MC
Matterhorn Capital Management, LLC Historical SEC 13F Holdings & Archive (Q3 2016)
Matterhorn Capital Management, LLCCIK: 0001568049
Diversified strategyContrarianQuality / disciplined sizing
Total reported value
$150.6M
Reporting period: 2016-09-30 · Number of holdings: 54
Matterhorn Capital Management, LLC disclosed 54 holdings in its latest 13F filing for the period ending 2016-09-30, with total reported value of $150.6M and a quarterly turnover rate of 10.9%.
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Personality snowflake
- Concentration
- 13.55
- Portfolio Stability
- 10.91
- Momentum
- 0
- Sector conviction
- 57.69
- Diversification
- 100
- Sizing Uniformity
- 90.8
Matterhorn Capital Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.034 — mathematically equivalent to about 30 equally-sized positions, well below its 54 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.92), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 35% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd SYMCEUR
-6.8% $937.0K
Add IBOC
-1.7% $566.0K
Add H01531104
-6.0% $491.0K
Trim PEG
-4.7% -$962.0K
Trim DG
-18.1% -$590.0K
Trim RDS-A
-25.9% -$559.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SYMCEUR | Symantec CORP | Stock-Other | 5.11% | +0.82% | -6.83% | |
| 2 | BDX | Becton Dickinson And Co | Stock-Healthcare | 4.66% | +0.32% | -3.14% | |
| 3 | MRK | Merck & Co. Inc. | Stock-Healthcare | 4.46% | +0.28% | -5.88% | |
| 4 | ACN | Accenture plc | Stock-Tech | 4.37% | +0.28% | -5.31% | |
| 5 | ✓ | Allied World Assurance Co Hlds AG | Stock-Other | 4.34% | +0.50% | -6.01% | |
| 6 | EMR | Emerson Electric Co | Stock-Industrials | 4.34% | +0.25% | -2.98% | |
| 7 | ✓ | Stock-Other | 4.28% | +0.24% | -4.87% | ||
| 8 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 4.26% | -0.11% | -5.98% | |
| 9 | PEP | Pepsico Inc | Stock-Consumer Staples | 4.22% | +0.05% | -5.68% | |
| 10 | OMC | Omnicom Group | Stock-Comm Services | 4.21% | — | -5.12% | |
| 11 | IBM | Intl Business Machines CORP | Stock-Tech | 4.19% | +0.12% | -5.82% | |
| 12 | AFL | Aflac Inc | Stock-Financials | 4.16% | -0.02% | -4.30% | |
| 13 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 4.13% | — | -0.29% | |
| 14 | DFSEUR | Discover Financial Services | Stock-Other | 4.01% | — | -5.17% | |
| 15 | CHRW | C.h. Robinson Worldwide Inc | Stock-Industrials | 3.89% | -0.21% | -4.43% | |
| 16 | PEG | Public Service Enterprise Gp | Stock-Utilities | 3.80% | -0.45% | -4.70% | |
| 17 | COP | Conocophillips | Stock-Energy | 3.80% | +0.03% | -3.48% | |
| 18 | IBOC | International Bancshares Crp | Stock-Other | 3.46% | +0.51% | -1.73% | |
| 19 | MSFT | Microsoft CORP | Stock-Tech | 1.26% | -0.11% | -21.46% | |
| 20 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.23% | -0.16% | -24.29% | |
| 21 | IWV | Ishares Russell 3000 ETF | ETF-Other | 0.92% | — | -0.17% | |
| 22 | AAPL | Apple Inc | Stock-Tech | 0.89% | — | -17.73% | |
| 23 | BKNG | Booking Holdings Inc. | Stock-Consumer Disc | 0.89% | -0.01% | -19.27% | |
| 24 | PFE | Pfizer Inc | Stock-Healthcare | 0.89% | -0.11% | -11.56% | |
| 25 | FFIV | F5 Inc | Stock-Tech | 0.87% | -0.09% | -20.41% | |
| 26 | EXPD | Expeditors Intl Wash Inc | Stock-Industrials | 0.83% | -0.09% | -17.91% | |
| 27 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.80% | +0.80% | NEW | |
| 28 | MA | Mastercard Inc - A | Stock-Financials | 0.79% | -0.08% | -25.22% | |
| 29 | SLB | Slb LTD | Stock-Energy | 0.78% | -0.16% | -20.49% | |
| 30 | ICE | Intercontinental Exchange In | Stock-Financials | 0.78% | -0.19% | -27.24% | |
| 31 | CELG | Celgene CORP | Stock-Other | 0.76% | -0.07% | -17.65% | |
| 32 | RDS-A | Shell Plc-spon Adr-a | Stock-Other | 0.76% | -0.32% | -25.88% | |
| 33 | SNBR | Sleep Number Corporation | Stock-Other | 0.72% | -0.11% | -17.11% | |
| 34 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.72% | -0.24% | -24.67% | |
| 35 | MCK | Mckesson CORP | Stock-Healthcare | 0.71% | -0.21% | -17.18% | |
| 36 | EXP | Eagle Materials Inc | Stock-Materials | 0.71% | +0.71% | NEW | |
| 37 | GILD | Gilead Sciences Inc | Stock-Healthcare | 0.69% | -0.19% | -20.41% | |
| 38 | SBNY | Signature Bank | Stock-Financials | 0.67% | -0.19% | -21.42% | |
| 39 | ✓ | Orbital Atk Inc | Stock-Other | 0.65% | -0.19% | -17.63% | |
| 40 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.64% | -0.03% | -20.27% | |
| 41 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.64% | -0.04% | -19.96% | |
| 42 | DG | Dollar General CORP | Stock-Consumer Staples | 0.61% | -0.35% | -18.14% | |
| 43 | CTSH | Cognizant Tech Solutions-a | Stock-Tech | 0.58% | -0.29% | -23.42% | |
| 44 | UL | Unilever PLC | Stock-Consumer Staples | 0.58% | -0.29% | -36.00% | |
| 45 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.50% | -0.09% | -31.02% | |
| 46 | ASML | ASML Holding N.V. | Stock-Tech | 0.44% | -0.08% | -27.48% | |
| 47 | ICLR | ICON Public Limited Company | Stock-Healthcare | 0.43% | -0.07% | -25.73% | |
| 48 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.42% | — | — | |
| 49 | BNS | Bank Of Nova Scotia | Stock-Financials | 0.40% | -0.07% | -24.84% | |
| 50 | SMFG | Sumitomo Mitsui-spons Adr | Stock-Financials | 0.40% | -0.03% | -24.98% |
1–50 of 54
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Matterhorn Capital Management, LLC's most significant position changes for 2016-09-30: New buy: Amazon.com Inc (AMZN); New buy: Eagle Materials Inc (EXP); Sold out: Autoliv Inc (ALV); Sold out: Open Text CORP (OTEX); Sold out: Ishares Gold Trust (IAUUSD).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SYMCEUR | Symantec CORP | +0.8% | -6.83% | Trim |
| 2 | IBOC | International Bancshares Crp | +0.5% | -1.73% | Trim |
| 3 | ✓ | Allied World Assurance Co Hlds AG | +0.5% | -6.01% | Trim |
| 4 | BDX | Becton Dickinson And Co | +0.3% | -3.14% | Trim |
| 5 | ACN | Accenture plc | +0.3% | -5.31% | Trim |
| 6 | MRK | Merck & Co. Inc. | +0.3% | -5.88% | Trim |
| 7 | EMR | Emerson Electric Co | +0.3% | -2.98% | Trim |
| 8 | ✓ | +0.2% | -4.87% | Trim | |
| 9 | IBM | Intl Business Machines CORP | +0.1% | -5.82% | Trim |
| 10 | PEP | Pepsico Inc | +0.1% | -5.68% | Trim |
| 11 | COP | Conocophillips | 0% | -3.48% | Trim |
| 12 | BKNG | Booking Holdings Inc. | 0% | -19.27% | Trim |
| 13 | AFL | Aflac Inc | 0% | -4.30% | Trim |
| 14 | GOOGL | Alphabet Inc-cl A | 0% | -20.27% | Trim |
| 15 | SMFG | Sumitomo Mitsui-spons Adr | 0% | -24.98% | Trim |
| 16 | GOOG | Alphabet Inc-cl C | 0% | -19.96% | Trim |
| 17 | CELG | Celgene CORP | -0.1% | -17.65% | Trim |
| 18 | ICLR | ICON Public Limited Company | -0.1% | -25.73% | Trim |
| 19 | BNS | Bank Of Nova Scotia | -0.1% | -24.84% | Trim |
| 20 | MA | Mastercard Inc - A | -0.1% | -25.22% | Trim |
| 21 | ASML | ASML Holding N.V. | -0.1% | -27.48% | Trim |
| 22 | EXPD | Expeditors Intl Wash Inc | -0.1% | -17.91% | Trim |
| 23 | FFIV | F5 Inc | -0.1% | -20.41% | Trim |
| 24 | TSM | Taiwan Semiconductor-sp Adr | -0.1% | -31.02% | Trim |
| 25 | ✓ | Shire PLC | -0.1% | -26.05% | Trim |
| 26 | UNH | Unitedhealth Group Inc | -0.1% | -5.98% | Trim |
| 27 | MSFT | Microsoft CORP | -0.1% | -21.46% | Trim |
| 28 | PFE | Pfizer Inc | -0.1% | -11.56% | Trim |
| 29 | SNBR | Sleep Number Corporation | -0.1% | -17.11% | Trim |
| 30 | POT1EUR | Potash CORP Of Saskatchewan | -0.1% | -29.15% | Trim |
| 31 | META | Meta Platforms Inc-class A | -0.2% | -24.29% | Trim |
| 32 | SLB | Slb LTD | -0.2% | -20.49% | Trim |
| 33 | ICE | Intercontinental Exchange In | -0.2% | -27.24% | Trim |
| 34 | ✓ | Orbital Atk Inc | -0.2% | -17.63% | Trim |
| 35 | SBNY | Signature Bank | -0.2% | -21.42% | Trim |
| 36 | GILD | Gilead Sciences Inc | -0.2% | -20.41% | Trim |
| 37 | CHRW | C.h. Robinson Worldwide Inc | -0.2% | -4.43% | Trim |
| 38 | MCK | Mckesson CORP | -0.2% | -17.18% | Trim |
| 39 | SBUX | Starbucks CORP | -0.2% | -24.67% | Trim |
| 40 | NVS | Novartis Ag-sponsored Adr | -0.3% | -39.29% | Trim |
| 41 | UL | Unilever PLC | -0.3% | -36.00% | Trim |
| 42 | CTSH | Cognizant Tech Solutions-a | -0.3% | -23.42% | Trim |
| 43 | RDS-A | Shell Plc-spon Adr-a | -0.3% | -25.88% | Trim |
| 44 | DG | Dollar General CORP | -0.4% | -18.14% | Trim |
| 45 | PEG | Public Service Enterprise Gp | -0.5% | -4.70% | Trim |
| 46 | AMZN | Amazon.com Inc | — | NEW | New buy |
| 47 | EXP | Eagle Materials Inc | — | NEW | New buy |
| 48 | ALV | Autoliv Inc | — | EXIT | Sold out |
| 49 | OTEX | Open Text CORP | — | EXIT | Sold out |
| 50 | IAUUSD | Ishares Gold Trust | — | EXIT | Sold out |
Filing History
FAQ
What is Matterhorn Capital Management, LLC and what type of investor is it?
Matterhorn Capital Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2016-09-30), the firm manages a tracked equity portfolio valued at approximately $150.6M, spread across 54 disclosed positions.
What are Matterhorn Capital Management, LLC's largest equity positions?
Based on the latest 13F filing, Matterhorn Capital Management, LLC's top holdings by market value are:
1. Symantec CORP (SYMCEUR) — $7.7M (5.1%)
2. Becton Dickinson And Co (BDX) — $7.0M (4.7%)
3. Merck & Co. Inc. (MRK) — $6.7M (4.5%)
4. Accenture plc (ACN) — $6.6M (4.4%)
5. Allied World Assurance Co Hlds AG — $6.5M (4.3%)
What changes did Matterhorn Capital Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Matterhorn Capital Management, LLC made 50 notable position adjustments: 2 new positions were initiated, 0 existing holdings were added to, 45 positions were partially reduced, and 3 were completely exited. The largest of these moves: New buy: Amazon.com Inc (AMZN); New buy: Eagle Materials Inc (EXP); Sold out: Autoliv Inc (ALV); Sold out: Open Text CORP (OTEX); Sold out: Ishares Gold Trust (IAUUSD)
What sectors does Matterhorn Capital Management, LLC focus on?
Matterhorn Capital Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Health Care: 31.6%
• Information Technology: 19.7%
• Financials: 14.1%
• Consumer Staples: 12.1%
• Energy: 10.9%
• Communication Services: 7.2%
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Investment Profile
Matterhorn Capital Management, LLC's portfolio is broadly diversified and long-term-holding, with 31.6% of the portfolio concentrated in Health Care.
Its turnover score has fallen from 31 to 11 over the past 4 quarters — a shift toward longer holding periods.
It has added to its SYMCEUR position over the past two quarters (+$3.9M, now $7.7M), while trimming CTSH over the same stretch (-$1.9M, still holding $877.0K).
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