CIK: 0001422771
Total reported value
$3.1B
Reporting period: 2016-12-31 · Number of holdings: 5017
MSI Financial Services Inc disclosed 5017 holdings in its latest 13F filing for the period ending 2016-12-31, with total reported value of $3.1B and a quarterly turnover rate of 24.3%.
Browse other institutions with $1B to $10B AUMBrowse other institutions starting with "M"
MSI Financial Services Inc's disclosed holdings carry a Herfindahl concentration index of 0.005 — mathematically equivalent to about 188 equally-sized positions, well below its 5017 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 4.51), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 17% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim FXG
-87.5% -$29.3M
Trim FXD
-96.4% -$22.8M
Add QTEC
+1067.7% $23.3M
Add SCHD
+65.7% $24.6M
Add FXR
+1611.5% $19.9M
Add SPY
+19.5% $17.7M
Showing top 200 holdings (of 5017 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 3.03% | +0.44% | +19.51% | |
| 2 | SCHD | Schwab U.S. Dividend Equity ETF | ETF-Other | 1.91% | +0.74% | +65.74% | |
| 3 | ✓ | Powershares ETF Tr Ii | ETF-Other | 1.68% | — | +0.08% | |
| 4 | AAPL | Apple INC | Stock-Tech | 1.60% | — | -4.52% | |
| 5 | ✓ | Stock-Other | 1.39% | +0.24% | +27.29% | ||
| 6 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 1.14% | — | +2.03% | |
| 7 | PDP | Invesco Dwa Momentum ETF | ETF-Other | 1.13% | — | +3.86% | |
| 8 | EFA | Ishares Msci Eafe ETF | ETF-Other | 1.11% | +0.12% | +20.45% | |
| 9 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 1.02% | -0.37% | -22.22% | |
| 10 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.95% | +0.07% | +11.92% | |
| 11 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.94% | -0.21% | -10.61% | |
| 12 | FV | First Trust Dw Focus 5 Fund | ETF-Other | 0.90% | — | -10.15% | |
| 13 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.86% | — | +3.99% | |
| 14 | TOTL | Ss Doubleline Tr Tact ETF | ETF-Other | 0.84% | -0.16% | -7.85% | |
| 15 | T | At&t INC | Stock-Comm Services | 0.83% | +0.07% | +9.58% | |
| 16 | QTEC | First Trust Nasdq 100 Tech I | ETF-Tech | 0.83% | +0.76% | +1067.66% | |
| 17 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.82% | +0.05% | +3.96% | |
| 18 | VUG | Vanguard Growth ETF | ETF-Other | 0.81% | — | +5.51% | |
| 19 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.80% | — | +8.08% | |
| 20 | FDN | First Trust Dj Internet Ind | ETF-Other | 0.77% | -0.15% | -9.60% | |
| 21 | FXN | First Trust Energy Alphadex | ETF-Other | 0.76% | — | -10.23% | |
| 22 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.75% | +0.13% | +19.60% | |
| 23 | FXU | First Trust Utilities Alphad | ETF-Other | 0.75% | — | -12.84% | |
| 24 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 0.73% | — | +0.19% | |
| 25 | MO | Altria Group INC | Stock-Consumer Staples | 0.72% | — | -6.41% | |
| 26 | EFAV | Ishares Msci Eafe Min Vol Fa | ETF-Other | 0.70% | -0.24% | -13.26% | |
| 27 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 0.68% | -0.17% | -18.83% | |
| 28 | FXR | First Trust Indst/producers | ETF-Other | 0.68% | +0.64% | +1611.48% | |
| 29 | FVD | First Trust Value Line Dvd | ETF-Other | 0.67% | +0.19% | +42.35% | |
| 30 | VZ | Verizon Communications INC | Stock-Comm Services | 0.64% | — | -2.00% | |
| 31 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.62% | — | -4.35% | |
| 32 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.61% | — | -1.71% | |
| 33 | FEX | First Trust Large Cap Core A | ETF-Large Cap & Growth | 0.61% | +0.21% | +54.19% | |
| 34 | XOM | Exxon Mobil CORP | Stock-Energy | 0.59% | — | -2.09% | |
| 35 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 0.58% | -0.17% | -16.48% | |
| 36 | PFF | Ishares Preferred & Income S | ETF-Other | 0.56% | — | +1.70% | |
| 37 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.55% | +0.09% | +20.13% | |
| 38 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.55% | — | +2.03% | |
| 39 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.54% | — | +13.12% | |
| 40 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.54% | +0.07% | +8.14% | |
| 41 | MSFT | Microsoft CORP | Stock-Tech | 0.52% | — | -4.68% | |
| 42 | ✓ | Powershares Exchange | Stock-Other | 0.52% | — | -5.16% | |
| 43 | VTV | Vanguard Value ETF | ETF-Other | 0.52% | — | +9.93% | |
| 44 | HDV | Ishares Core High Dividend E | ETF-Other | 0.52% | — | +0.21% | |
| 45 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.51% | — | +2.09% | |
| 46 | DVY | Ishares Select Dividend ETF | ETF-Other | 0.50% | — | +3.72% | |
| 47 | IFV | First Trust Dw Focus 5 Intl | ETF-Other | 0.50% | — | +1.55% | |
| 48 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.50% | +0.13% | +26.07% | |
| 49 | XLE | Ss Energy Select Sector | ETF-Other | 0.48% | — | -12.91% | |
| 50 | ✓ | Powershares S&p Smallcap Low | Stock-Other | 0.47% | +0.13% | +31.55% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2016-12-31 | 5017 | $3.1B | 24 | |
| 2016-09-30 | 5091 | $2.9B | 20 | |
| 2016-06-30 | 5128 | $2.8B | 31 | |
| 2016-03-31 | 4180 | $2.4B | 28 | |
| 2015-12-31 | 4095 | $2.2B | 59 | |
| 2015-09-30 | 3386 | $1.3B | 29 | |
| 2015-06-30 | 3315 | $1.4B | 23 | |
| 2015-03-31 | 3189 | $1.4B | 54 | |
| 2014-12-31 | 2774 | $921.5M | 37 | |
| 2014-09-30 | 2768 | $829.3M | 26 | |
| 2014-06-30 | 2684 | $747.7M | 26 | |
| 2014-03-31 | 2589 | $695.1M | 25 | |
| 2013-12-31 | 2640 | $655.4M | 35 | |
| 2013-09-30 | 2506 | $572.5M | 46 | |
| 2013-06-30 | 2490 | $498.3M | 0 |
MSI Financial Services Inc's most significant position changes for 2016-12-31: Sold out: iShares MSCI ACWI ETF (ACWI); New buy: Ishares Msci Japan ETF (EWJ); Trim: First Trust Consumer Staples (FXG) — shares -87.48%; Trim: First Trust Consumer Discret (FXD) — shares -96.43%; Add: First Trust Nasdq 100 Tech I (QTEC) — shares +1067.66%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | QTEC | First Trust Nasdq 100 Tech I | +0.8% | +1067.66% | Add |
| 2 | SCHD | Schwab U.S. Dividend Equity ETF | +0.7% | +65.74% | Add |
| 3 | FXR | First Trust Indst/producers | +0.6% | +1611.48% | Add |
| 4 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.4% | +19.51% | Add |
| 5 | XLF | Ss Financial Select Sector | +0.3% | +122.74% | Add |
| 6 | ITA | Ishares U.s. Aerospace & Def | +0.3% | +481.67% | Add |
| 7 | ✓ | +0.2% | +27.29% | Add | |
| 8 | FEX | First Trust Large Cap Core A | +0.2% | +54.19% | Add |
| 9 | FVD | First Trust Value Line Dvd | +0.2% | +42.35% | Add |
| 10 | IVW | Ishares S&p 500 Growth ETF | +0.2% | +86.48% | Add |
| 11 | KRE | Ss Spdr S&p Regional Bank | +0.2% | +45.02% | Add |
| 12 | IWB | Ishares Russell 1000 ETF | +0.2% | +129.63% | Add |
| 13 | ✓ | Powershares ETF Tr Ii | +0.1% | +52.04% | Add |
| 14 | BAC | Bank Of America CORP | +0.1% | +55.38% | Add |
| 15 | IJH | Ishares Core S&p Midcap ETF | +0.1% | +19.60% | Add |
| 16 | ✓ | Powershares S&p Smallcap Low | +0.1% | +31.55% | Add |
| 17 | IJR | Ishares Core S&p Small-cap E | +0.1% | +26.07% | Add |
| 18 | EFA | Ishares Msci Eafe ETF | +0.1% | +20.45% | Add |
| 19 | IAT | Ishares US Regional Banks Et | +0.1% | +1226.18% | Add |
| 20 | HISF | First Tr Hi INC Strat Foc | +0.1% | +4983.99% | Add |
| 21 | XLI | Ss Industrial Select Sector | +0.1% | +127.43% | Add |
| 22 | SPDW | Ste Str Spdr Pt Dw EU ETF | +0.1% | +81.81% | Add |
| 23 | FTSL | First Trust Senior Loan ETF | +0.1% | +153.72% | Add |
| 24 | VOO | Vanguard S&p 500 ETF | +0.1% | +20.13% | Add |
| 25 | IVE | Ishares S&p 500 Value ETF | +0.1% | +50.20% | Add |
| 26 | FXO | First Trust Financial Alphad | +0.1% | +331.13% | Add |
| 27 | JPM | Jpmorgan Chase & Co | +0.1% | +9.86% | Add |
| 28 | T | At&t INC | +0.1% | +9.58% | Add |
| 29 | IWF | Ishares Russell 1000 Growth | +0.1% | +11.92% | Add |
| 30 | DIS | Walt Disney Co/the | +0.1% | +8.14% | Add |
| 31 | IWM | Ishares Russell 2000 ETF | +0.1% | +3.96% | Add |
| 32 | VHT | Vanguard Health Care ETF | -0.1% | -34.50% | Trim |
| 33 | XLU | St Sr Utl Sl Se Spdr Etf-usd | -0.1% | -29.74% | Trim |
| 34 | ✓ | Invesco Financial Preferred ETF | -0.1% | -61.68% | Trim |
| 35 | ✓ | -0.1% | -17.81% | Trim | |
| 36 | FDN | First Trust Dj Internet Ind | -0.2% | -9.60% | Trim |
| 37 | TOTL | Ss Doubleline Tr Tact ETF | -0.2% | -7.85% | Trim |
| 38 | XLP | Ss Consumer Staples Sel Sect | -0.2% | -16.48% | Trim |
| 39 | VYM | Vanguard High Dvd Yield ETF | -0.2% | -18.83% | Trim |
| 40 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | -0.2% | -36.43% | Trim |
| 41 | TLT | Ishares 20+ Year Treasury Bd | -0.2% | -51.20% | Trim |
| 42 | AGG | Ishares Core U.s. Aggregate | -0.2% | -10.61% | Trim |
| 43 | HEFA | Isha Curr Hedged Msci Eafe | -0.2% | -76.52% | Trim |
| 44 | EFAV | Ishares Msci Eafe Min Vol Fa | -0.2% | -13.26% | Trim |
| 45 | GLD | Spdr Gold Shares | -0.3% | -29.58% | Trim |
| 46 | USMV | Ishares Msci USA Min Vol Fac | -0.4% | -22.22% | Trim |
| 47 | FXD | First Trust Consumer Discret | -0.8% | -96.43% | Trim |
| 48 | FXG | First Trust Consumer Staples | -1% | -87.48% | Trim |
| 49 | ACWI | iShares MSCI ACWI ETF | — | EXIT | Sold out |
| 50 | EWJ | Ishares Msci Japan ETF | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2016-12-31 | 2017-01-13 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-10-13 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-07-25 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-04-22 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-04 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-10-28 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-07-21 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-04-17 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-01-26 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-05 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-04 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-21 | Amendment | View on EDGAR |
| 2014-03-31 | 2014-04-30 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-01-31 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-07 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-07-31 | 13F-HR | View on EDGAR |
Institutions with a similar AUM
CIK 0001426398
Total reported value
$3.1B
22 stks
2026-03-31
AUM within 0.0% of this institution
CIK 0001658363
Total reported value
$3.1B
44 stks
2026-03-31
AUM within 0.0% of this institution
CIK 0001524408
Total reported value
$3.1B
72 stks
2026-03-31
AUM within 0.1% of this institution
Institutions with overlapping top holdings
CIK 0000860862
Total reported value
$227.0M
185 stks
2017-12-31
Stale — no recent filing
3 of the top 5 holdings overlap, including Ss Spdr S&p 500 ETF Trust-us
CIK 0000014745
Total reported value
$400.4M
1,021 stks
2026-03-31
2 of the top 5 holdings overlap, including Ss Spdr S&p 500 ETF Trust-us
CIK 0000036966
Total reported value
$2.4B
2,094 stks
2026-03-31
2 of the top 5 holdings overlap, including Ss Spdr S&p 500 ETF Trust-us