NC
Neumann Capital Management, LLC 13F Disclosure (Q3 2026) — Portfolio & Holdings
Neumann Capital Management, LLCCIK: 0001631930
Diversified strategyHigh-turnover traderMomentum follower
Total reported value
$391.1M
Reporting period: 2026-09-30 · Number of holdings: 105
Neumann Capital Management, LLC disclosed 105 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $391.1M and a quarterly turnover rate of 92.7%.
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Personality snowflake
- Concentration
- 14.17
- Portfolio Stability
- 92.74
- Momentum
- 100
- Sector conviction
- 92.81
- Diversification
- 100
- Sizing Uniformity
- 83.43
Neumann Capital Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.035 — mathematically equivalent to about 28 equally-sized positions, well below its 105 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.66), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 40% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy NVDA
New buy IEFA
Trim IJR
+4.1% -$793.3K
Trim BIV
+2.9% -$369.4K
Trim IJH
+6.2% -$146.6K
New buy AAPL
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | Stock-Tech | 9.47% | +9.47% | NEW | |
| 2 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 8.00% | +8.00% | NEW | |
| 3 | AAPL | Apple Inc | Stock-Tech | 6.19% | +6.19% | NEW | |
| 4 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 4.90% | +4.90% | NEW | |
| 5 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 4.35% | +4.35% | NEW | |
| 6 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 4.29% | -7.34% | +4.10% | |
| 7 | BIV | Vanguard Intermediate-term B | ETF-Other | 4.19% | -6.88% | +2.95% | |
| 8 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 4.08% | -6.57% | +6.20% | |
| 9 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 3.36% | +3.36% | NEW | |
| 10 | ORCL | Oracle CORP | Stock-Tech | 2.96% | +2.96% | NEW | |
| 11 | DGS | Wisdomtree Em Small Cap | ETF-Small Cap | 2.59% | +2.59% | NEW | |
| 12 | DLS | Wisdomtree Intl S/c Dvd Fund | ETF-Other | 1.60% | +1.60% | NEW | |
| 13 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 1.56% | -1.57% | +31.40% | |
| 14 | IUSG | Ishares Core S&p U.s. Growth | ETF-Other | 1.48% | -1.99% | +7.28% | |
| 15 | VNQ | Vanguard Real Estate ETF | ETF-Other | 1.47% | -2.47% | +3.55% | |
| 16 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.46% | -1.92% | +9.50% | |
| 17 | BAC | Bank Of America CORP | Stock-Financials | 1.43% | +1.43% | NEW | |
| 18 | GILD | Gilead Sciences Inc | Stock-Healthcare | 1.42% | -1.58% | +4.18% | |
| 19 | DSI | Ishares Esg Msci Kld 400 ETF | ETF-Other | 1.31% | -2.01% | -0.67% | |
| 20 | IJK | Ishares S&p Mid-cap 400 Grow | ETF-Other | 1.27% | -2.12% | +3.87% | |
| 21 | BNDX | Vanguard Total Intl Bond ETF | ETF-Other | 1.21% | +1.21% | NEW | |
| 22 | IJT | Ishares S&p Small-cap 600 Gr | ETF-Other | 1.19% | -2.26% | -1.12% | |
| 23 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 1.10% | +1.10% | NEW | |
| 24 | VT | Vanguard Tot World Stk ETF | ETF-Other | 1.02% | -1.77% | -5.99% | |
| 25 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.99% | -1.47% | -0.72% | |
| 26 | GM | General Motors Co | Stock-Consumer Disc | 0.97% | +0.97% | NEW | |
| 27 | IJJ | Ishares S&p Mid-cap 400 Valu | ETF-Other | 0.96% | -1.56% | +5.81% | |
| 28 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.94% | +0.94% | NEW | |
| 29 | EAGG | Ishares Esg Aware US Aggrega | ETF-Other | 0.89% | +0.89% | NEW | |
| 30 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.88% | +0.88% | NEW | |
| 31 | IJS | Ishares S&p Small-cap 600 Va | ETF-Other | 0.88% | -1.55% | +0.02% | |
| 32 | ESGD | Ishares Trust Ishares Esg Aw | ETF-Other | 0.87% | +0.87% | NEW | |
| 33 | CVS | Cvs Health CORP | Stock-Healthcare | 0.85% | -1.73% | +2.92% | |
| 34 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.82% | -1.23% | +3.75% | |
| 35 | MSFT | Microsoft CORP | Stock-Tech | 0.80% | -0.69% | +1.32% | |
| 36 | CHRW | C.h. Robinson Worldwide Inc | Stock-Industrials | 0.70% | +0.70% | NEW | |
| 37 | VLO | Valero Energy CORP | Stock-Energy | 0.68% | +0.68% | NEW | |
| 38 | TGT | Target CORP | Stock-Consumer Disc | 0.63% | +0.63% | NEW | |
| 39 | CVX | Chevron CORP | Stock-Energy | 0.61% | -0.68% | -0.51% | |
| 40 | ALL | Allstate CORP | Stock-Financials | 0.60% | +0.60% | NEW | |
| 41 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 0.60% | -0.91% | — | |
| 42 | CSCO | Cisco Systems Inc | Stock-Tech | 0.54% | +0.54% | NEW | |
| 43 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.53% | -0.82% | +1.72% | |
| 44 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.52% | +0.52% | NEW | |
| 45 | PEG | Public Service Enterprise Gp | Stock-Utilities | 0.51% | -1.12% | -3.49% | |
| 46 | USHY | Ishares Broad Usd High Yield | ETF-High Yield | 0.49% | +0.49% | NEW | |
| 47 | MCK | Mckesson CORP | Stock-Healthcare | 0.47% | +0.47% | NEW | |
| 48 | ESGE | Ishares Inc Ishares Esg Awar | ETF-Other | 0.47% | +0.47% | NEW | |
| 49 | UNM | Unum Group | Stock-Financials | 0.45% | +0.45% | NEW | |
| 50 | IWB | Ishares Russell 1000 ETF | ETF-Other | 0.42% | -0.66% | -1.21% |
1–50 of 105
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Portfolio Performance
Performance for Q4 2026
+0.7%
Performance Last 4 Quarters
+10.1%
- Stdev
- +11.3%
- Beta
- +0.88
- Alpha
- -0.4%
- Max Drawdown
- -8%
- Annualized Perf
- +20.4%
- Batting Avg vs S&P
- +52.8%
- Sortino
- +3.64
- Stutzer
- +0.5
- Treynor
- +0.22
- Sterling
- +1.33
- Calmar
- +2.56
- Information Ratio
- -0.79
- Tracking Error
- +4.1%
- Stdev Down
- +5.3%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +33.4%
- Worst 12 Months
- +6.4%
- Efficiency Ratio
- +0.69
- Sharpe
- +1.7
- Stdev Sectors
- +14.8%
- Skewness
- -0.1
- Kurtosis
- -0.44
- Upside Potential
- +5.21
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 105 | $391.1M | 93 | ||
| 2026 Q2 | 58 | $151.2M | 0 | ||
| 2026 Q1 | 102 | $339.5M | 10 | ||
| 2025 Q4 | 101 | $346.1M | 8 | ||
| 2025 Q3 | 103 | $341.9M | 20 | ||
| 2025 Q2 | 100 | $318.0M | 0 | ||
| 2025 Q1 | 99 | $289.3M | 100 | ||
| 2024 Q4 | 101 | $301.0M | 0 | ||
| 2024 Q3 | 101 | $300.6M | 0 | ||
| 2024 Q2 | 98 | $291.0M | 0 | ||
| 2024 Q1 | 98 | $280.5M | 0 | ||
| 2023 Q4 | 91 | $252.1M | 0 | ||
| 2023 Q3 | 93 | $229.4M | 0 | ||
| 2023 Q2 | 92 | $241.5M | 0 | ||
| 2023 Q1 | 90 | $227.5M | 0 | ||
| 2022 Q4 | 89 | $213.1M | 0 | ||
| 2022 Q3 | 86 | $194.4M | 0 | ||
| 2022 Q2 | 81 | $197.4M | 0 | ||
| 2022 Q1 | 87 | $235.4M | 0 | ||
| 2021 Q4 | 91 | $245.5M | 0 | ||
| 2021 Q3 | 86 | $222.8M | 0 | ||
| 2021 Q2 | 85 | $222.7M | 100 | ||
| 2021 Q1 | 81 | $210.3M | 11 | ||
| 2020 Q4 | 78 | $198.2M | 14 | ||
| 2020 Q3 | 74 | $174.0M | 9 | ||
| 2020 Q2 | 70 | $163.4M | 18 | ||
| 2020 Q1 | 69 | $137.4M | 24 | ||
| 2019 Q4 | 70 | $172.3M | 9 | ||
| 2019 Q3 | 72 | $161.8M | 5 | ||
| 2019 Q2 | 73 | $161.3M | 6 | ||
| 2019 Q1 | 73 | $156.4M | 18 | ||
| 2018 Q4 | 70 | $132.8M | 25 | ||
| 2018 Q3 | 75 | $169.8M | 8 | ||
| 2018 Q2 | 73 | $159.2M | 7 | ||
| 2018 Q1 | 75 | $157.1M | 15 | ||
| 2017 Q4 | 75 | $163.3M | 12 | ||
| 2017 Q3 | 74 | $161.5M | 10 | ||
| 2017 Q2 | 71 | $155.4M | 9 | ||
| 2017 Q1 | 70 | $154.2M | 9 | ||
| 2016 Q4 | 72 | $155.2M | 9 | ||
| 2016 Q3 | 73 | $150.4M | 7 | ||
| 2016 Q2 | 74 | $150.6M | 7 | ||
| 2016 Q1 | 77 | $151.9M | 11 | ||
| 2015 Q4 | 77 | $143.9M | 13 | ||
| 2015 Q3 | 77 | $141.5M | 13 | ||
| 2015 Q2 | 81 | $156.5M | 7 | ||
| 2015 Q1 | 84 | $156.6M | 7 | ||
| 2014 Q4 | 87 | $153.4M | — |
Holding changes this quarter
Neumann Capital Management, LLC's most significant position changes for 2026-09-30: New buy: Nvidia CORP (NVDA); New buy: Ishares Core Msci Eafe ETF (IEFA); New buy: Apple Inc (AAPL); New buy: Ishares Core Msci Emerging (IEMG); New buy: Ss Spdr S&p 500 ETF Trust-us (SPY).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | +9.5% | NEW | New buy |
| 2 | IEFA | Ishares Core Msci Eafe ETF | +8% | NEW | New buy |
| 3 | AAPL | Apple Inc | +6.2% | NEW | New buy |
| 4 | IEMG | Ishares Core Msci Emerging | +4.9% | NEW | New buy |
| 5 | SPY | Ss Spdr S&p 500 ETF Trust-us | +4.4% | NEW | New buy |
| 6 | GOOGL | Alphabet Inc-cl A | +3.4% | NEW | New buy |
| 7 | ORCL | Oracle CORP | +3% | NEW | New buy |
| 8 | DGS | Wisdomtree Em Small Cap | +2.6% | NEW | New buy |
| 9 | DLS | Wisdomtree Intl S/c Dvd Fund | +1.6% | NEW | New buy |
| 10 | BAC | Bank Of America CORP | +1.4% | NEW | New buy |
| 11 | BNDX | Vanguard Total Intl Bond ETF | +1.2% | NEW | New buy |
| 12 | SDY | Ss Spdr S&p Dividend ETF | +1.1% | NEW | New buy |
| 13 | GM | General Motors Co | +1% | NEW | New buy |
| 14 | AMZN | Amazon.com Inc | +0.9% | NEW | New buy |
| 15 | EAGG | Ishares Esg Aware US Aggrega | +0.9% | NEW | New buy |
| 16 | JPM | Jpmorgan Chase & Co | +0.9% | NEW | New buy |
| 17 | ESGD | Ishares Trust Ishares Esg Aw | +0.9% | NEW | New buy |
| 18 | CHRW | C.h. Robinson Worldwide Inc | +0.7% | NEW | New buy |
| 19 | VLO | Valero Energy CORP | +0.7% | NEW | New buy |
| 20 | TGT | Target CORP | +0.6% | NEW | New buy |
| 21 | ALL | Allstate CORP | +0.6% | NEW | New buy |
| 22 | CSCO | Cisco Systems Inc | +0.5% | NEW | New buy |
| 23 | VZ | Verizon Communications Inc | +0.5% | NEW | New buy |
| 24 | USHY | Ishares Broad Usd High Yield | +0.5% | NEW | New buy |
| 25 | MCK | Mckesson CORP | +0.5% | NEW | New buy |
| 26 | ESGE | Ishares Inc Ishares Esg Awar | +0.5% | NEW | New buy |
| 27 | UNM | Unum Group | +0.5% | NEW | New buy |
| 28 | MMM | 3m Co | +0.3% | NEW | New buy |
| 29 | ACN | Accenture plc | +0.3% | NEW | New buy |
| 30 | MRK | Merck & Co. Inc. | +0.3% | NEW | New buy |
| 31 | NUSC | Nuveen Esg Small-cap ETF | +0.3% | NEW | New buy |
| 32 | META | Meta Platforms Inc-class A | +0.3% | NEW | New buy |
| 33 | GRNB | Vaneck Green Bond ETF | +0.3% | NEW | New buy |
| 34 | VCIT | Vanguard Int-term Corporate | +0.2% | NEW | New buy |
| 35 | EMXC | Ishares Msci Emr Mrk Ex Chna | +0.2% | NEW | New buy |
| 36 | NFLX | Netflix Inc | +0.2% | NEW | New buy |
| 37 | NUMV | Nuveen Esg Mid-cap Value ETF | +0.2% | NEW | New buy |
| 38 | SUSC | Ishares Esg Aware Usd Corpor | +0.2% | NEW | New buy |
| 39 | NUMG | Nuveen Esg Mid-cap Grow ETF | +0.1% | NEW | New buy |
| 40 | COP | Conocophillips | +0.1% | NEW | New buy |
| 41 | NEE | Nextera Energy Inc | +0.1% | NEW | New buy |
| 42 | MDY | State Street Spdr S&p Midcap | +0.1% | NEW | New buy |
| 43 | V | Visa Inc-class A Shares | +0.1% | NEW | New buy |
| 44 | STZ | Constellation Brands Inc-a | +0.1% | NEW | New buy |
| 45 | VGT | Vanguard Info Tech ETF | +0.1% | NEW | New buy |
| 46 | GOOG | Alphabet Inc-cl C | +0.1% | NEW | New buy |
| 47 | DIA | Ss Spdr Dow Jones Indus Avg | +0.1% | NEW | New buy |
| 48 | IBM | Intl Business Machines CORP | +0.1% | NEW | New buy |
| 49 | LOW | Lowe's Cos Inc | +0.1% | NEW | New buy |
| 50 | ✓ | +0.1% | NEW | New buy |
1–50 of 108
Filing History
FAQ
What is Neumann Capital Management, LLC and what type of investor is it?
Neumann Capital Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $391.1M, spread across 105 disclosed positions.
What are Neumann Capital Management, LLC's largest equity positions?
Based on the latest 13F filing, Neumann Capital Management, LLC's top holdings by market value are:
1. Nvidia CORP (NVDA) — $37.0M (9.5%)
2. Ishares Core Msci Eafe ETF (IEFA) — $31.3M (8.0%)
3. Apple Inc (AAPL) — $24.2M (6.2%)
4. Ishares Core Msci Emerging (IEMG) — $19.2M (4.9%)
5. Ss Spdr S&p 500 ETF Trust-us (SPY) — $17.0M (4.3%)
What changes did Neumann Capital Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Neumann Capital Management, LLC made 93 notable position adjustments: 50 new positions were initiated, 25 existing holdings were added to, 15 positions were partially reduced, and 3 were completely exited. The largest of these moves: New buy: Nvidia CORP (NVDA); New buy: Ishares Core Msci Eafe ETF (IEFA); New buy: Apple Inc (AAPL); New buy: Ishares Core Msci Emerging (IEMG); New buy: Ss Spdr S&p 500 ETF Trust-us (SPY)
What sectors does Neumann Capital Management, LLC focus on?
Neumann Capital Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 51.6%
• Health Care: 11.4%
• Communication Services: 11.4%
• Financials: 10.4%
• Consumer Discretionary: 6.4%
• Energy: 3.5%
Investment Profile
Neumann Capital Management, LLC returned an annualized 20.4% over the trailing 36 months — underperforming the S&P 500 by 0.4 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.88 (less volatile than the market) and a 53% quarterly batting average against the index.
Its portfolio is broadly diversified and fast-trading, with 51.6% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 20 to 93 over the past 4 quarters — a shift toward more active trading.
It has added to its VOO position over the past two quarters (+$1.7M, now $5.7M), while trimming PEG over the same stretch (-$576.0K, still holding $2.0M).
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Developer Access
Access Neumann Capital Management, LLC's institutional profile programmatically:
REST API
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npx alphasmo institutions get neumann-capital-management-llc