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Napa Wealth Management Historical SEC 13F Holdings & Archive (Q3 2025)
Napa Wealth ManagementCIK: 0001602844
Diversified strategyHigh-turnover traderSector-focused
Total reported value
$213.4M
Reporting period: 2025-09-30 · Number of holdings: 148
NAPA WEALTH MANAGEMENT disclosed 148 holdings in its latest 13F filing for the period ending 2025-09-30, with total reported value of $213.4M and a quarterly turnover rate of 102.1%.
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Personality snowflake
- Concentration
- 7.29
- Portfolio Stability
- 100
- Momentum
- 94.98
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 86.93
Napa Wealth Management's disclosed holdings carry a Herfindahl concentration index of 0.018 — mathematically equivalent to about 55 equally-sized positions, well below its 148 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.31), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 8% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd PWS
+58.7% $9.0M
Trim CSHI
-48.1% -$7.0M
Add QQQM
+46.7% $6.0M
Trim CTA
-20.3% -$2.5M
Add BOXX
+19.5% $4.6M
Add TRND
+77.1% $4.1M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | PWS | Pacer Wealthshield ETF | ETF-Other | 4.44% | +4.15% | +58.72% | |
| 2 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 4.15% | +2.52% | +46.73% | |
| 3 | BOXX | Alpha Architect 1-3 Mnth Box | ETF-Other | 3.61% | +1.87% | +19.51% | |
| 4 | ADPV | Adaptiv Select ETF | ETF-Other | 3.48% | +3.48% | NEW | |
| 5 | HFEQ | Unlimited Hfeq Equity Ls ETF | ETF-Other | 3.25% | +3.25% | NEW | |
| 6 | PTBD | Pacer Trendpilot US Bond ETF | ETF-Other | 3.23% | +3.23% | NEW | |
| 7 | HFGM | Unltd Hfgm Global Macro ETF | ETF-Other | 3.20% | +3.20% | NEW | |
| 8 | SPMO | Invesco S&p 500 Momentum ETF | ETF-Large Cap & Growth | 3.04% | +3.04% | NEW | |
| 9 | CTA | Simplify Managed Futures St | ETF-Other | 2.75% | -1.95% | -20.29% | |
| 10 | IAUM | Ishares Gold Trust Micro | ETF-Commodities | 2.54% | — | +24.04% | |
| 11 | TIP | Ishares Tips Bond ETF | ETF-Other | 2.36% | +2.36% | NEW | |
| 12 | BDGS | Bridges Capital Tact ETF | ETF-Other | 2.29% | — | -20.59% | |
| 13 | TRND | Pacer Trendpilot Funds Of Fd | ETF-Other | 2.22% | +1.87% | +77.15% | |
| 14 | NVDA | Nvidia CORP | Stock-Tech | 2.07% | +0.63% | +0.30% | |
| 15 | BTRN | Global X Bitcoin Tnd Str ETF | ETF-Crypto | 2.02% | +0.47% | -27.05% | |
| 16 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.91% | — | -0.99% | |
| 17 | SDCI | Uscf Summerhaven Dynamic ETF | ETF-Other | 1.90% | +1.61% | +15.55% | |
| 18 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 1.80% | — | -0.09% | |
| 19 | TLTW | Ishares 20+ Bond Buywrite | ETF-Other | 1.42% | — | +5.20% | |
| 20 | HFND | Unltd Hfnd Mult St Ret Track | ETF-Other | 1.39% | +1.39% | NEW | |
| 21 | QDTE | Roundhill Innovation-100 0dt | ETF-Other | 1.25% | — | +1.47% | |
| 22 | XDTE | Roundhi S&p 500 0dte Ccs ETF | ETF-Large Cap & Growth | 1.19% | — | +2.57% | |
| 23 | PTIN | Pacer Trendpilot Intl ETF | ETF-Other | 1.18% | +1.18% | NEW | |
| 24 | USFR | Wisdomtree Floating Rate Tre | ETF-Other | 1.16% | — | -71.87% | |
| 25 | RDTE | Roundhill Russell 2000 0dte | ETF-Small Cap | 1.15% | +1.15% | NEW | |
| 26 | SMH | Vaneck Semiconductor ETF | ETF-Other | 0.99% | +0.55% | +108.35% | |
| 27 | HTGC | Hercules Capital Inc | Stock-Financials | 0.98% | — | +1.85% | |
| 28 | FLXR | Tcw Flexible Income ETF | ETF-Other | 0.95% | +0.50% | +107.66% | |
| 29 | PTNQ | Pacer Trendpilot 100 ETF | ETF-Other | 0.94% | +0.94% | NEW | |
| 30 | AAPL | Apple Inc | Stock-Tech | 0.88% | — | -0.93% | |
| 31 | PTLC | Pacer Trendpilot US Large Ca | ETF-Other | 0.86% | +0.86% | NEW | |
| 32 | HIGH | Simplify Enhanced Income ETF | ETF-Other | 0.82% | — | +21.40% | |
| 33 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.77% | — | -0.40% | |
| 34 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.77% | — | -0.09% | |
| 35 | LQDW | Ishares Ingr CORP Bd B/w ETF | ETF-Other | 0.75% | — | +30.19% | |
| 36 | AETH | Bit Tre Eth Tre Ro St Et-usd | ETF-Other | 0.73% | +0.73% | NEW | |
| 37 | AIQ | Global X Art Intel & Tech | ETF-Tech | 0.73% | — | +8.57% | |
| 38 | EYLD | Cambria Emerg Shrhldr Yield | ETF-Other | 0.72% | — | -1.90% | |
| 39 | FYLD | Cambria Foreign Shareholder | ETF-Other | 0.70% | — | -3.76% | |
| 40 | APP | Applovin Corp-class A | Stock-Tech | 0.60% | — | -6.80% | |
| 41 | ✓ | Bitwise Funds Trust | Stock-Other | 0.57% | +0.57% | NEW | |
| 42 | HFMF | Unlmted Hfmf Mnged Ftres ETF | ETF-Other | 0.56% | +0.56% | NEW | |
| 43 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.55% | — | -2.55% | |
| 44 | RSSB | Rtrn Stack Glbl Stk & Bd ETF | ETF-Other | 0.55% | +0.55% | NEW | |
| 45 | QQWZ | Pcr Csh Cowz 100n 100r | ETF-Other | 0.54% | +0.54% | NEW | |
| 46 | ASHR | Xtrackers Harvest Csi 300 Ch | ETF-Other | 0.54% | +0.54% | NEW | |
| 47 | ANET | Arista Networks Inc | Stock-Tech | 0.52% | — | -3.02% | |
| 48 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 0.51% | +0.51% | NEW | |
| 49 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 0.50% | — | — | |
| 50 | EXI | Ishares Global Industrials E | ETF-Other | 0.50% | — | — |
1–50 of 148
Portfolio Performance
Performance for Q3 2026
-0.6%
Performance Last 4 Quarters
+13.9%
- Stdev
- +8.6%
- Beta
- +0.66
- Alpha
- -1%
- Max Drawdown
- -4.8%
- Annualized Perf
- +11.5%
- Batting Avg vs S&P
- +33.3%
- Sortino
- +2.51
- Stutzer
- +0.38
- Treynor
- +0.17
- Sterling
- +0.79
- Calmar
- +2.37
- Information Ratio
- -1.41
- Tracking Error
- +5.1%
- Stdev Down
- +4.5%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- +22.6%
- Worst 12 Months
- +1.9%
- Efficiency Ratio
- +0.5
- Sharpe
- +1.31
- Stdev Sectors
- +22.6%
- Skewness
- -0.02
- Kurtosis
- +0.39
- Upside Potential
- +4.06
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Napa Wealth Management's most significant position changes for 2025-09-30: New buy: Adaptiv Select ETF (ADPV); New buy: Unlimited Hfeq Equity Ls ETF (HFEQ); New buy: Pacer Trendpilot US Bond ETF (PTBD); New buy: Unltd Hfgm Global Macro ETF (HFGM); New buy: Invesco S&p 500 Momentum ETF (SPMO).
Filing History
FAQ
What is Napa Wealth Management and what type of investor is it?
Napa Wealth Management is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2025-09-30), the firm manages a tracked equity portfolio valued at approximately $213.4M, spread across 148 disclosed positions.
What are Napa Wealth Management's largest equity positions?
Based on the latest 13F filing, Napa Wealth Management's top holdings by market value are:
1. Pacer Wealthshield ETF (PWS) — $9.5M (4.4%)
2. Invesco Nasdaq 100 ETF (QQQM) — $8.9M (4.2%)
3. Alpha Architect 1-3 Mnth Box (BOXX) — $7.7M (3.6%)
4. Adaptiv Select ETF (ADPV) — $7.4M (3.5%)
5. Unlimited Hfeq Equity Ls ETF (HFEQ) — $6.9M (3.3%)
What changes did Napa Wealth Management make in its most recent portfolio filing?
In the latest reported quarter, Napa Wealth Management made 50 notable position adjustments: 18 new positions were initiated, 9 existing holdings were added to, 7 positions were partially reduced, and 16 were completely exited. The largest of these moves: New buy: Adaptiv Select ETF (ADPV); New buy: Unlimited Hfeq Equity Ls ETF (HFEQ); New buy: Pacer Trendpilot US Bond ETF (PTBD); New buy: Unltd Hfgm Global Macro ETF (HFGM); New buy: Invesco S&p 500 Momentum ETF (SPMO)
What sectors does Napa Wealth Management focus on?
Napa Wealth Management is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 68.9%
• Communication Services: 11.6%
• Consumer Discretionary: 10.6%
• Health Care: 2.9%
• Industrials: 2.5%
• Financials: 2.1%
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Investment Profile
Napa Wealth Management returned an annualized 11.5% over the trailing 30 months — underperforming the S&P 500 by 1.0 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.66 (less volatile than the market) and a 33% quarterly batting average against the index.
Its portfolio is broadly diversified and fast-trading, with 68.9% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 100 over the past 4 quarters — a shift toward more active trading.
It has added to its PWS position over the past two quarters (+$9.0M, now $9.5M), while trimming CSHI over the same stretch (-$7.0M, still holding $696.2K).
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