbvie INC | Stock-Healthcare | 0.45% | — | +1.31% | |
| 39 | SCHA | Schwab US Small-cap ETF | ETF-Other | 0.44% | — | +2.39% | |
| 40 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.43% | — | +9.15% | |
| 41 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.42% | — | +2.24% | |
| 42 | AMD | Advanced Micro Devices | Stock-Tech | 0.42% | — | +2.81% | |
| 43 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.42% | — | -0.60% | |
| 44 | CSCO | Cisco Systems INC | Stock-Tech | 0.41% | — | +7.49% | |
| 45 | HD | Home Depot INC | Stock-Consumer Disc | 0.41% | — | +2.64% | |
| 46 | BAC | Bank Of America CORP | Stock-Financials | 0.41% | — | +1.21% | |
| 47 | FLRN | Ss Spdr Bb Ig Float Rt ETF | ETF-Other | 0.40% | — | -3.00% | |
| 48 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.39% | -0.09% | +1.31% | |
| 49 | CAT | Caterpillar INC | Stock-Industrials | 0.39% | +0.07% | +0.74% | |
| 50 | EMXC | Ishares Msci Emr Mrk Ex Chna | ETF-Other | 0.38% | — | -18.78% |
Performance for Q3 2026
+3%
Performance Last 4 Quarters
+20.3%
Based on 72% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 781 | $11.8B | 15 | |
| 2025-12-31 | 766 | $11.6B | 17 | |
| 2025-09-30 | 804 | $11.4B | 29 | |
| 2025-06-30 | 798 | $10.7B | 0 | |
| 2025-03-31 | 818 | $9.8B | 100 | |
| 2024-12-31 | 819 | $10.2B | 0 | |
| 2024-09-30 | 845 | $10.3B | 0 | |
| 2024-06-30 | 1399 | $9.9B | 0 | |
| 2024-03-31 | 1875 | $10.0B | 0 | |
| 2023-12-31 | 1840 | $9.8B | 0 | |
| 2023-09-30 | 1826 | $9.3B | 0 | |
| 2023-06-30 | 1839 | $9.6B | 0 | |
| 2023-03-31 | 1762 | $9.0B | 0 | |
| 2022-12-31 | 1205 | $8.7B | 0 | |
| 2022-09-30 | 1212 | $8.3B | 0 | |
| 2022-06-30 | 1256 | $8.6B | 0 | |
| 2022-03-31 | 52 | $1.9B | 0 | |
| 2021-12-31 | 46 | $1.9B | 0 | |
| 2021-09-30 | 43 | $1.8B | 0 | |
| 2021-06-30 | 30 | $1.7B | 100 | |
| 2021-03-31 | 31 | $1.7B | 12 | |
| 2020-12-31 | 26 | $1.5B | 31 | |
| 2020-09-30 | 26 | $1.1B | 21 | |
| 2020-06-30 | 26 | $946.4M | 40 | |
| 2020-03-31 | 14 | $633.5M | 48 | |
| 2019-12-31 | 15 | $681.0M | 25 | |
| 2019-09-30 | 17 | $860.7M | 28 | |
| 2019-06-30 | 18 | $1.1B | 21 | |
| 2019-03-31 | 30 | $1.3B | 23 | |
| 2018-12-31 | 29 | $1.3B | 34 | |
| 2018-09-30 | 22 | $1.5B | 21 | |
| 2018-06-30 | 24 | $1.7B | 29 | |
| 2018-03-31 | 27 | $1.6B | 54 | |
| 2017-12-31 | 37 | $1.4B | 27 | |
| 2017-09-30 | 35 | $1.2B | 24 | |
| 2017-06-30 | 34 | $1.1B | 36 | |
| 2017-03-31 | 30 | $801.6M | 22 | |
| 2016-12-31 | 37 | $863.3M | 12 | |
| 2016-09-30 | 45 | $912.3M | 46 | |
| 2016-06-30 | 57 | $896.9M | 47 | |
| 2016-03-31 | 54 | $667.7M | 26 | |
| 2015-12-31 | 52 | $671.7M | 58 | |
| 2015-09-30 | 264 | $1.1B | 75 | |
| 2015-06-30 | 253 | $890.5M | 0 | |
| 2015-03-31 | 253 | $890.5M | 31 | |
| 2014-12-31 | 268 | $835.7M | 65 | |
| 2014-09-30 | 199 | $607.3M | 33 | |
| 2014-06-30 | 202 | $590.5M | 45 | |
| 2014-03-31 | 167 | $473.5M | 89 | |
| 2013-12-31 | 158 | $325.5M | 0 | |
| 2013-09-30 | 158 | $325.5M | 35 | |
| 2013-06-30 | 143 | $313.3M | — |
New York Life Investment Management LLC's most significant position changes for 2026-03-31: Sold out: Dayforce INC (DAY); Sold out: ; Sold out: Air Lease CORP (AL); New buy: Ciena CORP (CIEN); Sold out: Tegna INC (TGNA).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | LRND | Nyli US Lrg Cap R&d Lead-usd | +1.1% | +237.70% | Add |
| 2 | IQSM | Nyli Candriam US M/c Eq ETF | +0.6% | +35.24% | Add |
| 3 | IQSU | Nyli Candriam US L/c Eq ETF | +0.4% | +33.41% | Add |
| 4 | XOM | Exxon Mobil CORP | +0.2% | +0.41% | Add |
| 5 | VMBS | Vanguard Mortgage-backed Sec | +0.2% | +4090.45% | Add |
| 6 | IQHI | Nyli Mackay High Income ETF | +0.1% | +20.95% | Add |
| 7 | VRT | Vertiv Holdings Co-a | +0.1% | +2466.88% | Add |
| 8 | CVX | Chevron CORP | +0.1% | +0.35% | Add |
| 9 | AMAT | Applied Materials INC | +0.1% | +7.45% | Add |
| 10 | JNJ | Johnson & Johnson | +0.1% | -1.79% | Trim |
| 11 | LRCX | Lam Research CORP | +0.1% | +7.14% | Add |
| 12 | MU | Micron Technology INC | +0.1% | +3.00% | Add |
| 13 | GEV | GE Vernova INC | +0.1% | +2.33% | Add |
| 14 | IEFA | Ishares Core Msci Eafe ETF | +0.1% | +10.43% | Add |
| 15 | COST | Costco Wholesale CORP | +0.1% | +1.52% | Add |
| 16 | CAT | Caterpillar INC | +0.1% | +0.74% | Add |
| 17 | SNDK | Sandisk CORP | +0.1% | +7.42% | Add |
| 18 | WBD | Warner Bros Discovery INC | +0.1% | +86.20% | Add |
| 19 | IQSI | Nyli Candriam Intl Eqty ETF | +0.1% | +5.80% | Add |
| 20 | WMT | Walmart INC | +0.1% | +1.28% | Add |
| 21 | WTRG | Essential Utilities INC | +0.1% | +769.87% | Add |
| 22 | UNH | Unitedhealth Group INC | -0.1% | +1.31% | Add |
| 23 | CWB | Ss Spdr Bb Conv Sec ETF | -0.1% | -20.81% | Trim |
| 24 | PFFD | Global X US Preferred ETF | -0.1% | -21.72% | Trim |
| 25 | IBM | Intl Business Machines CORP | -0.1% | +0.12% | Add |
| 26 | APP | Applovin Corp-class A | -0.1% | +7.40% | Add |
| 27 | INTU | Intuit INC | -0.1% | +6.96% | Add |
| 28 | MA | Mastercard INC - A | -0.1% | +1.77% | Add |
| 29 | PLTR | Palantir Technologies Inc-a | -0.1% | +1.31% | Add |
| 30 | CRM | Salesforce INC | -0.1% | +0.62% | Add |
| 31 | V | Visa Inc-class A Shares | -0.1% | +2.10% | Add |
| 32 | ORCL | Oracle CORP | -0.1% | +2.20% | Add |
| 33 | JPM | Jpmorgan Chase & Co | -0.1% | +0.35% | Add |
| 34 | LLY | Eli Lilly & Co | -0.1% | +6.30% | Add |
| 35 | JEPI | Jpmorgan Equity Premium Inco | -0.1% | -37.19% | Trim |
| 36 | GOOG | Alphabet Inc-cl C | -0.1% | +3.22% | Add |
| 37 | AVGO | Broadcom INC | -0.2% | +5.19% | Add |
| 38 | META | Meta Platforms Inc-class A | -0.2% | +5.35% | Add |
| 39 | AMZN | Amazon.com INC | -0.2% | +4.93% | Add |
| 40 | NVDA | Nvidia CORP | -0.2% | +4.81% | Add |
| 41 | TSLA | Tesla INC | -0.3% | +2.78% | Add |
| 42 | VGSH | Vanguard Short-term Treasury | -0.3% | -18.05% | Trim |
| 43 | IWLG | Nyli Winslow Lrg Cap Grw ETF | -0.3% | -15.81% | Trim |
| 44 | MSFT | Microsoft CORP | -1% | +3.52% | Add |
| 45 | DAY | Dayforce INC | — | EXIT | Sold out |
| 46 | ✓ | — | EXIT | Sold out | |
| 47 | AL | Air Lease CORP | — | EXIT | Sold out |
| 48 | CIEN | Ciena CORP | — | NEW | New buy |
| 49 | TGNA | Tegna INC | — | EXIT | Sold out |
| 50 | 75Z | Soho House & Co INC | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-07 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-05 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-06 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-01 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-08 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-05 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-07 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-05 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-06 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-06 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-08 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-07 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-08 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-10 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-10 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-12 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-26 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-07 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-05 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-29 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-14 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-23 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-16 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-14 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-12 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-11 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-08 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-13 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-13 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-12 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-13 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-13 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-14 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-12 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-06 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-10 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-12 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-15 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-08 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-15 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-16 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-16 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-16 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-13 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-13 | Amendment | View on EDGAR |
| 2015-03-31 | 2015-05-13 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-13 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-14 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-14 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-15 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-18 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-18 | Amendment | View on EDGAR |
| 2013-09-30 | 2013-11-14 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-15 | 13F-HR | View on EDGAR |
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