M&
Mason & Associates Inc 13F Holdings & Position Changes (Q2 2026)
Mason & Associates IncCIK: 0001917686
Diversified strategySector-focusedMomentum follower
Total reported value
$619.0M
Reporting period: 2026-06-30 · Number of holdings: 161
Mason & Associates Inc disclosed 161 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $619.0M and a quarterly turnover rate of 26.5%.
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Personality snowflake
- Concentration
- 13.98
- Portfolio Stability
- 26.47
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 78.43
Mason & Associates Inc's disclosed holdings carry a Herfindahl concentration index of 0.035 — mathematically equivalent to about 29 equally-sized positions, well below its 161 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.16), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 20% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy JQUA
Sold out SPMO
Add UYLD
+455.7% $11.2M
Add AMD
-14.0% $8.6M
New buy JPST
Trim VCSH
+0.7% $126.4K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IWB | Ishares Russell 1000 ETF | ETF-Other | 10.99% | -0.09% | +0.69% | |
| 2 | RECS | Columbia Resear Enh Cor ETF | ETF-Other | 7.05% | -0.55% | -2.45% | |
| 3 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 6.37% | -0.22% | -2.43% | |
| 4 | SMH | Vaneck Semiconductor ETF | ETF-Other | 4.16% | +0.24% | -29.66% | |
| 5 | HFXI | Nyli Ftse Intl Eq Cur Ntrl | ETF-Other | 4.02% | -0.12% | -0.51% | |
| 6 | AVDE | Avantis International Equity | ETF-Other | 3.93% | -0.39% | +0.52% | |
| 7 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 3.04% | -0.30% | +9.31% | |
| 8 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 2.96% | -0.56% | +0.71% | |
| 9 | JQUA | Jpmorgan US Quality Factor | ETF-Other | 2.88% | +2.88% | NEW | |
| 10 | SJNK | Ss Spdr Bb St Hi Yield ETF | ETF-Other | 2.57% | -0.46% | +0.63% | |
| 11 | AMD | Advanced Micro Devices | Stock-Tech | 2.29% | +1.21% | -14.01% | |
| 12 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 2.21% | +0.10% | +1.35% | |
| 13 | UYLD | Angel Oak Ultrashort Income | ETF-Other | 2.21% | +1.73% | +455.67% | |
| 14 | GPIX | Gldm SA S&p 500 Pr In Etf-us | ETF-Large Cap & Growth | 2.01% | -0.15% | -2.19% | |
| 15 | AAPL | Apple Inc | Stock-Tech | 2.00% | -0.01% | +1.97% | |
| 16 | USFR | Wisdomtree Floating Rate Tre | ETF-Other | 1.94% | +0.39% | +50.34% | |
| 17 | NVDA | Nvidia CORP | Stock-Tech | 1.88% | -0.08% | -5.23% | |
| 18 | VOX | Vanguard Communication Servi | ETF-Other | 1.74% | -0.22% | +0.15% | |
| 19 | URA | Global X Uranium ETF | ETF-Other | 1.68% | -0.45% | -1.95% | |
| 20 | BAR | Graniteshares Gold Trust | ETF-Commodities | 1.32% | -0.34% | +6.95% | |
| 21 | TSLA | Tesla Inc | Stock-Consumer Disc | 1.28% | — | +1.12% | |
| 22 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.12% | -0.14% | +1.15% | |
| 23 | VO | Vanguard Mid-cap ETF | ETF-Other | 1.10% | -0.04% | +300.09% | |
| 24 | MSFT | Microsoft CORP | Stock-Tech | 1.09% | -0.12% | +3.59% | |
| 25 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 1.08% | +1.08% | NEW | |
| 26 | OUSM | Alps Oshares US Small-cap Qu | ETF-Other | 1.06% | -0.09% | +0.52% | |
| 27 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.06% | -0.01% | -8.68% | |
| 28 | GPIQ | Gs Nasdaq-100 Pr Inc Etf-usd | ETF-Tech | 1.01% | +0.05% | +2.28% | |
| 29 | ECAT | Blackrock Esg Cap All Trm Tr | Stock-Other | 0.91% | +0.05% | +7.64% | |
| 30 | VICR | Vicor CORP | Stock-Tech | 0.90% | +0.41% | -16.75% | |
| 31 | XCEM | Columbia Em Core Ex-china | ETF-Emerging Markets | 0.76% | +0.06% | -2.46% | |
| 32 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.72% | -0.01% | -0.62% | |
| 33 | XMHQ | Invesco S&p Midcap Qual ETF | ETF-Other | 0.62% | -0.04% | +0.65% | |
| 34 | DFAS | Dimensional US Small Cap ETF | ETF-Small Cap | 0.61% | -0.01% | -1.62% | |
| 35 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.59% | +0.04% | -0.86% | |
| 36 | SDVY | First Trust Smid Cap Rising | ETF-Other | 0.58% | -0.03% | +2.26% | |
| 37 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.58% | -0.25% | -2.17% | |
| 38 | AVGO | Broadcom Inc | Stock-Tech | 0.55% | +0.08% | +8.34% | |
| 39 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.53% | -0.07% | +1.72% | |
| 40 | CWS | Advisorshares Equity Focused | ETF-Other | 0.53% | -0.06% | -0.41% | |
| 41 | GSLC | Goldman Activebeta US Lc ETF | ETF-Commodities | 0.53% | -0.01% | +0.63% | |
| 42 | COWG | Pacer US Lrg Cap Cows Gr Ld | ETF-Other | 0.48% | -0.08% | -16.51% | |
| 43 | CRWD | Crowdstrike Holdings Inc - A | Stock-Tech | 0.47% | +0.10% | -23.95% | |
| 44 | ASML | ASML Holding N.V. | Stock-Tech | 0.47% | +0.10% | -1.23% | |
| 45 | HYGH | Ishares Int Rate Hedg Hy ETF | ETF-Other | 0.44% | -0.07% | +0.02% | |
| 46 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.41% | -0.02% | -0.91% | |
| 47 | GLD | Spdr Gold Shares | ETF-Commodities | 0.39% | -0.14% | -0.05% | |
| 48 | AVSD | Avantis Reps Intern Equi ETF | ETF-Other | 0.35% | -0.05% | -5.28% | |
| 49 | GLW | Corning Inc | Stock-Tech | 0.32% | +0.17% | +28.48% | |
| 50 | XOM | Exxon Mobil CORP | Stock-Energy | 0.30% | -0.17% | -3.92% |
1–50 of 161
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Portfolio Performance
Performance for Q3 2026
+0.3%
Performance Last 4 Quarters
+21.5%
- Stdev
- +9.9%
- Beta
- +0.71
- Alpha
- +1.5%
- Max Drawdown
- -4.8%
- Annualized Perf
- +16.5%
- Batting Avg vs S&P
- +50%
- Sortino
- +3.51
- Stutzer
- +0.47
- Treynor
- +0.22
- Sterling
- +1.19
- Calmar
- +3.43
- Information Ratio
- -0.81
- Tracking Error
- +5.2%
- Stdev Down
- +4.5%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- +30.5%
- Worst 12 Months
- +5.6%
- Efficiency Ratio
- +0.65
- Sharpe
- +1.59
- Stdev Sectors
- +14.9%
- Skewness
- +0.33
- Kurtosis
- +0.93
- Upside Potential
- +5.06
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 161 | $619.0M | 26 | ||
| 2026 Q1 | 160 | $516.3M | 15 | ||
| 2025 Q4 | 157 | $531.3M | 50 | ||
| 2025 Q3 | 133 | $496.5M | 51 | ||
| 2025 Q2 | 120 | $433.2M | 0 | ||
| 2025 Q1 | 113 | $402.4M | 0 | ||
| 2024 Q4 | 105 | $425.0M | 0 | ||
| 2024 Q3 | 109 | $400.8M | 0 | ||
| 2024 Q2 | 107 | $375.9M | 0 | ||
| 2024 Q1 | 112 | $374.9M | 0 | ||
| 2023 Q4 | 81 | $340.2M | 0 | ||
| 2023 Q3 | 83 | $312.5M | 0 | ||
| 2023 Q2 | 90 | $338.8M | 0 | ||
| 2023 Q1 | 84 | $326.9M | 0 | ||
| 2022 Q4 | 81 | $313.3M | 0 | ||
| 2022 Q3 | 81 | $282.4M | 0 | ||
| 2022 Q2 | 86 | $284.7M | 0 | ||
| 2022 Q1 | 108 | $327.3M | 0 | ||
| 2021 Q4 | 97 | $329.2M | 0 |
Holding changes this quarter
Mason & Associates Inc's most significant position changes for 2026-06-30: New buy: Jpmorgan US Quality Factor (JQUA); Sold out: Invesco S&p 500 Momentum ETF (SPMO); New buy: Jpmorgan Ultra-short Income (JPST); New buy: Abrdn Bloomberg All Commodit (BCI); New buy: Micron Technology Inc (MU).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | JQUA | Jpmorgan US Quality Factor | +2.9% | NEW | New buy |
| 2 | UYLD | Angel Oak Ultrashort Income | +1.7% | +455.67% | Add |
| 3 | AMD | Advanced Micro Devices | +1.2% | -14.01% | Trim |
| 4 | JPST | Jpmorgan Ultra-short Income | +1.1% | NEW | New buy |
| 5 | VICR | Vicor CORP | +0.4% | -16.75% | Trim |
| 6 | USFR | Wisdomtree Floating Rate Tre | +0.4% | +50.34% | Add |
| 7 | SMH | Vaneck Semiconductor ETF | +0.2% | -29.66% | Trim |
| 8 | GLW | Corning Inc | +0.2% | +28.48% | Add |
| 9 | BCI | Abrdn Bloomberg All Commodit | +0.1% | NEW | New buy |
| 10 | MU | Micron Technology Inc | +0.1% | NEW | New buy |
| 11 | OSCR | Oscar Health Inc - Class A | +0.1% | -1.96% | Trim |
| 12 | AVEM | Avantis Emerging Markets Eq | +0.1% | +1.35% | Add |
| 13 | ASML | ASML Holding N.V. | +0.1% | -1.23% | Trim |
| 14 | CRWD | Crowdstrike Holdings Inc - A | +0.1% | -23.95% | Trim |
| 15 | BLDX | Impax Global Sustainable Inf | +0.1% | NEW | New buy |
| 16 | TEI | Templeton Emrg Mkts Inc | +0.1% | +105.33% | Add |
| 17 | ICLN | Ishares Global Clean Energy | +0.1% | NEW | New buy |
| 18 | AVGO | Broadcom Inc | +0.1% | +8.34% | Add |
| 19 | SCHP | Schwab U.s. Tips ETF | +0.1% | NEW | New buy |
| 20 | XCEM | Columbia Em Core Ex-china | +0.1% | -2.46% | Trim |
| 21 | AMAT | Applied Materials Inc | +0.1% | -1.43% | Trim |
| 22 | ANET | Arista Networks Inc | +0.1% | NEW | New buy |
| 23 | ITOT | Ishares Core S&p Total U.s. | +0.1% | NEW | New buy |
| 24 | GPIQ | Gs Nasdaq-100 Pr Inc Etf-usd | +0.1% | +2.28% | Add |
| 25 | ECAT | Blackrock Esg Cap All Trm Tr | +0.1% | +7.64% | Add |
| 26 | KLAC | Kla CORP | +0.1% | +896.82% | Add |
| 27 | GS | Goldman Sachs Group Inc | +0.1% | NEW | New buy |
| 28 | GOOG | Alphabet Inc-cl C | 0% | -0.86% | Trim |
| 29 | VRT | Vertiv Holdings Co-a | 0% | +3.13% | Add |
| 30 | AVSE | Avantis Resp Emerg Mkts Eq-e | 0% | +17.40% | Add |
| 31 | XLK | Ss Technology Select Sector | 0% | -0.77% | Trim |
| 32 | OWNS | Ccm Affordable Hous Mbs ETF | 0% | +129.53% | Add |
| 33 | CVS | Cvs Health CORP | 0% | NEW | New buy |
| 34 | PL | Planet Labs Pbc | 0% | NEW | New buy |
| 35 | MDY | State Street Spdr S&p Midcap | 0% | NEW | New buy |
| 36 | BIIB | Biogen Inc | 0% | NEW | New buy |
| 37 | DE | Deere & Co | 0% | NEW | New buy |
| 38 | LLY | Eli Lilly & Co | 0% | +2.12% | Add |
| 39 | AFRM | Affirm Holdings Inc | 0% | -16.91% | Trim |
| 40 | CAT | Caterpillar Inc | 0% | -2.64% | Trim |
| 41 | ETHO | Amplify Etho Climate Leaders | 0% | NEW | New buy |
| 42 | NOW | Servicenow Inc | 0% | +48.70% | Add |
| 43 | CIBR | First Trust Nasdaq Cybersecu | 0% | — | Unchanged |
| 44 | DFSU | Dimensional US Sus Core1 ETF | 0% | +7.70% | Add |
| 45 | SLF | Sun Life Financial Inc | 0% | — | Unchanged |
| 46 | UNH | Unitedhealth Group Inc | 0% | -18.55% | Trim |
| 47 | CVMC | Calvert US Mcap Core Resp | 0% | +2.89% | Add |
| 48 | AXON | Axon Enterprise Inc | 0% | — | Unchanged |
| 49 | DAL | Delta Air Lines Inc | 0% | — | Unchanged |
| 50 | QQQ | Invesco Qqq Trust Series 1 | 0% | +1.40% | Add |
1–50 of 174
Filing History
FAQ
What is Mason & Associates Inc and what type of investor is it?
Mason & Associates Inc is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $619.0M, spread across 161 disclosed positions.
What are Mason & Associates Inc's largest equity positions?
Based on the latest 13F filing, Mason & Associates Inc's top holdings by market value are:
1. Ishares Russell 1000 ETF (IWB) — $68.0M (11.0%)
2. Columbia Resear Enh Cor ETF (RECS) — $43.6M (7.0%)
3. Dimensional US Eq Mkt ETF (DFUS) — $39.5M (6.4%)
4. Vaneck Semiconductor ETF (SMH) — $25.7M (4.2%)
5. Nyli Ftse Intl Eq Cur Ntrl (HFXI) — $24.9M (4.0%)
What changes did Mason & Associates Inc make in its most recent portfolio filing?
In the latest reported quarter, Mason & Associates Inc made 150 notable position adjustments: 16 new positions were initiated, 54 existing holdings were added to, 67 positions were partially reduced, and 13 were completely exited. The largest of these moves: New buy: Jpmorgan US Quality Factor (JQUA); Sold out: Invesco S&p 500 Momentum ETF (SPMO); New buy: Jpmorgan Ultra-short Income (JPST); New buy: Abrdn Bloomberg All Commodit (BCI); New buy: Micron Technology Inc (MU)
What sectors does Mason & Associates Inc focus on?
Mason & Associates Inc is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 54.6%
• Communication Services: 11.7%
• Consumer Discretionary: 11.0%
• Financials: 6.7%
• Health Care: 5.8%
• Industrials: 4.0%
Investment Profile
Mason & Associates Inc returned an annualized 16.5% over the trailing 36 months — outperforming the S&P 500 by 1.5 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.71 (less volatile than the market) and a 50% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 54.6% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 26 over the past 4 quarters — a shift toward more active trading.
It has added to its SMH position over the past two quarters (+$5.9M, now $25.7M), while trimming PLTR over the same stretch (-$2.0M, still holding $3.6M).
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