MA
Marshwinds Advisory Co Historical SEC 13F Holdings & Archive (Q4 2018)
Marshwinds Advisory CoCIK: 0001281011
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$186.8M
Reporting period: 2018-12-31 · Number of holdings: 124
MARSHWINDS ADVISORY CO disclosed 124 holdings in its latest 13F filing for the period ending 2018-12-31, with total reported value of $186.8M and a quarterly turnover rate of 17.1%.
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Personality snowflake
- Concentration
- 6.42
- Portfolio Stability
- 17.09
- Momentum
- 100
- Sector conviction
- 65.7
- Diversification
- 100
- Sizing Uniformity
- 90
Marshwinds Advisory Co's disclosed holdings carry a Herfindahl concentration index of 0.016 — mathematically equivalent to about 62 equally-sized positions, well below its 124 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.00), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 56% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd LLY
-1.6% $259.0K
Trim BAC
-70.2% -$816.0K
Trim RTN1USD
-6.4% -$1.2M
Trim IBM
-7.8% -$1.1M
Add PFE
-3.5% -$236.0K
Trim AEP
-6.1% -$787.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | Stock-Tech | 3.85% | -0.04% | -5.01% | |
| 2 | KO | Coca-cola Co/the | Stock-Consumer Staples | 3.66% | — | -2.22% | |
| 3 | INTU | Intuit Inc | Stock-Tech | 2.85% | +0.04% | +0.00% | |
| 4 | PFE | Pfizer Inc | Stock-Healthcare | 2.71% | +0.29% | -3.53% | |
| 5 | AMGN | Amgen Inc | Stock-Healthcare | 2.65% | +0.15% | -3.81% | |
| 6 | LLY | Eli Lilly & Co | Stock-Healthcare | 2.42% | +0.48% | -1.64% | |
| 7 | MRK | Merck & Co., Inc. | Stock-Healthcare | 2.41% | — | -3.57% | |
| 8 | ✓ | Stock-Other | 2.39% | -0.06% | -5.05% | ||
| 9 | ABT | Abbott Laboratories | Stock-Healthcare | 2.24% | — | -3.88% | |
| 10 | CSCO | Cisco Systems Inc | Stock-Tech | 2.24% | +0.04% | -2.69% | |
| 11 | MDLZ | Mondelez International Inc-a | Stock-Consumer Staples | 2.14% | +0.09% | -4.42% | |
| 12 | INTC | Intel CORP | Stock-Tech | 2.10% | — | -2.88% | |
| 13 | MMM | 3m Co | Stock-Industrials | 2.00% | +0.10% | -0.50% | |
| 14 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.99% | — | -5.84% | |
| 15 | EMR | Emerson Electric Co | Stock-Industrials | 1.84% | -0.23% | -3.03% | |
| 16 | ✓ | DuPont de Nemours, Inc. | Stock-Other | 1.79% | -0.14% | -4.97% | |
| 17 | ✓ | At&t CORP | Stock-Other | 1.78% | -0.06% | -2.95% | |
| 18 | SO | Southern Co/the | Stock-Utilities | 1.76% | — | -4.55% | |
| 19 | XOM | Exxon Mobil CORP | Stock-Energy | 1.73% | -0.18% | -3.84% | |
| 20 | ✓ | Stock-Other | 1.67% | -0.16% | -3.31% | ||
| 21 | HD | Home Depot Inc | Stock-Consumer Disc | 1.52% | -0.12% | -4.67% | |
| 22 | RTN1USD | Raytheon Company | Stock-Other | 1.50% | -0.35% | -6.38% | |
| 23 | ABBV | Abbvie Inc | Stock-Healthcare | 1.50% | — | -5.22% | |
| 24 | NOC | Northrop Grumman CORP | Stock-Industrials | 1.50% | -0.22% | -3.80% | |
| 25 | ESE | Esco Technologies Inc | Stock-Tech | 1.42% | — | -3.42% | |
| 26 | ADSK | Autodesk Inc | Stock-Tech | 1.39% | -0.10% | -3.23% | |
| 27 | IBM | Intl Business Machines CORP | Stock-Tech | 1.33% | -0.30% | -7.80% | |
| 28 | TR | Tootsie Roll Inds | Stock-Other | 1.32% | — | -3.86% | |
| 29 | ✓ | Duke Energy Corp. | Stock-Other | 1.30% | — | -3.59% | |
| 30 | VZ | Verizon Communications Inc | Stock-Comm Services | 1.30% | — | -5.85% | |
| 31 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.25% | — | -0.27% | |
| 32 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.21% | -0.15% | -4.68% | |
| 33 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 1.20% | -0.05% | -2.38% | |
| 34 | GD | General Dynamics CORP | Stock-Industrials | 1.19% | -0.15% | -1.05% | |
| 35 | CVX | Chevron CORP | Stock-Energy | 1.19% | -0.02% | -5.48% | |
| 36 | SYK | Stryker CORP | Stock-Healthcare | 1.16% | +0.04% | — | |
| 37 | ED | Consolidated Edison Inc | Stock-Utilities | 1.09% | — | -6.08% | |
| 38 | CAT | Caterpillar Inc | Stock-Industrials | 1.03% | -0.02% | +0.01% | |
| 39 | ✓ | Phillips 66 Corp | Stock-Other | 1.00% | -0.14% | -2.12% | |
| 40 | KHC | Kraft Heinz Co/the | Stock-Consumer Staples | 1.00% | -0.12% | -2.81% | |
| 41 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.98% | — | -3.45% | |
| 42 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.93% | — | -6.82% | |
| 43 | ADP | Automatic Data Processing | Stock-Tech | 0.89% | +0.02% | — | |
| 44 | ADI | Analog Devices Inc | Stock-Tech | 0.79% | — | -1.01% | |
| 45 | MDT | Medtronic plc | Stock-Healthcare | 0.79% | — | — | |
| 46 | AXP | American Express Co | Stock-Financials | 0.73% | — | +0.01% | |
| 47 | DE | Deere & Co | Stock-Industrials | 0.72% | — | — | |
| 48 | FLO | Flowers Foods Inc | Stock-Consumer Staples | 0.72% | — | -1.35% | |
| 49 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 0.72% | -0.25% | -6.07% | |
| 50 | HON | Honeywell International Inc | Stock-Industrials | 0.69% | -0.09% | -5.13% |
1–50 of 124
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2018 Q4 | 124 | $186.8M | 17 | ||
| 2018 Q3 | 129 | $218.9M | 10 | ||
| 2018 Q2 | 131 | $211.4M | 11 | ||
| 2018 Q1 | 133 | $210.3M | 8 | ||
| 2017 Q4 | 134 | $216.1M | 9 | ||
| 2017 Q3 | 136 | $215.4M | 13 | ||
| 2017 Q2 | 136 | $211.4M | 10 | ||
| 2017 Q1 | 136 | $215.1M | 11 | ||
| 2016 Q4 | 139 | $209.9M | 9 | ||
| 2016 Q3 | 141 | $205.2M | 9 | ||
| 2016 Q2 | 142 | $205.4M | 9 | ||
| 2016 Q1 | 137 | $194.8M | 8 | ||
| 2015 Q4 | 134 | $191.6M | 9 | ||
| 2015 Q3 | 143 | $186.4M | 16 | ||
| 2015 Q2 | 144 | $198.6M | 10 | ||
| 2015 Q1 | 148 | $211.3M | 11 | ||
| 2014 Q4 | 151 | $212.1M | 9 | ||
| 2014 Q3 | 149 | $201.9M | 13 | ||
| 2014 Q2 | 151 | $207.9M | 8 | ||
| 2014 Q1 | 146 | $198.2M | 9 | ||
| 2013 Q4 | 142 | $189.1M | 12 | ||
| 2013 Q3 | 140 | $174.0M | 8 | ||
| 2013 Q2 | 139 | $168.3M | 0 |
Holding changes this quarter
Marshwinds Advisory Co's most significant position changes for 2018-12-31: Sold out: Walmart Inc (WMT); Sold out: Compass Minerals Internation (CMP); Sold out: Flowserve CORP (FLS); Trim: Eli Lilly & Co (LLY) — shares -1.64%; Trim: Bank Of America CORP (BAC) — shares -70.22%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | LLY | Eli Lilly & Co | +0.5% | -1.64% | Trim |
| 2 | PFE | Pfizer Inc | +0.3% | -3.53% | Trim |
| 3 | CPB | THE Campbell's Company | +0.2% | +43.13% | Add |
| 4 | AMGN | Amgen Inc | +0.2% | -3.81% | Trim |
| 5 | MMM | 3m Co | +0.1% | -0.50% | Trim |
| 6 | MDLZ | Mondelez International Inc-a | +0.1% | -4.42% | Trim |
| 7 | INTU | Intuit Inc | 0% | +0.00% | Add |
| 8 | CSCO | Cisco Systems Inc | 0% | -2.69% | Trim |
| 9 | SYK | Stryker CORP | 0% | — | Unchanged |
| 10 | ADP | Automatic Data Processing | 0% | — | Unchanged |
| 11 | CVX | Chevron CORP | 0% | -5.48% | Trim |
| 12 | CAT | Caterpillar Inc | 0% | +0.01% | Add |
| 13 | ✓ | Ingersoll-rand Co | 0% | -7.88% | Trim |
| 14 | SWKHL | SWK Holdings Corporation 9.00% Senior Notes due 2027 | 0% | — | Unchanged |
| 15 | MSFT | Microsoft CORP | 0% | -5.01% | Trim |
| 16 | BMY | Bristol-myers Squibb Co | -0.1% | -2.38% | Trim |
| 17 | ✓ | Eaton Corp | -0.1% | -0.27% | Trim |
| 18 | ✓ | -0.1% | -5.05% | Trim | |
| 19 | ✓ | At&t CORP | -0.1% | -2.95% | Trim |
| 20 | GEOS | Geospace Technologies CORP | -0.1% | -3.37% | Trim |
| 21 | VFC | Vf CORP | -0.1% | — | Unchanged |
| 22 | MUR | Murphy Oil CORP | -0.1% | -1.25% | Trim |
| 23 | CMC | Commercial Metals Co | -0.1% | -8.33% | Trim |
| 24 | HON | Honeywell International Inc | -0.1% | -5.13% | Trim |
| 25 | CAG | Conagra Brands Inc | -0.1% | -1.59% | Trim |
| 26 | ✓ | Baker Hughes a GE Company | -0.1% | +2.32% | Add |
| 27 | ADSK | Autodesk Inc | -0.1% | -3.23% | Trim |
| 28 | CSX | Csx CORP | -0.1% | -11.51% | Trim |
| 29 | SU | Suncor Energy Inc | -0.1% | -2.32% | Trim |
| 30 | HD | Home Depot Inc | -0.1% | -4.67% | Trim |
| 31 | KHC | Kraft Heinz Co/the | -0.1% | -2.81% | Trim |
| 32 | TSS | Total System Services Inc | -0.1% | -28.62% | Trim |
| 33 | ✓ | DuPont de Nemours, Inc. | -0.1% | -4.97% | Trim |
| 34 | ✓ | Phillips 66 Corp | -0.1% | -2.12% | Trim |
| 35 | WY | Weyerhaeuser Co | -0.1% | -2.42% | Trim |
| 36 | META | Meta Platforms Inc-class A | -0.2% | -4.68% | Trim |
| 37 | GD | General Dynamics CORP | -0.2% | -1.05% | Trim |
| 38 | ✓ | -0.2% | -3.31% | Trim | |
| 39 | SLB | Slb LTD | -0.2% | +4.55% | Add |
| 40 | XOM | Exxon Mobil CORP | -0.2% | -3.84% | Trim |
| 41 | ✓ | -0.2% | -4.69% | Trim | |
| 42 | NOC | Northrop Grumman CORP | -0.2% | -3.80% | Trim |
| 43 | EMR | Emerson Electric Co | -0.2% | -3.03% | Trim |
| 44 | AEP | American Electric Power Company, Inc. | -0.3% | -6.07% | Trim |
| 45 | IBM | Intl Business Machines CORP | -0.3% | -7.80% | Trim |
| 46 | RTN1USD | Raytheon Company | -0.4% | -6.38% | Trim |
| 47 | BAC | Bank Of America CORP | -0.4% | -70.22% | Trim |
| 48 | WMT | Walmart Inc | — | EXIT | Sold out |
| 49 | CMP | Compass Minerals Internation | — | EXIT | Sold out |
| 50 | FLS | Flowserve CORP | — | EXIT | Sold out |
Filing History
FAQ
What is Marshwinds Advisory Co and what type of investor is it?
Marshwinds Advisory Co is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2018-12-31), the firm manages a tracked equity portfolio valued at approximately $186.8M, spread across 124 disclosed positions.
What are Marshwinds Advisory Co's largest equity positions?
Based on the latest 13F filing, Marshwinds Advisory Co's top holdings by market value are:
1. Microsoft CORP (MSFT) — $7.2M (3.9%)
2. Coca-cola Co/the (KO) — $6.8M (3.7%)
3. Intuit Inc (INTU) — $5.3M (2.9%)
4. Pfizer Inc (PFE) — $5.1M (2.7%)
5. Amgen Inc (AMGN) — $5.0M (2.6%)
What changes did Marshwinds Advisory Co make in its most recent portfolio filing?
In the latest reported quarter, Marshwinds Advisory Co made 46 notable position adjustments: 0 new positions were initiated, 5 existing holdings were added to, 38 positions were partially reduced, and 3 were completely exited. The largest of these moves: Sold out: Walmart Inc (WMT); Sold out: Compass Minerals Internation (CMP); Sold out: Flowserve CORP (FLS); Trim: Eli Lilly & Co (LLY) — shares -1.64%; Trim: Bank Of America CORP (BAC) — shares -70.22%
What sectors does Marshwinds Advisory Co focus on?
Marshwinds Advisory Co is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 30.6%
• Health Care: 30.1%
• Consumer Staples: 13.7%
• Energy: 9.1%
• Communication Services: 6.3%
• Industrials: 4.4%
Investment Profile
Marshwinds Advisory Co's portfolio is broadly diversified and long-term-holding, with 30.6% of the portfolio concentrated in Information Technology.
It has added to its LLY position over the past two quarters (+$1.1M, now $4.5M), while trimming NOC over the same stretch (-$1.7M, still holding $2.8M).
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