NY
New York Life Investment Management LLC 13F Portfolio & Top Holdings (Q2 2026)
New York Life Investment Management LLCCIK: 0001133639
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$14.3B
Reporting period: 2026-06-30 · Number of holdings: 788
NEW YORK LIFE INVESTMENT MANAGEMENT LLC disclosed 788 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $14.3B and a quarterly turnover rate of 26.9%.
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Personality snowflake
- Concentration
- 5.12
- Portfolio Stability
- 26.95
- Momentum
- 100
- Sector conviction
- 60.89
- Diversification
- 100
- Sizing Uniformity
- 70.03
New York Life Investment Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.013 — mathematically equivalent to about 78 equally-sized positions, well below its 788 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.00), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 68% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd LRND
+58.7% $177.8M
Add MU
-0.0% $137.5M
New buy MMSD
Add AMD
-0.4% $91.3M
Trim VGSH
-33.2% -$44.9M
Trim MSFT
+3.6% $18.1M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 788 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | Stock-Tech | 5.09% | -0.15% | +2.59% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 4.69% | -0.17% | +2.58% | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 3.03% | -0.49% | +3.56% | |
| 4 | LRND | Nyli US Lrg Cap R&d Lead-usd | ETF-Other | 2.65% | +0.95% | +58.69% | |
| 5 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.48% | -0.11% | +1.53% | |
| 6 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.41% | +0.16% | +4.21% | |
| 7 | IQSM | Nyli Candriam US M/c Eq ETF | ETF-Other | 2.32% | +0.03% | +6.63% | |
| 8 | IQSU | Nyli Candriam US L/c Eq ETF | ETF-Other | 2.07% | -0.06% | -3.90% | |
| 9 | CPLB | Nyli Mackay Core Plus Bond | ETF-Other | 1.94% | -0.35% | +2.94% | |
| 10 | AVGO | Broadcom Inc | Stock-Tech | 1.84% | +0.03% | +1.15% | |
| 11 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.73% | +0.04% | +0.76% | |
| 12 | IQSI | Nyli Candriam Intl Eqty ETF | ETF-Other | 1.52% | -0.01% | +10.99% | |
| 13 | FLOT | Ishares Floating Rate Bond E | ETF-Other | 1.41% | +0.10% | +29.86% | |
| 14 | MGC | Vanguard Mega Cap ETF | ETF-Other | 1.40% | -0.09% | -1.85% | |
| 15 | MU | Micron Technology Inc | Stock-Tech | 1.36% | +0.88% | -0.05% | |
| 16 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.30% | -0.25% | +3.51% | |
| 17 | TSLA | Tesla Inc | Stock-Consumer Disc | 1.25% | -0.07% | +1.02% | |
| 18 | SECR | Nyli Mackay Secur Inc ETF | ETF-Other | 1.24% | +0.20% | +46.42% | |
| 19 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.09% | +0.16% | +8.02% | |
| 20 | AMD | Advanced Micro Devices | Stock-Tech | 0.98% | +0.56% | -0.42% | |
| 21 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.89% | -0.14% | +0.26% | |
| 22 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.85% | -0.08% | -0.36% | |
| 23 | IQHI | Nyli Mackay High Income ETF | ETF-Other | 0.83% | -0.11% | +6.39% | |
| 24 | HFXI | Nyli Ftse Intl Eq Cur Ntrl | ETF-Other | 0.80% | -0.09% | -3.63% | |
| 25 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.73% | -0.06% | +4.61% | |
| 26 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.72% | +0.10% | +27.01% | |
| 27 | MMSD | Nyli Mackay Muni Shrt Durat | ETF-Other | 0.70% | +0.70% | NEW | |
| 28 | INTC | Intel CORP | Stock-Tech | 0.69% | +0.43% | +0.70% | |
| 29 | FLBL | Franklin Senior Loan ETF | ETF-Other | 0.68% | +0.16% | +58.27% | |
| 30 | AMAT | Applied Materials Inc | Stock-Tech | 0.66% | +0.29% | +2.92% | |
| 31 | IWFG | Nyli Winslow Foc Lrg Cap Grw | ETF-Other | 0.65% | +0.31% | +100.00% | |
| 32 | IWLG | Nyli Winslow Lrg Cap Grw ETF | ETF-Other | 0.62% | -0.22% | -24.41% | |
| 33 | LRCX | Lam Research CORP | Stock-Tech | 0.62% | +0.26% | +2.67% | |
| 34 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 0.62% | -0.51% | -33.17% | |
| 35 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.59% | -0.10% | +0.21% | |
| 36 | V | Visa Inc-class A Shares | Stock-Financials | 0.59% | -0.05% | -1.00% | |
| 37 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.57% | -0.03% | +15.56% | |
| 38 | XOM | Exxon Mobil CORP | Stock-Energy | 0.55% | -0.28% | -0.50% | |
| 39 | CSCO | Cisco Systems Inc | Stock-Tech | 0.53% | +0.12% | +2.70% | |
| 40 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.51% | +0.09% | +23.87% | |
| 41 | MMCA | Nyli Mackay Ca Muni Interm | ETF-Other | 0.50% | +0.41% | +574.82% | |
| 42 | WMT | Walmart Inc | Stock-Consumer Staples | 0.48% | -0.16% | +0.27% | |
| 43 | CAT | Caterpillar Inc | Stock-Industrials | 0.48% | +0.09% | -0.72% | |
| 44 | EMXC | Ishares Msci Emr Mrk Ex Chna | ETF-Other | 0.44% | +0.06% | +7.87% | |
| 45 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 0.44% | +0.12% | +17.27% | |
| 46 | ABBV | Abbvie Inc | Stock-Healthcare | 0.43% | -0.02% | +0.31% | |
| 47 | MA | Mastercard Inc - A | Stock-Financials | 0.43% | -0.08% | -0.72% | |
| 48 | SCHA | Schwab US Small-cap ETF | ETF-Other | 0.43% | -0.01% | -4.34% | |
| 49 | FLRN | Ss Spdr Bb Ig Float Rt ETF | ETF-Other | 0.42% | +0.02% | +29.68% | |
| 50 | KLAC | Kla CORP | Stock-Tech | 0.41% | +0.17% | +899.36% |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+2%
Performance Last 4 Quarters
+19.8%
- Stdev
- +11.5%
- Beta
- +0.88
- Alpha
- -0.6%
- Max Drawdown
- -6.9%
- Annualized Perf
- +17.7%
- Batting Avg vs S&P
- +41.7%
- Sortino
- +3.06
- Stutzer
- +0.44
- Treynor
- +0.19
- Sterling
- +1.16
- Calmar
- +2.56
- Information Ratio
- -1.34
- Tracking Error
- +2.2%
- Stdev Down
- +5.6%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- +29%
- Worst 12 Months
- +5.3%
- Efficiency Ratio
- +0.6
- Sharpe
- +1.48
- Stdev Sectors
- +10.1%
- Skewness
- +0.07
- Kurtosis
- -0.08
- Upside Potential
- +4.65
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 788 | $14.3B | 27 | ||
| 2026 Q1 | 781 | $11.8B | 15 | ||
| 2025 Q4 | 766 | $11.6B | 17 | ||
| 2025 Q3 | 804 | $11.4B | 29 | ||
| 2025 Q2 | 798 | $10.7B | 0 | ||
| 2025 Q1 | 818 | $9.8B | 100 | ||
| 2024 Q4 | 819 | $10.2B | 0 | ||
| 2024 Q3 | 845 | $10.3B | 0 | ||
| 2024 Q2 | 1399 | $9.9B | 0 | ||
| 2024 Q1 | 1875 | $10.0B | 0 | ||
| 2023 Q4 | 1840 | $9.8B | 0 | ||
| 2023 Q3 | 1826 | $9.3B | 0 | ||
| 2023 Q2 | 1839 | $9.6B | 0 | ||
| 2023 Q1 | 1762 | $9.0B | 0 | ||
| 2022 Q4 | 1205 | $8.7B | 0 | ||
| 2022 Q3 | 1212 | $8.3B | 0 | ||
| 2022 Q2 | 1256 | $8.6B | 0 | ||
| 2022 Q1 | 52 | $1.9B | 0 | ||
| 2021 Q4 | 46 | $1.9B | 0 | ||
| 2021 Q3 | 43 | $1.8B | 0 | ||
| 2021 Q2 | 30 | $1.7B | 100 | ||
| 2021 Q1 | 31 | $1.7B | 12 | ||
| 2020 Q4 | 26 | $1.5B | 31 | ||
| 2020 Q3 | 26 | $1.1B | 21 | ||
| 2020 Q2 | 26 | $946.4M | 40 | ||
| 2020 Q1 | 14 | $633.5M | 48 | ||
| 2019 Q4 | 15 | $681.0M | 25 | ||
| 2019 Q3 | 17 | $860.7M | 28 | ||
| 2019 Q2 | 18 | $1.1B | 21 | ||
| 2019 Q1 | 30 | $1.3B | 23 | ||
| 2018 Q4 | 29 | $1.3B | 34 | ||
| 2018 Q3 | 22 | $1.5B | 21 | ||
| 2018 Q2 | 24 | $1.7B | 29 | ||
| 2018 Q1 | 27 | $1.6B | 54 | ||
| 2017 Q4 | 37 | $1.4B | 27 | ||
| 2017 Q3 | 35 | $1.2B | 24 | ||
| 2017 Q2 | 34 | $1.1B | 36 | ||
| 2017 Q1 | 30 | $801.6M | 22 | ||
| 2016 Q4 | 37 | $863.3M | 12 | ||
| 2016 Q3 | 45 | $912.3M | 46 | ||
| 2016 Q2 | 57 | $896.9M | 47 | ||
| 2016 Q1 | 54 | $667.7M | 26 | ||
| 2015 Q4 | 52 | $671.7M | 58 | ||
| 2015 Q3 | 264 | $1.1B | 75 | ||
| 2015 Q2 | 253 | $890.5M | 0 | ||
| 2015 Q1 | 253 | $890.5M | 31 | ||
| 2014 Q4 | 268 | $835.7M | 65 | ||
| 2014 Q3 | 199 | $607.3M | 33 | ||
| 2014 Q2 | 202 | $590.5M | 45 | ||
| 2014 Q1 | 167 | $473.5M | 89 | ||
| 2013 Q4 | 158 | $325.5M | 0 | ||
| 2013 Q3 | 158 | $325.5M | 35 | ||
| 2013 Q2 | 143 | $313.3M | — |
Holding changes this quarter
New York Life Investment Management LLC's most significant position changes for 2026-06-30: New buy: Nyli Mackay Muni Shrt Durat (MMSD); New buy: ; New buy: ; Sold out: Honeywell International Inc (HON); New buy: Ss Spdr P High Yield ETF (SPHY).
Showing top 200 changes by size (of 838 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | LRND | Nyli US Lrg Cap R&d Lead-usd | +1% | +58.69% | Add |
| 2 | MU | Micron Technology Inc | +0.9% | -0.05% | Trim |
| 3 | MMSD | Nyli Mackay Muni Shrt Durat | +0.7% | NEW | New buy |
| 4 | AMD | Advanced Micro Devices | +0.6% | -0.42% | Trim |
| 5 | INTC | Intel CORP | +0.4% | +0.70% | Add |
| 6 | MMCA | Nyli Mackay Ca Muni Interm | +0.4% | +574.82% | Add |
| 7 | IWFG | Nyli Winslow Foc Lrg Cap Grw | +0.3% | +100.00% | Add |
| 8 | AMAT | Applied Materials Inc | +0.3% | +2.92% | Add |
| 9 | ✓ | +0.3% | NEW | New buy | |
| 10 | LRCX | Lam Research CORP | +0.3% | +2.67% | Add |
| 11 | MRVL | Marvell Technology Inc | +0.3% | +595.94% | Add |
| 12 | SNDK | Sandisk CORP | +0.2% | +0.59% | Add |
| 13 | SECR | Nyli Mackay Secur Inc ETF | +0.2% | +46.42% | Add |
| 14 | KLAC | Kla CORP | +0.2% | +899.36% | Add |
| 15 | ✓ | +0.2% | NEW | New buy | |
| 16 | GOOGL | Alphabet Inc-cl A | +0.2% | +4.21% | Add |
| 17 | LLY | Eli Lilly & Co | +0.2% | +8.02% | Add |
| 18 | FLBL | Franklin Senior Loan ETF | +0.2% | +58.27% | Add |
| 19 | PANW | Palo Alto Networks Inc | +0.2% | +4.75% | Add |
| 20 | MMMA | Nyli Mackay Muni Alloc ETF | +0.1% | +100.00% | Add |
| 21 | CSCO | Cisco Systems Inc | +0.1% | +2.70% | Add |
| 22 | MTUM | Ishares Msci USA Momentum Fa | +0.1% | +17.27% | Add |
| 23 | XLK | Ss Technology Select Sector | +0.1% | +830.18% | Add |
| 24 | SPHY | Ss Spdr P High Yield ETF | +0.1% | NEW | New buy |
| 25 | UUP | Invesco Db US Dollar Index B | +0.1% | +956.35% | Add |
| 26 | WDC | Western Digital CORP | +0.1% | +0.73% | Add |
| 27 | FLOT | Ishares Floating Rate Bond E | +0.1% | +29.86% | Add |
| 28 | VEA | Vanguard Ftse Developed ETF | +0.1% | +27.01% | Add |
| 29 | MUB | Ishares National Muni Bond E | +0.1% | +78.73% | Add |
| 30 | CRWD | Crowdstrike Holdings Inc - A | +0.1% | +10.71% | Add |
| 31 | IJR | Ishares Core S&p Small-cap E | +0.1% | +23.87% | Add |
| 32 | CAT | Caterpillar Inc | +0.1% | -0.72% | Trim |
| 33 | VTEB | Vanguard Tax-exempt Bond ETF | +0.1% | +68.80% | Add |
| 34 | UNH | Unitedhealth Group Inc | +0.1% | +0.55% | Add |
| 35 | GLW | Corning Inc | +0.1% | -0.63% | Trim |
| 36 | ICVT | Ishares Convertible Bond ETF | +0.1% | +29.53% | Add |
| 37 | DELL | Dell Technologies -c | +0.1% | -0.23% | Trim |
| 38 | EMXC | Ishares Msci Emr Mrk Ex Chna | +0.1% | +7.87% | Add |
| 39 | TXN | Texas Instruments Inc | +0.1% | +0.21% | Add |
| 40 | D | Dominion Energy Inc | +0.1% | +112.16% | Add |
| 41 | GPZ | Vaneck Alt Asset Manager ETF | +0.1% | NEW | New buy |
| 42 | CZR | Caesars Entertainment Inc | +0.1% | NEW | New buy |
| 43 | IJH | Ishares Core S&p Midcap ETF | +0.1% | +32.19% | Add |
| 44 | WRND | Nyli Global Eq R&d Ldrs ETF | +0.1% | +100.00% | Add |
| 45 | MCHI | Ishares Msci China ETF | +0.1% | +116.11% | Add |
| 46 | AES | Aes CORP | +0.1% | +535.90% | Add |
| 47 | OGN | Organon & Co | +0.1% | NEW | New buy |
| 48 | TMHC | Taylor Morrison Home CORP | +0.1% | NEW | New buy |
| 49 | EQH | Equitable Holdings Inc | +0.1% | +415.84% | Add |
| 50 | GOOG | Alphabet Inc-cl C | 0% | +0.76% | Add |
1–50 of 200
Filing History
FAQ
What is New York Life Investment Management LLC and what type of investor is it?
New York Life Investment Management LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $14.3B, spread across 788 disclosed positions.
What are New York Life Investment Management LLC's largest equity positions?
Based on the latest 13F filing, New York Life Investment Management LLC's top holdings by market value are:
1. Nvidia CORP (NVDA) — $728.4M (5.1%)
2. Apple Inc (AAPL) — $671.2M (4.7%)
3. Microsoft CORP (MSFT) — $433.8M (3.0%)
4. Nyli US Lrg Cap R&d Lead-usd (LRND) — $379.3M (2.6%)
5. Amazon.com Inc (AMZN) — $355.7M (2.5%)
What changes did New York Life Investment Management LLC make in its most recent portfolio filing?
In the latest reported quarter, New York Life Investment Management LLC made 200 notable position adjustments: 19 new positions were initiated, 111 existing holdings were added to, 47 positions were partially reduced, and 23 were completely exited. The largest of these moves: New buy: Nyli Mackay Muni Shrt Durat (MMSD); New buy: ; New buy: ; Sold out: Honeywell International Inc (HON); New buy: Ss Spdr P High Yield ETF (SPHY)
What sectors does New York Life Investment Management LLC focus on?
New York Life Investment Management LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 39.2%
• Communication Services: 10.2%
• Financials: 10.0%
• Consumer Discretionary: 9.7%
• Health Care: 9.3%
• Industrials: 8.5%
Investment Profile
New York Life Investment Management LLC returned an annualized 17.7% over the trailing 36 months — underperforming the S&P 500 by 0.6 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.88 (less volatile than the market) and a 42% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 39.2% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 27 over the past 4 quarters — a shift toward more active trading.
It has added to its LRND position over the past two quarters (+$313.8M, now $379.3M), while trimming VGSH over the same stretch (-$74.8M, still holding $88.8M).
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