CIK: 0002056315
Total reported value
$152.8M
Reporting period: 2026-03-31 · Number of holdings: 344
Marshall & Sterling Wealth Advisors Inc. disclosed 344 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $152.8M and a quarterly turnover rate of 31.8%.
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Marshall & Sterling Wealth Advisors Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.028 — mathematically equivalent to about 35 equally-sized positions, well below its 344 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.96), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 16% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim VIG
-74.5% -$4.5M
Add SPYI
+102.7% $4.0M
Trim QDPL
-78.5% -$3.6M
Add IDMO
+6608.2% $3.6M
Trim MOAT
-16.9% -$1.9M
Trim VGT
-19.5% -$1.8M
Showing top 200 holdings (of 344 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 8.10% | -0.40% | -2.74% | |
| 2 | DGRW | Wisdomtree U.s. Quality Divi | ETF-Other | 6.86% | — | +3.10% | |
| 3 | SPYI | Neos S&p 500 High Income ETF | ETF-Large Cap & Growth | 5.57% | +2.62% | +102.73% | |
| 4 | MOAT | Vaneck Morningstar Wide Moat | ETF-Other | 4.37% | -1.32% | -16.87% | |
| 5 | FDVV | Fidelity High Dividend ETF | ETF-Other | 3.81% | +0.16% | +7.94% | |
| 6 | VGT | Vanguard Info Tech ETF | ETF-Tech | 3.44% | -1.22% | -19.53% | |
| 7 | GARP | Ishares Msci USA Quality Gar | ETF-Other | 2.91% | -0.12% | +3.04% | |
| 8 | RWK | Invesco S&p Midcap 400 Rev | ETF-Other | 2.85% | — | -3.58% | |
| 9 | VO | Vanguard Mid-cap ETF | ETF-Other | 2.79% | +0.13% | +7.06% | |
| 10 | TPYP | Tortoise North American Pipe | ETF-Other | 2.78% | +0.54% | +4.09% | |
| 11 | HEGD | Swan Hedged Equity US Lg Cap | ETF-Other | 2.45% | — | +1.93% | |
| 12 | VUG | Vanguard Growth ETF | ETF-Other | 2.39% | -0.72% | -13.34% | |
| 13 | IDMO | Invesco S&p International De | ETF-Other | 2.38% | +2.34% | +6608.18% | |
| 14 | HELO | Jpmorgan Hedged Equity ETF | ETF-Other | 2.37% | -0.32% | -7.84% | |
| 15 | RSPU | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 2.08% | +0.20% | +2.93% | |
| 16 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 2.04% | +1.17% | +137.64% | |
| 17 | UTWO | F/m US Treasury 2 Year Note | ETF-Gov Bonds | 1.87% | +0.45% | +33.45% | |
| 18 | IWMI | Neos Russell 2000 High INC | ETF-Small Cap | 1.51% | +1.51% | NEW | |
| 19 | FEZ | State Street Spdr Euro Stoxx | ETF-Other | 1.47% | -0.47% | -20.84% | |
| 20 | ITA | Ishares U.s. Aerospace & Def | ETF-Other | 1.35% | — | -8.06% | |
| 21 | EFAA | Invesco Msci Eafe Income Adv | ETF-Other | 1.33% | +1.33% | NEW | |
| 22 | AAPL | Apple INC | Stock-Tech | 1.19% | -0.17% | -5.80% | |
| 23 | TBIL | F/m US Treasury 3 Month Bill | ETF-Gov Bonds | 1.14% | +0.24% | +28.05% | |
| 24 | SHLD | Global X Defense Tech ETF | ETF-Tech | 1.13% | +0.14% | +5.96% | |
| 25 | IBM | Intl Business Machines CORP | Stock-Tech | 1.02% | -0.25% | -1.07% | |
| 26 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.98% | -2.98% | -74.49% | |
| 27 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 0.93% | — | +1.17% | |
| 28 | OBIL | F/m US Treasury 12 Month Bil | ETF-Gov Bonds | 0.88% | +0.37% | +76.60% | |
| 29 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.86% | — | -2.83% | |
| 30 | HGER | Harbor Commodity All Weather | ETF-Commodities | 0.85% | +0.85% | NEW | |
| 31 | NSC | Norfolk Southern CORP | Stock-Industrials | 0.82% | — | — | |
| 32 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.81% | -0.14% | -9.42% | |
| 33 | SFLR | Innovator Eqty Mgd Floor ETF | ETF-Other | 0.72% | +0.72% | NEW | |
| 34 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 0.72% | +0.10% | +18.31% | |
| 35 | XBIL | F/m US Treasury 6 Month Bill | ETF-Gov Bonds | 0.69% | +0.23% | +52.53% | |
| 36 | MSFT | Microsoft CORP | Stock-Tech | 0.65% | -0.19% | +1.90% | |
| 37 | QDPL | Pacer Met US Lrg Cap Dvd 400 | ETF-Other | 0.60% | -2.39% | -78.49% | |
| 38 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.59% | -0.31% | -34.39% | |
| 39 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.57% | — | -10.49% | |
| 40 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.50% | +0.27% | +135.58% | |
| 41 | NULG | Nuveen Esg Lrg-cap Grw ETF | ETF-Other | 0.48% | — | -2.23% | |
| 42 | SOXX | Ishares Semiconductor ETF | ETF-Other | 0.46% | +0.26% | +108.59% | |
| 43 | AMGN | Amgen INC | Stock-Healthcare | 0.44% | — | -15.93% | |
| 44 | GLDM | Spdr Gold Minishares Trust | ETF-Commodities | 0.43% | -0.22% | -39.12% | |
| 45 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.41% | — | -8.21% | |
| 46 | NVDA | Nvidia CORP | Stock-Tech | 0.40% | — | — | |
| 47 | CBOE | Cboe Global Markets INC | Stock-Financials | 0.40% | — | -11.23% | |
| 48 | CIBR | First Trust Nasdaq Cybersecu | ETF-Tech | 0.38% | +0.20% | +144.51% | |
| 49 | BCPC | Balchem CORP | Stock-Materials | 0.37% | — | — | |
| 50 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.36% | — | -26.55% |
Performance for Q3 2026
+2.5%
Performance Last 4 Quarters
+16.9%
Based on 70% of reported portfolio value with available pricing
Marshall & Sterling Wealth Advisors Inc.'s most significant position changes for 2026-03-31: New buy: Neos Russell 2000 High INC (IWMI); New buy: Invesco Msci Eafe Income Adv (EFAA); New buy: Harbor Commodity All Weather (HGER); New buy: Innovator Eqty Mgd Floor ETF (SFLR); Sold out: Abrdn Global Premier Propert (XAWPX).
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-07 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-10 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-10 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-12 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-15 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-14 | 13F-HR | View on EDGAR |
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