NR
Neville Rodie & Shaw Inc's 13F Portfolio ($1.5B, Q3 2026)
Neville Rodie & Shaw IncCIK: 0000071210
Diversified strategyContrarianQuality / disciplined sizing
Total reported value
$1.5B
Reporting period: 2026-09-30 · Number of holdings: 330
NEVILLE RODIE & SHAW INC disclosed 330 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $1.5B and a quarterly turnover rate of 19.4%.
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Personality snowflake
- Concentration
- 11.23
- Portfolio Stability
- 19.39
- Momentum
- 0
- Sector conviction
- 57.79
- Diversification
- 100
- Sizing Uniformity
- 76.06
Neville Rodie & Shaw Inc's disclosed holdings carry a Herfindahl concentration index of 0.028 — mathematically equivalent to about 36 equally-sized positions, well below its 330 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.39), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy 30233Q108
Sold out XOM
Trim LRCX
-5.9% -$30.2M
Add AAPL
-1.3% $17.4M
Add MSFT
-5.6% $16.6M
Add TMO
-0.0% $9.6M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 330 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 9.81% | +1.57% | -1.26% | |
| 2 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 5.37% | -0.37% | -7.33% | |
| 3 | LRCX | Lam Research CORP | Stock-Tech | 5.09% | -1.73% | -5.92% | |
| 4 | MSFT | Microsoft CORP | Stock-Tech | 4.90% | +1.30% | -5.59% | |
| 5 | PWR | Quanta Services Inc | Stock-Industrials | 4.59% | -0.61% | -5.49% | |
| 6 | JNJ | Johnson & Johnson | Stock-Healthcare | 2.99% | +0.23% | -0.93% | |
| 7 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 2.96% | +0.01% | -0.56% | |
| 8 | JPM | Jpmorgan Chase & Co | Stock-Financials | 2.87% | +0.14% | -0.44% | |
| 9 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 2.52% | +0.73% | -0.03% | |
| 10 | ✓ | Stock-Other | 2.40% | +2.40% | NEW | ||
| 11 | V | Visa Inc-class A Shares | Stock-Financials | 2.17% | +0.06% | -6.45% | |
| 12 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.85% | -0.01% | -8.88% | |
| 13 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.68% | -0.16% | -10.41% | |
| 14 | NVDA | Nvidia CORP | Stock-Tech | 1.67% | +0.05% | -13.73% | |
| 15 | ABBV | Abbvie Inc | Stock-Healthcare | 1.58% | +0.13% | +0.23% | |
| 16 | GE | General Electric | Stock-Industrials | 1.41% | -0.46% | -13.85% | |
| 17 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.36% | +0.02% | +0.50% | |
| 18 | GAM | General American Investors | Stock-Other | 1.26% | +0.05% | -0.37% | |
| 19 | FCNTX | Fidelity Contrafund | Stock-Other | 1.20% | +0.07% | -0.86% | |
| 20 | AXP | American Express Co | Stock-Financials | 1.19% | -0.17% | -6.90% | |
| 21 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.14% | -0.09% | -11.45% | |
| 22 | AVGO | Broadcom Inc | Stock-Tech | 1.09% | -0.16% | -10.12% | |
| 23 | ORCL | Oracle CORP | Stock-Tech | 1.07% | -0.44% | -28.35% | |
| 24 | IBM | Intl Business Machines CORP | Stock-Tech | 1.03% | -0.28% | -3.68% | |
| 25 | GEV | GE Vernova Inc | Stock-Industrials | 0.95% | -0.34% | -13.38% | |
| 26 | RSPT | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.91% | +0.06% | +0.97% | |
| 27 | NEE | Nextera Energy Inc | Stock-Utilities | 0.87% | -0.09% | -0.35% | |
| 28 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.87% | -0.02% | -28.10% | |
| 29 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.86% | +0.13% | -0.89% | |
| 30 | VRT | Vertiv Holdings Co-a | Stock-Industrials | 0.83% | -0.45% | -14.93% | |
| 31 | CAT | Caterpillar Inc | Stock-Industrials | 0.82% | -0.21% | -0.33% | |
| 32 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.77% | +0.07% | — | |
| 33 | HWM | Howmet Aerospace Inc | Stock-Industrials | 0.77% | -0.32% | -20.19% | |
| 34 | CVX | Chevron CORP | Stock-Energy | 0.76% | +0.17% | -0.23% | |
| 35 | RTX | Rtx CORP | Stock-Industrials | 0.74% | +0.01% | -0.64% | |
| 36 | NSC | Norfolk Southern CORP | Stock-Industrials | 0.74% | +0.01% | -1.90% | |
| 37 | J | Jacobs Solutions Inc | Stock-Industrials | 0.70% | +0.07% | -0.47% | |
| 38 | BX | Blackstone Inc | Stock-Financials | 0.70% | -0.01% | -1.75% | |
| 39 | GLW | Corning Inc | Stock-Tech | 0.70% | -0.44% | -2.65% | |
| 40 | JHEQX | Jpmorgan Hedged Equity-i | Stock-Other | 0.68% | +0.04% | -0.25% | |
| 41 | QCOM | Qualcomm Inc | Stock-Tech | 0.67% | +0.02% | -0.92% | |
| 42 | BAC | Bank Of America CORP | Stock-Financials | 0.66% | — | +0.68% | |
| 43 | ETN | Eaton Corporation plc | Stock-Industrials | 0.62% | +0.05% | +2.92% | |
| 44 | IBB | Ishares Biotechnology ETF | ETF-Tech | 0.60% | +0.08% | +0.55% | |
| 45 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.59% | +0.02% | -1.19% | |
| 46 | UNP | Union Pacific CORP | Stock-Industrials | 0.50% | +0.03% | +1.70% | |
| 47 | HD | Home Depot Inc | Stock-Consumer Disc | 0.49% | -0.13% | -7.01% | |
| 48 | PANW | Palo Alto Networks Inc | Stock-Tech | 0.45% | +0.09% | +0.67% | |
| 49 | WAB | Wabtec CORP | Stock-Industrials | 0.45% | +0.05% | -0.87% | |
| 50 | EMR | Emerson Electric Co | Stock-Industrials | 0.45% | +0.04% | -3.20% |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+0.3%
Performance Last 4 Quarters
+20.5%
- Stdev
- +12.1%
- Beta
- +0.94
- Alpha
- +1.1%
- Max Drawdown
- -9.2%
- Annualized Perf
- +24.2%
- Batting Avg vs S&P
- +51.4%
- Sortino
- +4.28
- Stutzer
- +0.55
- Treynor
- +0.24
- Sterling
- +1.43
- Calmar
- +2.62
- Information Ratio
- -0.1
- Tracking Error
- +3.5%
- Stdev Down
- +5.3%
- Winning Months %
- +74.3%
- Losing Months %
- +25.7%
- Best 12 Months
- +41.1%
- Worst 12 Months
- +6.1%
- Efficiency Ratio
- +0.79
- Sharpe
- +1.87
- Stdev Sectors
- +9.6%
- Skewness
- +0.09
- Kurtosis
- +0.21
- Upside Potential
- +5.78
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 330 | $1.5B | 19 | ||
| 2026 Q2 | 336 | $1.5B | 20 | ||
| 2026 Q1 | 336 | $1.4B | 16 | ||
| 2025 Q4 | 337 | $1.4B | 14 | ||
| 2025 Q3 | 336 | $1.4B | 24 | ||
| 2025 Q2 | 339 | $1.3B | 0 | ||
| 2025 Q1 | 340 | $1.3B | 100 | ||
| 2024 Q4 | 347 | $1.4B | 0 | ||
| 2024 Q3 | 337 | $1.4B | 0 | ||
| 2024 Q2 | 324 | $1.3B | 0 | ||
| 2024 Q1 | 331 | $1.3B | 0 | ||
| 2023 Q4 | 331 | $1.2B | 0 | ||
| 2023 Q3 | 333 | $1.1B | 0 | ||
| 2023 Q2 | 343 | $1.2B | 0 | ||
| 2023 Q1 | 346 | $1.1B | 0 | ||
| 2022 Q4 | 358 | $1.1B | 0 | ||
| 2022 Q3 | 356 | $1.0B | 0 | ||
| 2022 Q2 | 369 | $1.1B | 0 | ||
| 2022 Q1 | 379 | $1.3B | 0 | ||
| 2021 Q4 | 383 | $1.4B | 0 | ||
| 2021 Q3 | 379 | $1.3B | 0 | ||
| 2021 Q2 | 380 | $1.3B | 100 | ||
| 2021 Q1 | 376 | $1.2B | 12 | ||
| 2020 Q4 | 374 | $1.2B | 12 | ||
| 2020 Q3 | 370 | $1.1B | 14 | ||
| 2020 Q2 | 369 | $968.1M | 29 | ||
| 2020 Q1 | 371 | $1.0B | 0 | ||
| 2019 Q4 | 371 | $1.0B | 14 | ||
| 2019 Q3 | 365 | $944.9M | 10 | ||
| 2019 Q2 | 385 | $944.7M | 13 | ||
| 2019 Q1 | 391 | $943.5M | 16 | ||
| 2018 Q4 | 363 | $824.2M | 25 | ||
| 2018 Q3 | 386 | $1.0B | 12 | ||
| 2018 Q2 | 396 | $948.1M | 12 | ||
| 2018 Q1 | 379 | $907.0M | 10 | ||
| 2017 Q4 | 399 | $948.7M | 11 | ||
| 2017 Q3 | 384 | $897.1M | 11 | ||
| 2017 Q2 | 389 | $876.0M | 9 | ||
| 2017 Q1 | 400 | $873.3M | 11 | ||
| 2016 Q4 | 401 | $848.2M | 10 | ||
| 2016 Q3 | 407 | $849.6M | 11 | ||
| 2016 Q2 | 409 | $834.9M | 11 | ||
| 2016 Q1 | 406 | $823.0M | 12 | ||
| 2015 Q4 | 410 | $831.9M | 18 | ||
| 2015 Q3 | 409 | $815.9M | 15 | ||
| 2015 Q2 | 422 | $912.5M | 15 | ||
| 2015 Q1 | 431 | $962.3M | 13 | ||
| 2014 Q4 | 437 | $988.0M | 18 | ||
| 2014 Q3 | 440 | $1.0B | 11 | ||
| 2014 Q2 | 420 | $995.9M | 15 | ||
| 2014 Q1 | 398 | $923.8M | 9 | ||
| 2013 Q4 | 398 | $924.3M | 13 | ||
| 2013 Q3 | 403 | $858.5M | 29 | ||
| 2013 Q2 | 403 | $826.1M | — |
Holding changes this quarter
Neville Rodie & Shaw Inc's most significant position changes for 2026-09-30: New buy: ; Sold out: Exxon Mobil CORP (XOM); New buy: Qxo Inc (QXO); New buy: Select Biotechnolgy Port (FBIOX); New buy: .
Showing top 200 changes by size (of 250 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | +2.4% | NEW | New buy | |
| 2 | AAPL | Apple Inc | +1.6% | -1.26% | Trim |
| 3 | MSFT | Microsoft CORP | +1.3% | -5.59% | Trim |
| 4 | TMO | Thermo Fisher Scientific Inc | +0.7% | -0.03% | Trim |
| 5 | QXO | Qxo Inc | +0.4% | NEW | New buy |
| 6 | JNJ | Johnson & Johnson | +0.2% | -0.93% | Trim |
| 7 | CVX | Chevron CORP | +0.2% | -0.23% | Trim |
| 8 | JPM | Jpmorgan Chase & Co | +0.1% | -0.44% | Trim |
| 9 | MRK | Merck & Co. Inc. | +0.1% | -0.89% | Trim |
| 10 | ABBV | Abbvie Inc | +0.1% | +0.23% | Add |
| 11 | PSX | Phillips 66 | +0.1% | — | Unchanged |
| 12 | CRWD | Crowdstrike Holdings Inc - A | +0.1% | +294.62% | Add |
| 13 | SHEL | Shell Plc-adr | +0.1% | — | Unchanged |
| 14 | DELL | Dell Technologies -c | +0.1% | -1.96% | Trim |
| 15 | PANW | Palo Alto Networks Inc | +0.1% | +0.67% | Add |
| 16 | FBIOX | Select Biotechnolgy Port | +0.1% | NEW | New buy |
| 17 | CIBR | First Trust Nasdaq Cybersecu | +0.1% | +4.15% | Add |
| 18 | IBB | Ishares Biotechnology ETF | +0.1% | +0.55% | Add |
| 19 | BP | Bp Plc-spons Adr | +0.1% | -0.04% | Trim |
| 20 | ADP | Automatic Data Processing | +0.1% | -0.10% | Trim |
| 21 | J | Jacobs Solutions Inc | +0.1% | -0.47% | Trim |
| 22 | VGT | Vanguard Info Tech ETF | +0.1% | — | Unchanged |
| 23 | FCNTX | Fidelity Contrafund | +0.1% | -0.86% | Trim |
| 24 | MPC | Marathon Petroleum CORP | +0.1% | — | Unchanged |
| 25 | V | Visa Inc-class A Shares | +0.1% | -6.45% | Trim |
| 26 | RSPT | Invesco S&p 500 Equal Weight | +0.1% | +0.97% | Add |
| 27 | NVDA | Nvidia CORP | +0.1% | -13.73% | Trim |
| 28 | WAB | Wabtec CORP | +0.1% | -0.87% | Trim |
| 29 | ETN | Eaton Corporation plc | +0.1% | +2.92% | Add |
| 30 | GAM | General American Investors | +0.1% | -0.37% | Trim |
| 31 | COP | Conocophillips | 0% | -0.44% | Trim |
| 32 | EMR | Emerson Electric Co | 0% | -3.20% | Trim |
| 33 | JHEQX | Jpmorgan Hedged Equity-i | 0% | -0.25% | Trim |
| 34 | ABT | Abbott Laboratories | 0% | — | Unchanged |
| 35 | ✓ | 0% | NEW | New buy | |
| 36 | GILD | Gilead Sciences Inc | 0% | — | Unchanged |
| 37 | APH | Amphenol Corp-cl A | 0% | +139.00% | Add |
| 38 | DHR | Danaher CORP | 0% | -8.86% | Trim |
| 39 | GDX | Vaneck Gold Miners ETF | 0% | -9.31% | Trim |
| 40 | KO | Coca-cola Co/the | 0% | -0.32% | Trim |
| 41 | UNP | Union Pacific CORP | 0% | +1.70% | Add |
| 42 | LLY | Eli Lilly & Co | 0% | +0.50% | Add |
| 43 | BSX | Boston Scientific CORP | 0% | +35.20% | Add |
| 44 | PFE | Pfizer Inc | 0% | — | Unchanged |
| 45 | ✓ | 0% | NEW | New buy | |
| 46 | TGT | Target CORP | 0% | — | Unchanged |
| 47 | NEM | Newmont CORP | 0% | — | Unchanged |
| 48 | URI | United Rentals Inc | 0% | +94.83% | Add |
| 49 | PG | Procter & Gamble Co/the | 0% | -1.19% | Trim |
| 50 | VZ | Verizon Communications Inc | 0% | — | Unchanged |
1–50 of 200
Filing History
FAQ
What is Neville Rodie & Shaw Inc and what type of investor is it?
Neville Rodie & Shaw Inc is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $1.5B, spread across 330 disclosed positions.
What are Neville Rodie & Shaw Inc's largest equity positions?
Based on the latest 13F filing, Neville Rodie & Shaw Inc's top holdings by market value are:
1. Apple Inc (AAPL) — $144.8M (9.8%)
2. Alphabet Inc-cl A (GOOGL) — $79.2M (5.4%)
3. Lam Research CORP (LRCX) — $75.1M (5.1%)
4. Microsoft CORP (MSFT) — $72.2M (4.9%)
5. Quanta Services Inc (PWR) — $67.8M (4.6%)
What changes did Neville Rodie & Shaw Inc make in its most recent portfolio filing?
In the latest reported quarter, Neville Rodie & Shaw Inc made 125 notable position adjustments: 6 new positions were initiated, 17 existing holdings were added to, 91 positions were partially reduced, and 11 were completely exited. The largest of these moves: New buy: ; Sold out: Exxon Mobil CORP (XOM); New buy: Qxo Inc (QXO); New buy: Select Biotechnolgy Port (FBIOX); New buy:
What sectors does Neville Rodie & Shaw Inc focus on?
Neville Rodie & Shaw Inc is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 33.4%
• Industrials: 18.8%
• Health Care: 12.8%
• Financials: 11.9%
• Communication Services: 10.9%
• Consumer Staples: 3.7%
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Investment Profile
Neville Rodie & Shaw Inc returned an annualized 24.2% over the trailing 35 months — outperforming the S&P 500 by 1.1 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.94 (roughly in line with the market) and a 51% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 33.4% of the portfolio concentrated in Information Technology.
It has added to its AAPL position over the past two quarters (+$32.4M, now $144.8M), while trimming ORCL over the same stretch (-$8.4M, still holding $15.7M).
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Developer Access
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