CIK: 0001519964
Total reported value
$4.2B
Reporting period: 2021-09-30 · Number of holdings: 200
MARSHALL WACE ASIA Ltd disclosed 200 holdings in its latest 13F filing for the period ending 2021-09-30, with total reported value of $4.2B and a quarterly turnover rate of 0.0%.
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MARSHALL WACE ASIA Ltd's disclosed holdings carry a Herfindahl concentration index of 0.020 — mathematically equivalent to about 49 equally-sized positions, well below its 200 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.28), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 28% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Sold out MS
New buy ALB
Sold out NSC
New buy MDT
Add PDD
+1509.6% $87.7M
Sold out ILMN
Showing top 129 holdings (of 200 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | COF | Capital One Financial CORP | Stock-Financials | 4.89% | +1.03% | +8.09% | |
| 2 | SYF | Synchrony Financial | Stock-Financials | 3.86% | -0.71% | -25.10% | |
| 3 | CFG | Citizens Financial Group | Stock-Financials | 3.57% | +1.09% | +25.83% | |
| 4 | ALB | Albemarle CORP | Stock-Materials | 3.43% | +3.43% | NEW | |
| 5 | ALLY | Ally Financial INC | Stock-Financials | 3.26% | — | +6.34% | |
| 6 | URI | United Rentals INC | Stock-Industrials | 2.92% | +0.83% | +13.52% | |
| 7 | AMP | Ameriprise Financial INC | Stock-Financials | 2.91% | +0.97% | +26.08% | |
| 8 | GS | Goldman Sachs Group INC | Stock-Financials | 2.87% | — | +1.37% | |
| 9 | LIN | Linde plc | Stock-Materials | 2.47% | — | -2.88% | |
| 10 | BMO | Bank Of Montreal | Stock-Financials | 2.45% | +0.75% | +32.27% | |
| 11 | IBKR | Interactive Brokers Gro-cl A | Stock-Financials | 2.40% | +1.02% | +63.58% | |
| 12 | PDD | Pdd Holdings INC | Stock-Consumer Disc | 2.27% | +2.09% | +1509.63% | |
| 13 | BSX | Boston Scientific CORP | Stock-Healthcare | 2.25% | +1.10% | +72.46% | |
| 14 | MDT | Medtronic plc | Stock-Healthcare | 2.20% | +2.20% | NEW | |
| 15 | SKAA | Skechers USA Inc-cl A | Stock-Other | 2.19% | -0.64% | -18.12% | |
| 16 | CARR | Carrier Global CORP | Stock-Industrials | 2.11% | — | -15.77% | |
| 17 | TMO | Thermo Fisher Scientific INC | Stock-Healthcare | 2.03% | +0.64% | +14.75% | |
| 18 | WFC | Wells Fargo & Co | Stock-Financials | 1.91% | -0.59% | -33.52% | |
| 19 | CPA | Copa Holdings, S.A. | Stock-Other | 1.90% | — | +0.80% | |
| 20 | CM | Can Imperial Bk Of Commerce | Stock-Financials | 1.85% | — | +36.31% | |
| 21 | ENTG | Entegris INC | Stock-Tech | 1.78% | — | -15.09% | |
| 22 | LPLA | Lpl Financial Holdings INC | Stock-Financials | 1.74% | +0.73% | +32.21% | |
| 23 | DAR | Darling Ingredients INC | Stock-Consumer Staples | 1.64% | +1.64% | NEW | |
| 24 | SICP | Silvergate Capital Corp-cl A | Stock-Other | 1.62% | — | -17.59% | |
| 25 | MSGS | Madison Square Garden Sports | Stock-Comm Services | 1.60% | — | -19.15% | |
| 26 | TRU | Transunion | Stock-Financials | 1.49% | -1.25% | -52.41% | |
| 27 | BNS | Bank Of Nova Scotia | Stock-Financials | 1.49% | — | +13.44% | |
| 28 | TCOM | Trip.com Group Ltd-adr | Stock-Consumer Disc | 1.48% | — | +31.85% | |
| 29 | KRE | Ss Spdr S&p Regional Bank | ETF-Other | 1.43% | +1.01% | +193.18% | |
| 30 | WOLF* | Wolfspeed INC | Stock-Other | 1.40% | +1.40% | NEW | |
| 31 | SBNY | Signature Bank | Stock-Financials | 1.40% | — | +9.01% | |
| 32 | CBOE | Cboe Global Markets INC | Stock-Financials | 1.38% | — | +24.81% | |
| 33 | OTIS | Otis Worldwide CORP | Stock-Industrials | 1.37% | -1.34% | -55.07% | |
| 34 | MDB | Mongodb INC | Stock-Tech | 1.24% | — | -25.81% | |
| 35 | VMWEUR | Vmware Inc-class A | Stock-Other | 1.22% | — | +2.94% | |
| 36 | CMG | Chipotle Mexican Grill INC | Stock-Consumer Disc | 1.21% | — | +5.94% | |
| 37 | OUT | OUTFRONT Media Inc. | Stock-Other | 1.06% | — | +56.93% | |
| 38 | NBIS | Nebius Group NV | Stock-Other | 1.05% | — | +26.52% | |
| 39 | MCO | Moody's CORP | Stock-Financials | 0.84% | — | -1.05% | |
| 40 | PGR | Progressive CORP | Stock-Financials | 0.84% | — | +12.80% | |
| 41 | LAZ | Lazard, Inc. | Stock-Financials | 0.82% | — | +62.52% | |
| 42 | RJF | Raymond James Financial INC | Stock-Financials | 0.79% | — | +109.57% | |
| 43 | XYZ | Block INC | Stock-Financials | 0.77% | +0.77% | NEW | |
| 44 | TEL | TE Connectivity plc | Stock-Tech | 0.77% | +0.77% | NEW | |
| 45 | MMYT | MakeMyTrip Limited | Stock-Other | 0.69% | — | -6.01% | |
| 46 | GPK | Graphic Packaging Holding Co | Stock-Consumer Disc | 0.68% | +0.68% | NEW | |
| 47 | EEFT | Euronet Worldwide INC | Stock-Tech | 0.62% | — | +11.94% | |
| 48 | NXPI | NXP Semiconductors N.V. | Stock-Tech | 0.62% | — | -2.67% | |
| 49 | EVR | Evercore INC - A | Stock-Financials | 0.61% | — | +112.62% | |
| 50 | SE | Sea Ltd-adr | Stock-Comm Services | 0.60% | +0.52% | +487.58% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2021-09-30 | 200 | $4.2B | 0 | |
| 2021-06-30 | 208 | $4.7B | 0 | |
| 2021-03-31 | 211 | $4.5B | 80 | |
| 2020-12-31 | 235 | $5.6B | 71 | |
| 2020-09-30 | 202 | $4.3B | 66 | |
| 2020-06-30 | 168 | $4.5B | 83 | |
| 2020-03-31 | 172 | $3.6B | 98 | |
| 2019-12-31 | 195 | $4.0B | 50 | |
| 2019-09-30 | 221 | $4.2B | 51 | |
| 2019-06-30 | 165 | $4.1B | 74 | |
| 2019-03-31 | 144 | $3.3B | 72 | |
| 2018-12-31 | 144 | $2.7B | 65 | |
| 2018-09-30 | 144 | $2.9B | 70 | |
| 2018-06-30 | 137 | $3.0B | 62 | |
| 2018-03-31 | 157 | $3.2B | 61 | |
| 2017-12-31 | 159 | $2.9B | 72 | |
| 2017-09-30 | 115 | $2.1B | 59 | |
| 2017-06-30 | 113 | $1.9B | 100 | |
| 2017-03-31 | 1323 | $12.7B | 100 | |
| 2013-06-30 | 17 | $246.3M | 0 |
MARSHALL WACE ASIA Ltd's most significant position changes for 2021-09-30: Sold out: Morgan Stanley (MS); New buy: Albemarle CORP (ALB); Sold out: Norfolk Southern CORP (NSC); Sold out: Illumina INC (ILMN); New buy: Medtronic plc (MDT).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ALB | Albemarle CORP | +3.4% | NEW | New buy |
| 2 | MDT | Medtronic plc | +2.2% | NEW | New buy |
| 3 | PDD | Pdd Holdings INC | +2.1% | +1509.63% | Add |
| 4 | DAR | Darling Ingredients INC | +1.6% | NEW | New buy |
| 5 | WOLF* | Wolfspeed INC | +1.4% | NEW | New buy |
| 6 | BSX | Boston Scientific CORP | +1.1% | +72.46% | Add |
| 7 | CFG | Citizens Financial Group | +1.1% | +25.83% | Add |
| 8 | COF | Capital One Financial CORP | +1% | +8.09% | Add |
| 9 | IBKR | Interactive Brokers Gro-cl A | +1% | +63.58% | Add |
| 10 | KRE | Ss Spdr S&p Regional Bank | +1% | +193.18% | Add |
| 11 | AMP | Ameriprise Financial INC | +1% | +26.08% | Add |
| 12 | URI | United Rentals INC | +0.8% | +13.52% | Add |
| 13 | XYZ | Block INC | +0.8% | NEW | New buy |
| 14 | TEL | TE Connectivity plc | +0.8% | NEW | New buy |
| 15 | BMO | Bank Of Montreal | +0.8% | +32.27% | Add |
| 16 | LPLA | Lpl Financial Holdings INC | +0.7% | +32.21% | Add |
| 17 | GPK | Graphic Packaging Holding Co | +0.7% | NEW | New buy |
| 18 | TMO | Thermo Fisher Scientific INC | +0.6% | +14.75% | Add |
| 19 | SE | Sea Ltd-adr | +0.5% | +487.58% | Add |
| 20 | STNE | StoneCo Ltd. | +0.5% | +14982.21% | Add |
| 21 | ✓ | Ferroglobe PLC | +0.5% | NEW | New buy |
| 22 | NVROEUR | Nevro CORP | +0.5% | NEW | New buy |
| 23 | BNY | Bank Of New York Mellon CORP | -0.4% | EXIT | Sold out |
| 24 | PYPL | Paypal Holdings INC | -0.5% | -48.39% | Trim |
| 25 | EEM | Ishares Msci Emerging Market | -0.5% | EXIT | Sold out |
| 26 | WFC | Wells Fargo & Co | -0.6% | -33.52% | Trim |
| 27 | AMD | Advanced Micro Devices | -0.6% | EXIT | Sold out |
| 28 | VIPS | Vipshop Holdings LTD - Adr | -0.6% | EXIT | Sold out |
| 29 | SKAA | Skechers USA Inc-cl A | -0.6% | -18.12% | Trim |
| 30 | TME | Tencent Music Entertainm-adr | -0.7% | EXIT | Sold out |
| 31 | ROKU | Roku INC | -0.7% | -48.05% | Trim |
| 32 | ICE | Intercontinental Exchange In | -0.7% | -61.61% | Trim |
| 33 | COHR | Coherent Corp. | -0.7% | EXIT | Sold out |
| 34 | COUPEUR | Coupa Software INC | -0.7% | EXIT | Sold out |
| 35 | SYF | Synchrony Financial | -0.7% | -25.10% | Trim |
| 36 | AMZN | Amazon.com INC | -0.8% | EXIT | Sold out |
| 37 | LVS | Las Vegas Sands CORP | -0.8% | EXIT | Sold out |
| 38 | AVGO | Broadcom INC | -0.9% | EXIT | Sold out |
| 39 | FUTU | Futu Holdings Ltd-adr | -0.9% | EXIT | Sold out |
| 40 | INMD | InMode Ltd. | -1.1% | EXIT | Sold out |
| 41 | DELL | Dell Technologies -c | -1.1% | EXIT | Sold out |
| 42 | ✓ | Cree INC | -1.1% | EXIT | Sold out |
| 43 | TRU | Transunion | -1.3% | -52.41% | Trim |
| 44 | GOOGL | Alphabet Inc-cl A | -1.3% | EXIT | Sold out |
| 45 | TMUS | T-mobile US INC | -1.3% | EXIT | Sold out |
| 46 | OTIS | Otis Worldwide CORP | -1.3% | -55.07% | Trim |
| 47 | TJX | Tjx Companies INC | -1.3% | EXIT | Sold out |
| 48 | ILMN | Illumina INC | -2% | EXIT | Sold out |
| 49 | NSC | Norfolk Southern CORP | -2.7% | EXIT | Sold out |
| 50 | MS | Morgan Stanley | -4.4% | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2021-09-30 | 2021-11-15 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-25 | Amendment | View on EDGAR |
| 2021-06-30 | 2021-08-13 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-17 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-16 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-16 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-13 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-15 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-14 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-14 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-14 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-14 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-14 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-12-06 | Amendment | View on EDGAR |
| 2018-09-30 | 2018-11-14 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-14 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-15 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-14 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-13 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-04 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-12 | Amendment | View on EDGAR |
| 2017-03-31 | 2017-05-12 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-06 | 13F-HR | View on EDGAR |
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