CIK: 0001964652
Total reported value
$365.3M
Reporting period: 2026-03-31 · Number of holdings: 426
New England Capital Financial Advisors LLC disclosed 426 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $365.3M and a quarterly turnover rate of 52.4%.
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New England Capital Financial Advisors LLC's disclosed holdings carry a Herfindahl concentration index of 0.113 — mathematically equivalent to about 9 equally-sized positions, well below its 426 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 6.86), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 5% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add HFSI
+705.5% $77.1M
Add VCRB
+811.9% $40.7M
Trim CGGR
-2.0% -$7.2M
Trim CGCP
-52.6% -$6.7M
Trim RSP
+1.6% $391.3K
Trim CGSD
-71.4% -$4.8M
Showing top 200 holdings (of 426 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | HFSI | Hartfor Strateg Income Etf-u | ETF-Other | 24.19% | +19.81% | +705.45% | |
| 2 | CGGR | Cap Group Growth Equity | ETF-Other | 15.33% | -9.38% | -2.02% | |
| 3 | VCRB | Vanguard Core Bond ETF | ETF-Other | 12.52% | +10.55% | +811.87% | |
| 4 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 6.60% | -2.10% | -0.09% | |
| 5 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 6.01% | -2.42% | +1.62% | |
| 6 | RLY | Ss Multi-asset Real Ret ETF | ETF-Other | 4.92% | -1.15% | +0.51% | |
| 7 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 3.13% | -1.51% | -3.25% | |
| 8 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 2.83% | -1.90% | -7.18% | |
| 9 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 2.77% | -1.25% | -4.31% | |
| 10 | CGMU | Cap Group Municipal Income | ETF-Other | 2.10% | +0.44% | +81.82% | |
| 11 | SLYG | Ss Spdr S&p 600 Sc Gr ETF | ETF-Other | 1.76% | -0.17% | +26.96% | |
| 12 | CSRE | C&s Real Estate Active ETF | ETF-Other | 1.74% | +0.19% | +55.58% | |
| 13 | CGDV | Cap Group Dividend Value | ETF-Other | 1.66% | -0.29% | +24.74% | |
| 14 | CGCP | Cap Group Core Plus Income | ETF-Other | 1.61% | -3.30% | -52.61% | |
| 15 | XCEM | Columbia Em Core Ex-china | ETF-Emerging Markets | 1.28% | -0.36% | +4.31% | |
| 16 | PDBC | Invesco Optimum Yield Divers | ETF-Other | 1.23% | -0.15% | -2.09% | |
| 17 | AAPL | Apple INC | Stock-Tech | 0.57% | -0.30% | -0.46% | |
| 18 | CGSD | Cap Group Short Duration | ETF-Other | 0.52% | -2.11% | -71.37% | |
| 19 | MDYG | Ss Spdr S&p 400 Mc Gr ETF | ETF-Other | 0.47% | — | +35.34% | |
| 20 | CPSD | Clms S&p Str Alt Dec | ETF-Other | 0.40% | — | -1.93% | |
| 21 | XOM | Exxon Mobil CORP | Stock-Energy | 0.39% | — | +0.25% | |
| 22 | TOUS | T Rowe Prc International Eq | ETF-Other | 0.31% | +0.27% | +1084.60% | |
| 23 | RTX | Rtx CORP | Stock-Industrials | 0.30% | — | -4.76% | |
| 24 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.29% | — | +0.03% | |
| 25 | WMT | Walmart INC | Stock-Consumer Staples | 0.27% | -0.08% | +0.70% | |
| 26 | SPGM | State Street Spdr Portfolio | ETF-Other | 0.24% | -0.07% | +10.30% | |
| 27 | FITB | Fifth Third Bancorp | Stock-Financials | 0.19% | — | -2.33% | |
| 28 | NVDA | Nvidia CORP | Stock-Tech | 0.18% | -0.11% | -2.00% | |
| 29 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.18% | -0.11% | -2.17% | |
| 30 | ES | Eversource Energy | Stock-Utilities | 0.17% | — | -0.67% | |
| 31 | CVX | Chevron CORP | Stock-Energy | 0.16% | -0.01% | +0.11% | |
| 32 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.16% | -0.03% | +0.38% | |
| 33 | MSFT | Microsoft CORP | Stock-Tech | 0.15% | -0.13% | +0.14% | |
| 34 | EFX | Equifax INC | Stock-Industrials | 0.15% | -0.11% | — | |
| 35 | TT | Trane Technologies plc | Stock-Industrials | 0.14% | — | -7.49% | |
| 36 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.13% | — | -2.03% | |
| 37 | SLYV | Ss Spdr S&p 600 Sc Val ETF | ETF-Other | 0.12% | — | +0.19% | |
| 38 | BOW | Bowhead Specialty Holdings I | Stock-Other | 0.12% | -0.10% | — | |
| 39 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.12% | — | — | |
| 40 | TSLA | Tesla INC | Stock-Consumer Disc | 0.12% | -0.09% | — | |
| 41 | T | At&t INC | Stock-Comm Services | 0.12% | -0.02% | +0.22% | |
| 42 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 0.11% | -0.02% | +0.24% | |
| 43 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.10% | — | +0.24% | |
| 44 | HD | Home Depot INC | Stock-Consumer Disc | 0.10% | — | -5.16% | |
| 45 | XLRE | Ss Real Estate Select Sector | ETF-Other | 0.10% | — | +0.29% | |
| 46 | MU | Micron Technology INC | Stock-Tech | 0.10% | -0.02% | — | |
| 47 | GE | General Electric | Stock-Industrials | 0.08% | — | +0.10% | |
| 48 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.08% | -0.05% | -0.98% | |
| 49 | AFL | Aflac INC | Stock-Financials | 0.07% | — | -10.83% | |
| 50 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.07% | — | -0.22% |
Performance for Q3 2026
+2.9%
Performance Last 4 Quarters
+16.6%
Based on 84% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 426 | $365.3M | 52 | |
| 2025-12-31 | 427 | $256.0M | 11 | |
| 2025-09-30 | 420 | $235.3M | 24 | |
| 2025-06-30 | 422 | $218.5M | 0 | |
| 2025-03-31 | 394 | $196.6M | 0 | |
| 2024-12-31 | 412 | $204.9M | 0 | |
| 2024-09-30 | 401 | $192.6M | 0 | |
| 2024-06-30 | 404 | $178.9M | 0 | |
| 2024-03-31 | 399 | $177.3M | 0 | |
| 2023-12-31 | 400 | $166.5M | 0 | |
| 2023-09-30 | 399 | $145.1M | 0 | |
| 2023-06-30 | 394 | $151.6M | 0 | |
| 2023-03-31 | 438 | $141.6M | 0 | |
| 2022-12-31 | 443 | $141.1M | 0 |
New England Capital Financial Advisors LLC's most significant position changes for 2026-03-31: Sold out: Eaton Vance Floating-rate (EVLN); New buy: AstraZeneca PLC (AZN); Sold out: Astrazeneca Plc-spons Adr (AZNN); New buy: Ishares Msci USA Quality Gar (GARP); Sold out: L3harris Technologies INC (LHX).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | HFSI | Hartfor Strateg Income Etf-u | +19.8% | +705.45% | Add |
| 2 | VCRB | Vanguard Core Bond ETF | +10.6% | +811.87% | Add |
| 3 | CGMU | Cap Group Municipal Income | +0.4% | +81.82% | Add |
| 4 | TOUS | T Rowe Prc International Eq | +0.3% | +1084.60% | Add |
| 5 | CSRE | C&s Real Estate Active ETF | +0.2% | +55.58% | Add |
| 6 | MDYG | Ss Spdr S&p 400 Mc Gr ETF | — | +35.34% | Add |
| 7 | XOM | Exxon Mobil CORP | — | +0.25% | Add |
| 8 | GEV | GE Vernova INC | — | — | Unchanged |
| 9 | CVX | Chevron CORP | 0% | +0.11% | Add |
| 10 | T | At&t INC | 0% | +0.22% | Add |
| 11 | MU | Micron Technology INC | 0% | — | Unchanged |
| 12 | PANW | Palo Alto Networks INC | 0% | -64.97% | Trim |
| 13 | BMY | Bristol-myers Squibb Co | 0% | +0.24% | Add |
| 14 | JNJ | Johnson & Johnson | 0% | +0.38% | Add |
| 15 | IBM | Intl Business Machines CORP | 0% | -42.55% | Trim |
| 16 | GPN | Global Payments INC | 0% | -32.86% | Trim |
| 17 | ABBV | Abbvie INC | 0% | -32.53% | Trim |
| 18 | ORCL | Oracle CORP | 0% | +0.16% | Add |
| 19 | GOOG | Alphabet Inc-cl C | 0% | -15.80% | Trim |
| 20 | DIS | Walt Disney Co/the | -0.1% | -3.57% | Trim |
| 21 | UNH | Unitedhealth Group INC | -0.1% | +0.22% | Add |
| 22 | AXP | American Express Co | -0.1% | +0.26% | Add |
| 23 | META | Meta Platforms Inc-class A | -0.1% | -0.98% | Trim |
| 24 | SPGM | State Street Spdr Portfolio | -0.1% | +10.30% | Add |
| 25 | WMT | Walmart INC | -0.1% | +0.70% | Add |
| 26 | TSLA | Tesla INC | -0.1% | — | Unchanged |
| 27 | BOW | Bowhead Specialty Holdings I | -0.1% | — | Unchanged |
| 28 | EFX | Equifax INC | -0.1% | — | Unchanged |
| 29 | AMZN | Amazon.com INC | -0.1% | -2.17% | Trim |
| 30 | NVDA | Nvidia CORP | -0.1% | -2.00% | Trim |
| 31 | MSFT | Microsoft CORP | -0.1% | +0.14% | Add |
| 32 | PDBC | Invesco Optimum Yield Divers | -0.2% | -2.09% | Trim |
| 33 | SLYG | Ss Spdr S&p 600 Sc Gr ETF | -0.2% | +26.96% | Add |
| 34 | CGDV | Cap Group Dividend Value | -0.3% | +24.74% | Add |
| 35 | AAPL | Apple INC | -0.3% | -0.46% | Trim |
| 36 | XCEM | Columbia Em Core Ex-china | -0.4% | +4.31% | Add |
| 37 | RLY | Ss Multi-asset Real Ret ETF | -1.2% | +0.51% | Add |
| 38 | SPDW | Ste Str Spdr Pt Dw EU ETF | -1.3% | -4.31% | Trim |
| 39 | SPYV | Ss Spdr P S&p 500 Value ETF | -1.5% | -3.25% | Trim |
| 40 | SPYG | Ss Spdr P S&p 500 Growth ETF | -1.9% | -7.18% | Trim |
| 41 | AVUV | Avantis US Small Cap Value | -2.1% | -0.09% | Trim |
| 42 | CGSD | Cap Group Short Duration | -2.1% | -71.37% | Trim |
| 43 | RSP | Invesco S&p 500 Equal Weight | -2.4% | +1.62% | Add |
| 44 | CGCP | Cap Group Core Plus Income | -3.3% | -52.61% | Trim |
| 45 | CGGR | Cap Group Growth Equity | -9.4% | -2.02% | Trim |
| 46 | EVLN | Eaton Vance Floating-rate | — | EXIT | Sold out |
| 47 | AZN | AstraZeneca PLC | — | NEW | New buy |
| 48 | AZNN | Astrazeneca Plc-spons Adr | — | EXIT | Sold out |
| 49 | GARP | Ishares Msci USA Quality Gar | — | NEW | New buy |
| 50 | LHX | L3harris Technologies INC | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-27 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-02 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-22 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-08 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-05 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-04 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-30 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-29 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-02 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-01 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-06 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-02 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-04 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-06 | 13F-HR | View on EDGAR |
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