M&
McCarley & Cook Financial Planners SEC 13F Holdings (Q3 2026) — Top Position: ISHARES CORE S&P 500 ETF
McCarley & Cook Financial PlannersCIK: 0002159252
Momentum followerLong-term holderSector-focused
Total reported value
$131.9M
Reporting period: 2026-09-30 · Number of holdings: 275
McCarley & Cook Financial Planners disclosed 275 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $131.9M and a quarterly turnover rate of 11.2%.
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Personality snowflake
- Concentration
- 62.13
- Portfolio Stability
- 11.22
- Momentum
- 100
- Sector conviction
- 66.3
- Diversification
- 100
- Sizing Uniformity
- 35.3
McCarley & Cook Financial Planners's disclosed holdings carry a Herfindahl concentration index of 0.155 — mathematically equivalent to about 6 equally-sized positions, well below its 275 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 6.47), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 7% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd IVV
+12.1% $5.8M
Trim DFLV
-46.9% -$3.6M
Trim PG
-22.0% -$859.6K
Add CGCP
+39.8% $769.7K
Add ABBV
+510.7% $527.6K
Trim IJH
+0.5% -$304.7K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 275 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 34.36% | +3.70% | +12.13% | |
| 2 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 16.63% | -0.10% | +2.59% | |
| 3 | ✓ | Stock-Other | 4.64% | -0.12% | -0.58% | ||
| 4 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 3.55% | -0.14% | +4.39% | |
| 5 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 3.47% | -0.32% | +0.48% | |
| 6 | DFLV | Dim US Large Cap Value ETF | ETF-Large Cap & Growth | 3.24% | -2.90% | -46.87% | |
| 7 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 2.96% | -0.03% | +3.35% | |
| 8 | CGCP | Cap Group Core Plus Income | ETF-Other | 2.36% | +0.54% | +39.83% | |
| 9 | XCEM | Columbia Em Core Ex-china | ETF-Emerging Markets | 2.28% | -0.08% | +1.61% | |
| 10 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 2.22% | -0.72% | -21.98% | |
| 11 | DFIC | Dimensional International Co | ETF-Other | 1.80% | -0.02% | — | |
| 12 | IWF | Ishares Russell 1000 Growth | ETF-Other | 1.51% | -0.08% | -3.46% | |
| 13 | IWD | Ishares Russell 1000 Value E | ETF-Other | 1.25% | -0.01% | -1.06% | |
| 14 | ✓ | Stock-Other | 1.11% | -0.08% | — | ||
| 15 | ESGV | Vanguard Esg US Stock ETF | ETF-Other | 0.87% | — | — | |
| 16 | GMOI | Gmo International Value ETF | ETF-Other | 0.77% | +0.03% | +0.19% | |
| 17 | SCHX | Schwab US Large-cap ETF | ETF-Other | 0.75% | +0.04% | +6.14% | |
| 18 | DFAX | Dimensional World Ex US Core | ETF-Other | 0.72% | -0.02% | -0.18% | |
| 19 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.59% | — | +5.75% | |
| 20 | DFEM | Dimensional Emrg Mrkt Core | ETF-Other | 0.57% | -0.03% | — | |
| 21 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 0.57% | +0.02% | +15.13% | |
| 22 | ABBV | Abbvie Inc | Stock-Healthcare | 0.47% | +0.39% | +510.71% | |
| 23 | DFJ | Wisdomtree Jpn S/c Dvd Fund | ETF-Other | 0.45% | +0.04% | +0.06% | |
| 24 | DGRO | Ishares Core Dividend Growth | ETF-Other | 0.43% | -0.02% | -0.42% | |
| 25 | AAPL | Apple Inc | Stock-Tech | 0.40% | +0.05% | +2.30% | |
| 26 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.40% | -0.04% | — | |
| 27 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.38% | +0.01% | — | |
| 28 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 0.36% | -0.01% | -1.43% | |
| 29 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.36% | -0.01% | — | |
| 30 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.34% | -0.02% | — | |
| 31 | VSGX | Vanguard Esg Intl Stock ETF | ETF-Other | 0.34% | -0.01% | — | |
| 32 | WMT | Walmart Inc | Stock-Consumer Staples | 0.34% | -0.04% | — | |
| 33 | GMOV | Gmo U.s. Value ETF | ETF-Other | 0.30% | +0.01% | +0.07% | |
| 34 | BSCQ | Invesco Bulletshares 2026 Cb | ETF-Other | 0.30% | — | +0.16% | |
| 35 | BND | Vanguard Total Bond Market | ETF-Other | 0.28% | -0.02% | — | |
| 36 | DFEV | Dimensional Emrg Mrkt Val | ETF-Other | 0.26% | -0.01% | — | |
| 37 | MSFT | Microsoft CORP | Stock-Tech | 0.25% | +0.15% | +96.06% | |
| 38 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.25% | -0.01% | — | |
| 39 | IWN | Ishares Russell 2000 Value E | ETF-Small Cap | 0.25% | -0.02% | — | |
| 40 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.24% | -0.01% | -1.15% | |
| 41 | IWB | Ishares Russell 1000 ETF | ETF-Other | 0.23% | — | — | |
| 42 | OAKM | Oakmark US Large Cap ETF | ETF-Large Cap & Growth | 0.23% | +0.01% | — | |
| 43 | CTAS | Cintas CORP | Stock-Industrials | 0.22% | +0.02% | — | |
| 44 | DFUV | Dimensional US Marketwide Va | ETF-Other | 0.22% | -0.01% | -1.26% | |
| 45 | CINF | Cincinnati Financial CORP | Stock-Financials | 0.22% | -0.04% | +0.22% | |
| 46 | IWS | Ishares Russell Mid-cap Valu | ETF-Other | 0.21% | -0.01% | — | |
| 47 | BSCR | Invesco Bulletshares 2027 Cb | ETF-Other | 0.21% | — | +0.24% | |
| 48 | IWP | Ishares Russell Mid-cap Grow | ETF-Other | 0.17% | -0.03% | -4.06% | |
| 49 | ✓ | Stock-Other | 0.17% | -0.01% | — | ||
| 50 | IGIB | Ishares 5-10y Inv Grade CORP | ETF-Corp Bonds | 0.17% | -0.01% | — |
1–50 of 200
Portfolio Performance
Performance for Q4 2026
+1.7%
Performance Last 4 Quarters
+7.2%
- Stdev
- +14.9%
- Beta
- +0.9
- Alpha
- -5.1%
- Max Drawdown
- -1.7%
- Annualized Perf
- +10.9%
- Batting Avg vs S&P
- +25%
- Sortino
- +1.44
- Stutzer
- +0.24
- Treynor
- +0.13
- Sterling
- —
- Calmar
- +6.45
- Information Ratio
- -1.8
- Tracking Error
- +3.9%
- Stdev Down
- +7.9%
- Winning Months %
- +62.5%
- Losing Months %
- +37.5%
- Best 12 Months
- —
- Worst 12 Months
- —
- Efficiency Ratio
- +0.3
- Sharpe
- +0.76
- Stdev Sectors
- +10.9%
- Skewness
- +0.2
- Kurtosis
- +0.03
- Upside Potential
- +3.02
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Holding changes this quarter
McCarley & Cook Financial Planners's most significant position changes for 2026-09-30: New buy: Dnp Select Income Fund Inc (DNP); New buy: L3harris Technologies Inc (LHX); New buy: Fidelity Msci Info Tech Indx (FTEC); New buy: Darling Ingredients Inc (DAR); Sold out: Shake Shack Inc - Class A (SHAK).
Showing top 200 changes by size (of 282 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | +3.7% | +12.13% | Add |
| 2 | CGCP | Cap Group Core Plus Income | +0.5% | +39.83% | Add |
| 3 | ABBV | Abbvie Inc | +0.4% | +510.71% | Add |
| 4 | MSFT | Microsoft CORP | +0.2% | +96.06% | Add |
| 5 | AAPL | Apple Inc | +0.1% | +2.30% | Add |
| 6 | DNP | Dnp Select Income Fund Inc | +0.1% | NEW | New buy |
| 7 | SCHX | Schwab US Large-cap ETF | 0% | +6.14% | Add |
| 8 | DFJ | Wisdomtree Jpn S/c Dvd Fund | 0% | +0.06% | Add |
| 9 | PLTR | Palantir Technologies Inc-a | 0% | +2518.18% | Add |
| 10 | GMOI | Gmo International Value ETF | 0% | +0.19% | Add |
| 11 | LHX | L3harris Technologies Inc | 0% | NEW | New buy |
| 12 | MTUM | Ishares Msci USA Momentum Fa | 0% | +15.13% | Add |
| 13 | CTAS | Cintas CORP | 0% | — | Unchanged |
| 14 | FTEC | Fidelity Msci Info Tech Indx | 0% | NEW | New buy |
| 15 | DAR | Darling Ingredients Inc | 0% | NEW | New buy |
| 16 | META | Meta Platforms Inc-class A | 0% | — | Unchanged |
| 17 | PSP | Invesco Global Listed Privat | 0% | NEW | New buy |
| 18 | CRCL | Circle Internet Group Inc | 0% | +394.44% | Add |
| 19 | IBIT | Ishares Bitcoin Trust ETF | 0% | — | Unchanged |
| 20 | GMOV | Gmo U.s. Value ETF | 0% | +0.07% | Add |
| 21 | ARKK | Ark Innovation ETF | 0% | NEW | New buy |
| 22 | IVW | Ishares S&p 500 Growth ETF | 0% | — | Unchanged |
| 23 | PHYS | Sprott Physical Gold Trust | 0% | NEW | New buy |
| 24 | PBF | Pbf Energy Inc-class A | 0% | NEW | New buy |
| 25 | T | At&t Inc | 0% | — | Unchanged |
| 26 | ✓ | 0% | +10000.00% | Add | |
| 27 | OAKM | Oakmark US Large Cap ETF | 0% | — | Unchanged |
| 28 | FFIV | F5 Inc | 0% | NEW | New buy |
| 29 | NVDA | Nvidia CORP | 0% | +6.83% | Add |
| 30 | ICOP | Ishares Copper And Metals | 0% | NEW | New buy |
| 31 | ✓ | 0% | — | Unchanged | |
| 32 | PSLV | Sprott Physical Silver Trust | 0% | NEW | New buy |
| 33 | GDDY | Godaddy Inc - Class A | 0% | NEW | New buy |
| 34 | AU | AngloGold Ashanti plc | 0% | — | Unchanged |
| 35 | GRNY | Fundstr Gran Sh US Lrg Cap | 0% | +80.25% | Add |
| 36 | COPJ | Sprott Jr Copper Miners ETF | 0% | NEW | New buy |
| 37 | COPX | Global X Copper Miners ETF | 0% | NEW | New buy |
| 38 | SCHC | Schwab Intl Small-cap Equity | 0% | +135.24% | Add |
| 39 | DELL | Dell Technologies -c | 0% | — | Unchanged |
| 40 | AMGN | Amgen Inc | 0% | — | Unchanged |
| 41 | TMO | Thermo Fisher Scientific Inc | 0% | -3.03% | Trim |
| 42 | PFE | Pfizer Inc | 0% | — | Unchanged |
| 43 | LXP | Lxp Industrial Trust | 0% | — | Unchanged |
| 44 | ESGV | Vanguard Esg US Stock ETF | — | — | Unchanged |
| 45 | GOOG | Alphabet Inc-cl C | — | +5.75% | Add |
| 46 | TSLA | Tesla Inc | — | — | Unchanged |
| 47 | IEFA | Ishares Core Msci Eafe ETF | — | +5.32% | Add |
| 48 | AVGO | Broadcom Inc | — | — | Unchanged |
| 49 | DISV | Dimensional International Sm | — | +0.36% | Add |
| 50 | AMD | Advanced Micro Devices | — | +5.45% | Add |
1–50 of 200
Filing History
FAQ
What is McCarley & Cook Financial Planners and what type of investor is it?
McCarley & Cook Financial Planners is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $131.9M, spread across 275 disclosed positions.
What are McCarley & Cook Financial Planners's largest equity positions?
Based on the latest 13F filing, McCarley & Cook Financial Planners's top holdings by market value are:
1. Ishares Core S&p 500 ETF (IVV) — $45.3M (34.4%)
2. Vanguard Ftse Developed ETF (VEA) — $21.9M (16.6%)
3. — $6.1M (4.6%)
4. Avantis US Small Cap Value (AVUV) — $4.7M (3.5%)
5. Ishares Core S&p Midcap ETF (IJH) — $4.6M (3.5%)
What changes did McCarley & Cook Financial Planners make in its most recent portfolio filing?
In the latest reported quarter, McCarley & Cook Financial Planners made 80 notable position adjustments: 18 new positions were initiated, 37 existing holdings were added to, 18 positions were partially reduced, and 7 were completely exited. The largest of these moves: New buy: Dnp Select Income Fund Inc (DNP); New buy: L3harris Technologies Inc (LHX); New buy: Fidelity Msci Info Tech Indx (FTEC); New buy: Darling Ingredients Inc (DAR); Sold out: Shake Shack Inc - Class A (SHAK)
What sectors does McCarley & Cook Financial Planners focus on?
McCarley & Cook Financial Planners is concentrated in the following sectors based on its current disclosed equity portfolio:
• Consumer Staples: 38.4%
• Communication Services: 16.8%
• Information Technology: 14.4%
• Industrials: 10.4%
• Health Care: 8.3%
• Financials: 7.7%
Investment Profile
McCarley & Cook Financial Planners returned an annualized 10.9% over the trailing 8 months — underperforming the S&P 500 by 5.1 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.90 (less volatile than the market) and a 25% quarterly batting average against the index.
Its portfolio is moderately concentrated and long-term-holding, with 38.4% of the portfolio concentrated in Consumer Staples.
Its concentration score has risen from 44 to 62 over the past 3 quarters — a shift toward higher-conviction positions.
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