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Neumann Advisory Hong Kong Ltd — 13F Portfolio Breakdown & Top Holdings (Q3 2026)
Neumann Advisory Hong Kong LtdCIK: 0001727862
Concentrated strategySector-focusedQuality / disciplined sizing
Total reported value
$314.3M
Reporting period: 2026-09-30 · Number of holdings: 5
Neumann Advisory Hong Kong Ltd disclosed 5 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $314.3M and a quarterly turnover rate of 15.4%.
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Personality snowflake
- Concentration
- 100
- Portfolio Stability
- 15.36
- Momentum
- 50
- Sector conviction
- 100
- Diversification
- 10
- Sizing Uniformity
- 84.63
Neumann Advisory Hong Kong Ltd's disclosed holdings carry a Herfindahl concentration index of 0.578 — mathematically equivalent to about 2 equally-sized positions, well below its 5 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.54), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim TSLA
0.0% -$42.7M
Add META
0.0% $4.9M
Add GOOGL
0.0% -$2.3M
Trim API
-62.6% -$1.3M
Add SVA
0.0% $0.0
Sold out VOO
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | TSLA | Tesla Inc | Stock-Consumer Disc | 73.35% | -3.45% | — | |
| 2 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 18.69% | +1.54% | — | |
| 3 | META | Meta Platforms Inc-class A | Stock-Comm Services | 7.05% | +2.22% | — | |
| 4 | SVA | Sinovac Biotech Ltd. | Stock-Other | 0.65% | +0.08% | — | |
| 5 | API | Agora Inc-adr | Stock-Other | 0.26% | -0.32% | -62.64% |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Portfolio Performance
Performance for Q4 2026
+15.2%
Performance Last 4 Quarters
-10.8%
- Stdev
- +42.1%
- Beta
- +1.76
- Alpha
- -8.9%
- Max Drawdown
- -30%
- Annualized Perf
- +25.3%
- Batting Avg vs S&P
- +50%
- Sortino
- +1.35
- Stutzer
- +0.22
- Treynor
- +0.18
- Sterling
- +0.71
- Calmar
- +0.84
- Information Ratio
- +0.22
- Tracking Error
- +37.3%
- Stdev Down
- +23.1%
- Winning Months %
- +55.6%
- Losing Months %
- +44.4%
- Best 12 Months
- +92.2%
- Worst 12 Months
- -13.9%
- Efficiency Ratio
- +0.29
- Sharpe
- +0.74
- Stdev Sectors
- +24%
- Skewness
- +0.34
- Kurtosis
- +0.17
- Upside Potential
- +3.09
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 5 | $314.3M | 15 | ||
| 2026 Q2 | 6 | $355.9M | 16 | ||
| 2026 Q1 | 6 | $317.5M | 17 | ||
| 2025 Q4 | 7 | $377.8M | 13 | ||
| 2025 Q3 | 8 | $393.4M | 51 | ||
| 2025 Q2 | 9 | $280.2M | 0 | ||
| 2025 Q1 | 10 | $232.7M | 100 | ||
| 2024 Q4 | 10 | $341.0M | 0 | ||
| 2024 Q3 | 12 | $247.1M | 0 | ||
| 2024 Q2 | 14 | $210.0M | 0 | ||
| 2024 Q1 | 15 | $203.7M | 0 | ||
| 2023 Q4 | 14 | $262.0M | 0 | ||
| 2023 Q3 | 14 | $248.5M | 0 | ||
| 2023 Q2 | 14 | $262.0M | 0 | ||
| 2023 Q1 | 14 | $228.2M | 0 | ||
| 2022 Q4 | 14 | $162.6M | 0 | ||
| 2022 Q3 | 16 | $285.2M | 0 | ||
| 2022 Q2 | 16 | $304.3M | 0 | ||
| 2022 Q1 | 16 | $452.4M | 0 | ||
| 2021 Q4 | 16 | $578.3M | 0 | ||
| 2021 Q3 | 14 | $561.1M | 0 | ||
| 2021 Q2 | 13 | $621.8M | — | ||
| 2021 Q1 | 11 | $567.8M | — | ||
| 2020 Q4 | 10 | $528.6M | — | ||
| 2020 Q3 | 10 | $395.0M | 31 | ||
| 2020 Q2 | 10 | $301.4M | 50 | ||
| 2020 Q1 | 10 | $188.1M | 24 | ||
| 2019 Q4 | 11 | $198.5M | 26 | ||
| 2019 Q3 | 11 | $171.2M | — | ||
| 2019 Q2 | 10 | $180.5M | — | ||
| 2019 Q1 | 11 | $188.1M | — | ||
| 2018 Q4 | 12 | $144.1M | — | ||
| 2018 Q3 | 12 | $170.0M | — | ||
| 2018 Q2 | 11 | $185.6M | 18 | ||
| 2018 Q1 | 11 | $170.5M | 13 | ||
| 2017 Q4 | 11 | $150.1M | — |
Holding changes this quarter
Neumann Advisory Hong Kong Ltd's most significant position changes for 2026-09-30: Sold out: Vanguard S&P 500 ETF (VOO); Trim: Agora Inc-adr (API) — shares -62.64%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | META | Meta Platforms Inc-class A | +2.2% | — | Unchanged |
| 2 | GOOGL | Alphabet Inc-cl A | +1.5% | — | Unchanged |
| 3 | SVA | Sinovac Biotech Ltd. | +0.1% | — | Unchanged |
| 4 | VOO | Vanguard S&P 500 ETF | -0.1% | EXIT | Sold out |
| 5 | API | Agora Inc-adr | -0.3% | -62.64% | Trim |
| 6 | TSLA | Tesla Inc | -3.5% | — | Unchanged |
Filing History
FAQ
What is Neumann Advisory Hong Kong Ltd and what type of investor is it?
Neumann Advisory Hong Kong Ltd is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $314.3M, spread across 5 disclosed positions.
What are Neumann Advisory Hong Kong Ltd's largest equity positions?
Based on the latest 13F filing, Neumann Advisory Hong Kong Ltd's top holdings by market value are:
1. Tesla Inc (TSLA) — $230.5M (73.3%)
2. Alphabet Inc-cl A (GOOGL) — $58.7M (18.7%)
3. Meta Platforms Inc-class A (META) — $22.1M (7.0%)
4. Sinovac Biotech Ltd. (SVA) — $2.0M (0.7%)
5. Agora Inc-adr (API) — $808.0K (0.3%)
What changes did Neumann Advisory Hong Kong Ltd make in its most recent portfolio filing?
In the latest quarter, Neumann Advisory Hong Kong Ltd took a more defensive posture — trimming 1 positions and completely exiting 1 holdings. The largest of these moves: Sold out: Vanguard S&P 500 ETF (VOO); Trim: Agora Inc-adr (API) — shares -62.64%
What sectors does Neumann Advisory Hong Kong Ltd focus on?
Neumann Advisory Hong Kong Ltd is concentrated in the following sectors based on its current disclosed equity portfolio:
• Consumer Discretionary: 74.0%
• Communication Services: 26.0%
Investment Profile
Neumann Advisory Hong Kong Ltd returned an annualized 25.3% over the trailing 36 months — underperforming the S&P 500 by 8.9 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 1.76 (more volatile than the market) and a 50% quarterly batting average against the index.
Its portfolio is concentrated and long-term-holding, with 74.0% of the portfolio concentrated in Consumer Discretionary.
Its turnover score has fallen from 51 to 15 over the past 4 quarters — a shift toward longer holding periods.
It has trimmed its API position for two straight quarters, cutting it by $3.0M while still holding $808.0K.
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Developer Access
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