CIK: 0001513122
Total reported value
$152.4M
Reporting period: 2018-06-30 · Number of holdings: 49
Mosaic Financial Partners, Inc. disclosed 49 holdings in its latest 13F filing for the period ending 2018-06-30, with total reported value of $152.4M and a quarterly turnover rate of 42.1%.
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Mosaic Financial Partners, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.050 — mathematically equivalent to about 20 equally-sized positions, well below its 49 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.22), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 1% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add MNA
+62.0% $3.3M
Add ELD
+62.4% $1.1M
Add FNDX
+30.8% $955.0K
Add VTIP
+3.5% $337.0K
Add IWB
-0.5% $274.0K
Add EMB
+1.9% -$730.0K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | EMB | Ishares Jp Morgan Usd Emergi | ETF-Other | 12.90% | +0.55% | +1.88% | |
| 2 | WY | Weyerhaeuser Co | Stock-Real Estate | 6.79% | +0.45% | -5.11% | |
| 3 | VTIP | Vanguard Short-term Tips | ETF-Other | 6.69% | +0.72% | +3.54% | |
| 4 | IWB | Ishares Russell 1000 ETF | ETF-Other | 6.22% | +0.65% | -0.50% | |
| 5 | MNA | Nyli Merger Arbitrage ETF | ETF-Other | 5.73% | +2.46% | +61.99% | |
| 6 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 5.61% | +0.08% | +4.00% | |
| 7 | PXF | Invesco Rafi Developed Marke | ETF-Other | 4.99% | +4.99% | NEW | |
| 8 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 3.88% | +0.40% | -0.08% | |
| 9 | PRF | Invesco Rafi US 1000 ETF | ETF-Other | 3.83% | +3.83% | NEW | |
| 10 | BNDX | Vanguard Total Intl Bond ETF | ETF-Other | 3.50% | +0.34% | +2.26% | |
| 11 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 2.77% | +0.13% | -0.25% | |
| 12 | PRFZ | Inv Rafi US 1500 Sm-usd INC | ETF-Other | 2.59% | +2.59% | NEW | |
| 13 | ELD | Wisdomtree Emrg Mkts Debt | ETF-Other | 2.51% | +0.88% | +62.37% | |
| 14 | FNDX | Schwab Fndmntl US Lrg Co ETF | ETF-Other | 2.45% | +0.77% | +30.78% | |
| 15 | RYN | Rayonier INC | Stock-Real Estate | 2.41% | -0.15% | -21.25% | |
| 16 | IWD | Ishares Russell 1000 Value E | ETF-Other | 2.36% | +0.17% | -2.02% | |
| 17 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 2.35% | +0.11% | -2.74% | |
| 18 | PCH | Potlatchdeltic CORP | Stock-Other | 2.12% | +0.33% | +11.71% | |
| 19 | ✓ | Stock-Other | 2.02% | +0.09% | -5.48% | ||
| 20 | SCHP | Schwab U.s. Tips ETF | ETF-Other | 1.87% | +0.27% | +8.08% | |
| 21 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 1.78% | +0.25% | -1.16% | |
| 22 | REET | Ishares Global Reit ETF | ETF-Other | 1.57% | +0.15% | -2.11% | |
| 23 | GWX | State Street Spdr S&p Intern | ETF-Other | 1.51% | +0.04% | -2.06% | |
| 24 | FNDF | Schwab Fndmn Intl Lrg Co ETF | ETF-Other | 1.48% | +0.44% | +33.29% | |
| 25 | FNDA | Schwab Fndmntl US Sm Co ETF | ETF-Other | 1.24% | +0.31% | +15.38% | |
| 26 | VTV | Vanguard Value ETF | ETF-Other | 1.15% | +0.01% | -7.58% | |
| 27 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.09% | +0.11% | — | |
| 28 | FNDC | Schwab Fndmnt Intl Sm Eq ETF | ETF-Other | 0.66% | +0.20% | +34.81% | |
| 29 | DLS | Wisdomtree Intl S/c Dvd Fund | ETF-Other | 0.57% | -0.01% | -3.37% | |
| 30 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.54% | — | — | |
| 31 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.51% | +0.02% | — | |
| 32 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.48% | -0.04% | -5.12% | |
| 33 | RWO | State Street Spdr Dow Jones | ETF-Other | 0.42% | — | — | |
| 34 | ICF | Ishares Select U.s. Reit ETF | ETF-Other | 0.38% | +0.05% | — | |
| 35 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 0.28% | — | — | |
| 36 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.27% | — | +1.15% | |
| 37 | PDN | Inv Rafi Dev Mkt US Sm-usdin | ETF-Other | 0.27% | +0.27% | NEW | |
| 38 | DSI | Ishares Esg Msci Kld 400 ETF | ETF-Other | 0.25% | — | -3.47% | |
| 39 | STIP | Ishares 0-5 Year Tips Bond E | ETF-Other | 0.24% | -0.02% | -13.70% | |
| 40 | UYG | Proshares Ultra Financials | ETF-Other | 0.23% | — | +200.00% | |
| 41 | IWC | Ishares Micro-cap ETF | ETF-Other | 0.23% | +0.04% | — | |
| 42 | XOM | Exxon Mobil CORP | Stock-Energy | 0.20% | — | -6.56% | |
| 43 | DLN | Wisdomtree US Largecap Divid | ETF-Other | 0.18% | — | -4.09% | |
| 44 | PBP | Invesco S&p 500 Buywrite ETF | ETF-Large Cap & Growth | 0.18% | +0.18% | NEW | |
| 45 | VNQI | Vanguard Glbl Ex-us Real Est | ETF-Other | 0.17% | — | -7.65% | |
| 46 | HD | Home Depot INC | Stock-Consumer Disc | 0.14% | +0.14% | NEW | |
| 47 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.13% | +0.13% | NEW | |
| 48 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 0.13% | — | +2.14% | |
| 49 | CVX | Chevron CORP | Stock-Energy | 0.13% | +0.13% | NEW |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2018-06-30 | 49 | $152.4M | 42 | |
| 2018-03-31 | 51 | $165.1M | 38 | |
| 2017-12-31 | 52 | $174.1M | 27 | |
| 2017-09-30 | 47 | $162.4M | 6 | |
| 2017-06-30 | 43 | $160.2M | 6 | |
| 2017-03-31 | 43 | $158.5M | 6 | |
| 2016-12-31 | 43 | $156.1M | 12 | |
| 2016-09-30 | 43 | $164.0M | 6 | |
| 2016-06-30 | 45 | $162.1M | 12 | |
| 2016-03-31 | 43 | $156.5M | 22 | |
| 2015-12-31 | 42 | $155.9M | 17 | |
| 2015-09-30 | 45 | $156.8M | 35 | |
| 2015-06-30 | 49 | $145.4M | 6 | |
| 2015-03-31 | 47 | $146.3M | 13 | |
| 2014-12-31 | 46 | $147.4M | 20 | |
| 2014-09-30 | 48 | $141.9M | 12 | |
| 2014-06-30 | 50 | $146.2M | 11 | |
| 2014-03-31 | 48 | $139.9M | 15 | |
| 2013-12-31 | 47 | $137.1M | 10 | |
| 2013-09-30 | 43 | $128.6M | 16 | |
| 2013-06-30 | 44 | $127.9M | 0 |
Mosaic Financial Partners, Inc.'s most significant position changes for 2018-06-30: Sold out: Invesco Ftse Rafi Developed (PXF); Sold out: UBS Group AG (UBS); New buy: Invesco Rafi Developed Marke (PXF); Sold out: Montage Managers Tr; New buy: Invesco Rafi US 1000 ETF (PRF).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | MNA | Nyli Merger Arbitrage ETF | +2.5% | +61.99% | Add |
| 2 | ELD | Wisdomtree Emrg Mkts Debt | +0.9% | +62.37% | Add |
| 3 | FNDX | Schwab Fndmntl US Lrg Co ETF | +0.8% | +30.78% | Add |
| 4 | VTIP | Vanguard Short-term Tips | +0.7% | +3.54% | Add |
| 5 | IWB | Ishares Russell 1000 ETF | +0.7% | -0.50% | Trim |
| 6 | EMB | Ishares Jp Morgan Usd Emergi | +0.6% | +1.88% | Add |
| 7 | WY | Weyerhaeuser Co | +0.5% | -5.11% | Trim |
| 8 | FNDF | Schwab Fndmn Intl Lrg Co ETF | +0.4% | +33.29% | Add |
| 9 | IVV | Ishares Core S&p 500 ETF | +0.4% | -0.08% | Trim |
| 10 | BNDX | Vanguard Total Intl Bond ETF | +0.3% | +2.26% | Add |
| 11 | PCH | Potlatchdeltic CORP | +0.3% | +11.71% | Add |
| 12 | FNDA | Schwab Fndmntl US Sm Co ETF | +0.3% | +15.38% | Add |
| 13 | SCHP | Schwab U.s. Tips ETF | +0.3% | +8.08% | Add |
| 14 | IJR | Ishares Core S&p Small-cap E | +0.3% | -1.16% | Trim |
| 15 | FNDC | Schwab Fndmnt Intl Sm Eq ETF | +0.2% | +34.81% | Add |
| 16 | IWD | Ishares Russell 1000 Value E | +0.2% | -2.02% | Trim |
| 17 | REET | Ishares Global Reit ETF | +0.2% | -2.11% | Trim |
| 18 | VEA | Vanguard Ftse Developed ETF | +0.1% | -0.25% | Trim |
| 19 | BSV | Vanguard Short-term Bond ETF | +0.1% | -2.74% | Trim |
| 20 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.1% | — | Unchanged |
| 21 | ✓ | +0.1% | -5.48% | Trim | |
| 22 | IEMG | Ishares Core Msci Emerging | +0.1% | +4.00% | Add |
| 23 | ICF | Ishares Select U.s. Reit ETF | +0.1% | — | Unchanged |
| 24 | GWX | State Street Spdr S&p Intern | 0% | -2.06% | Trim |
| 25 | IWC | Ishares Micro-cap ETF | 0% | — | Unchanged |
| 26 | EFA | Ishares Msci Eafe ETF | 0% | — | Unchanged |
| 27 | VTV | Vanguard Value ETF | 0% | -7.58% | Trim |
| 28 | VNQI | Vanguard Glbl Ex-us Real Est | — | -7.65% | Trim |
| 29 | DLS | Wisdomtree Intl S/c Dvd Fund | 0% | -3.37% | Trim |
| 30 | STIP | Ishares 0-5 Year Tips Bond E | 0% | -13.70% | Trim |
| 31 | VWO | Vanguard Ftse Emerging Marke | 0% | -5.12% | Trim |
| 32 | RYN | Rayonier INC | -0.2% | -21.25% | Trim |
| 33 | PXF | Invesco Ftse Rafi Developed | — | EXIT | Sold out |
| 34 | UBS | UBS Group AG | — | EXIT | Sold out |
| 35 | PXF | Invesco Rafi Developed Marke | — | NEW | New buy |
| 36 | ✓ | Montage Managers Tr | — | EXIT | Sold out |
| 37 | PRF | Invesco Rafi US 1000 ETF | — | NEW | New buy |
| 38 | PRFUSD | Invesco Ftse Rafi US 1000 Et | — | EXIT | Sold out |
| 39 | PRFZ | Inv Rafi US 1500 Sm-usd INC | — | NEW | New buy |
| 40 | ✓ | FTSE RAFI US 1500 Small Cap | — | EXIT | Sold out |
| 41 | BIV | Vanguard Intermediate-term B | — | EXIT | Sold out |
| 42 | ✓ | Powershares Global ETF Trust E | — | EXIT | Sold out |
| 43 | PDN | Inv Rafi Dev Mkt US Sm-usdin | — | NEW | New buy |
| 44 | PBP | Invesco S&p 500 Buywrite ETF | — | NEW | New buy |
| 45 | PBPUSD | Invesco S&p 500 Buywrite ETF | — | EXIT | Sold out |
| 46 | HD | Home Depot INC | — | NEW | New buy |
| 47 | BWVTF | Ipath Cboe S&p 500 Buywrite | — | EXIT | Sold out |
| 48 | MRK | Merck & Co. INC. | — | NEW | New buy |
| 49 | CVX | Chevron CORP | — | NEW | New buy |
| 50 | PBD | Invesco Global Clean Energy | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2018-06-30 | 2018-07-20 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-04-19 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-01-22 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-03 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-08 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-09 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-02 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-10 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-08 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-09 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-05 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-04 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-06 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-07 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-10 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-10-29 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-05 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-04-29 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-11 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-08 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-07-29 | 13F-HR | View on EDGAR |
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