M&
Marshall & Sterling Wealth Advisors Inc. 13F Holdings (Q2 2026) — Stock Portfolio & Buys
Marshall & Sterling Wealth Advisors Inc.CIK: 0002056315
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$168.9M
Reporting period: 2026-06-30 · Number of holdings: 339
Marshall & Sterling Wealth Advisors Inc. disclosed 339 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $168.9M and a quarterly turnover rate of 25.2%.
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Personality snowflake
- Concentration
- 11.24
- Portfolio Stability
- 25.19
- Momentum
- 100
- Sector conviction
- 59.22
- Diversification
- 100
- Sizing Uniformity
- 70.76
Marshall & Sterling Wealth Advisors Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.028 — mathematically equivalent to about 36 equally-sized positions, well below its 339 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.92), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 15% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim MOAT
-93.2% -$6.2M
Add RSP
+474.7% $4.8M
Trim HELO
-41.3% -$1.4M
Trim SHLD
-81.1% -$1.5M
Add VTIP
+824.3% $1.2M
Trim VCIT
+3.1% $364.7K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 339 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 7.55% | -0.55% | +3.07% | |
| 2 | DGRW | Wisdomtree U.s. Quality Divi | ETF-Other | 7.25% | +0.39% | +7.20% | |
| 3 | SPYI | Neos S&p 500 High Income ETF | ETF-Large Cap & Growth | 6.05% | +0.48% | +11.51% | |
| 4 | FDVV | Fidelity High Dividend ETF | ETF-Other | 3.85% | +0.04% | +2.33% | |
| 5 | VGT | Vanguard Info Tech ETF | ETF-Tech | 3.39% | -0.05% | +535.51% | |
| 6 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 3.39% | +2.80% | +474.66% | |
| 7 | GARP | Ishares Msci USA Quality Gar | ETF-Other | 3.12% | +0.21% | -8.20% | |
| 8 | VO | Vanguard Mid-cap ETF | ETF-Other | 3.12% | +0.33% | +339.33% | |
| 9 | RWK | Invesco S&p Midcap 400 Rev | ETF-Other | 3.03% | +0.18% | +2.96% | |
| 10 | HEGD | Swan Hedged Equity US Lg Cap | ETF-Other | 2.99% | +0.54% | +24.98% | |
| 11 | TPYP | Tortoise North American Pipe | ETF-Other | 2.66% | -0.12% | +7.00% | |
| 12 | VUG | Vanguard Growth ETF | ETF-Other | 2.43% | +0.04% | +469.24% | |
| 13 | IDMO | Invesco S&p International De | ETF-Other | 2.26% | -0.12% | -4.83% | |
| 14 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 2.18% | +0.14% | +19.31% | |
| 15 | IWMI | Neos Russell 2000 High Inc | ETF-Small Cap | 1.81% | +0.30% | +17.66% | |
| 16 | RSPU | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.81% | -0.27% | -3.85% | |
| 17 | FEZ | State Street Spdr Euro Stoxx | ETF-Other | 1.75% | +0.28% | +19.17% | |
| 18 | UTWO | F/m US Treasury 2 Year Note | ETF-Gov Bonds | 1.70% | -0.17% | +1.20% | |
| 19 | EFAA | Invesco Msci Eafe Income Adv | ETF-Other | 1.52% | +0.19% | +19.38% | |
| 20 | ITA | Ishares U.s. Aerospace & Def | ETF-Other | 1.48% | +0.13% | +9.89% | |
| 21 | HELO | Jpmorgan Hedged Equity ETF | ETF-Other | 1.33% | -1.04% | -41.30% | |
| 22 | AAPL | Apple Inc | Stock-Tech | 1.21% | +0.02% | -1.43% | |
| 23 | IBM | Intl Business Machines CORP | Stock-Tech | 1.12% | +0.10% | +4.83% | |
| 24 | TBIL | F/m US Treasury 3 Month Bill | ETF-Gov Bonds | 1.04% | -0.10% | +0.89% | |
| 25 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.97% | +0.16% | +14.90% | |
| 26 | HGER | Harbor Commodity All Weather | ETF-Commodities | 0.97% | +0.12% | +33.53% | |
| 27 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 0.87% | -0.06% | +4.12% | |
| 28 | VTIP | Vanguard Short-term Tips | ETF-Other | 0.82% | +0.72% | +824.33% | |
| 29 | NSC | Norfolk Southern CORP | Stock-Industrials | 0.81% | -0.01% | — | |
| 30 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.81% | -0.05% | -0.36% | |
| 31 | OBIL | F/m US Treasury 12 Month Bil | ETF-Gov Bonds | 0.80% | -0.08% | +0.52% | |
| 32 | SOXX | Ishares Semiconductor ETF | ETF-Other | 0.74% | +0.28% | -8.28% | |
| 33 | NVDA | Nvidia CORP | Stock-Tech | 0.73% | +0.33% | +76.38% | |
| 34 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.69% | +0.19% | +18.93% | |
| 35 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 0.65% | -0.07% | +0.89% | |
| 36 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.65% | -0.33% | -33.22% | |
| 37 | SFLR | Innovator Eqty Mgd Floor ETF | ETF-Other | 0.64% | -0.08% | -10.32% | |
| 38 | XBIL | F/m US Treasury 6 Month Bill | ETF-Gov Bonds | 0.63% | -0.06% | +1.19% | |
| 39 | MSFT | Microsoft CORP | Stock-Tech | 0.63% | -0.02% | +5.60% | |
| 40 | NULG | Nuveen Esg Lrg-cap Grw ETF | ETF-Other | 0.53% | +0.05% | -5.26% | |
| 41 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.52% | -0.05% | +0.02% | |
| 42 | CRWD | Crowdstrike Holdings Inc - A | Stock-Tech | 0.47% | +0.17% | -9.65% | |
| 43 | AIQ | Global X Art Intel & Tech | ETF-Tech | 0.47% | +0.15% | +14.32% | |
| 44 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.44% | +0.03% | +4.37% | |
| 45 | AMGN | Amgen Inc | Stock-Healthcare | 0.44% | — | +9.35% | |
| 46 | QDPL | Pacer Met US Lrg Cap Dvd 400 | ETF-Other | 0.39% | -0.21% | -36.42% | |
| 47 | ETN | Eaton Corporation plc | Stock-Industrials | 0.38% | +0.03% | +1.81% | |
| 48 | HD | Home Depot Inc | Stock-Consumer Disc | 0.38% | +0.06% | +22.75% | |
| 49 | ANET | Arista Networks Inc | Stock-Tech | 0.38% | +0.09% | +3.89% | |
| 50 | AXP | American Express Co | Stock-Financials | 0.37% | +0.06% | +18.02% |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+2.5%
Performance Last 4 Quarters
+15.8%
- Stdev
- +9.2%
- Beta
- +0.63
- Alpha
- +2.2%
- Max Drawdown
- -4.7%
- Annualized Perf
- +14.8%
- Batting Avg vs S&P
- +44.4%
- Sortino
- +2.8
- Stutzer
- +0.44
- Treynor
- +0.23
- Sterling
- +1.01
- Calmar
- +3.14
- Information Ratio
- -0.8
- Tracking Error
- +6%
- Stdev Down
- +5.1%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +23%
- Worst 12 Months
- +14.4%
- Efficiency Ratio
- +0.54
- Sharpe
- +1.56
- Stdev Sectors
- +9.8%
- Skewness
- -0.65
- Kurtosis
- +0.18
- Upside Potential
- +4.17
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Marshall & Sterling Wealth Advisors Inc.'s most significant position changes for 2026-06-30: New buy: Ss Spdr S&p Telecom ETF (XTL); Sold out: Honeywell International Inc (HON); New buy: ; New buy: ; New buy: Ss Health Care Select Sector (XLV).
Showing top 200 changes by size (of 357 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | RSP | Invesco S&p 500 Equal Weight | +2.8% | +474.66% | Add |
| 2 | VTIP | Vanguard Short-term Tips | +0.7% | +824.33% | Add |
| 3 | HEGD | Swan Hedged Equity US Lg Cap | +0.5% | +24.98% | Add |
| 4 | SPYI | Neos S&p 500 High Income ETF | +0.5% | +11.51% | Add |
| 5 | DGRW | Wisdomtree U.s. Quality Divi | +0.4% | +7.20% | Add |
| 6 | VO | Vanguard Mid-cap ETF | +0.3% | +339.33% | Add |
| 7 | NVDA | Nvidia CORP | +0.3% | +76.38% | Add |
| 8 | IWMI | Neos Russell 2000 High Inc | +0.3% | +17.66% | Add |
| 9 | FEZ | State Street Spdr Euro Stoxx | +0.3% | +19.17% | Add |
| 10 | SOXX | Ishares Semiconductor ETF | +0.3% | -8.28% | Trim |
| 11 | XTL | Ss Spdr S&p Telecom ETF | +0.2% | NEW | New buy |
| 12 | GARP | Ishares Msci USA Quality Gar | +0.2% | -8.20% | Trim |
| 13 | XLK | Ss Technology Select Sector | +0.2% | +885.71% | Add |
| 14 | EFAA | Invesco Msci Eafe Income Adv | +0.2% | +19.38% | Add |
| 15 | QQQ | Invesco Qqq Trust Series 1 | +0.2% | +18.93% | Add |
| 16 | RWK | Invesco S&p Midcap 400 Rev | +0.2% | +2.96% | Add |
| 17 | CRWD | Crowdstrike Holdings Inc - A | +0.2% | -9.65% | Trim |
| 18 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.2% | +14.90% | Add |
| 19 | AIQ | Global X Art Intel & Tech | +0.2% | +14.32% | Add |
| 20 | IEF | Ishares 7-10 Year Treasury B | +0.1% | +19.31% | Add |
| 21 | VTV | Vanguard Value ETF | +0.1% | +68.31% | Add |
| 22 | ITA | Ishares U.s. Aerospace & Def | +0.1% | +9.89% | Add |
| 23 | HGER | Harbor Commodity All Weather | +0.1% | +33.53% | Add |
| 24 | VEA | Vanguard Ftse Developed ETF | +0.1% | +173.18% | Add |
| 25 | QTUM | Defiance Quantum ETF | +0.1% | +8.25% | Add |
| 26 | IBM | Intl Business Machines CORP | +0.1% | +4.83% | Add |
| 27 | IGM | Ishares Expanded Tech Sector | +0.1% | +14.69% | Add |
| 28 | ANET | Arista Networks Inc | +0.1% | +3.89% | Add |
| 29 | ✓ | +0.1% | NEW | New buy | |
| 30 | ✓ | +0.1% | NEW | New buy | |
| 31 | ROM | Proshares Ultra Technology | +0.1% | — | Unchanged |
| 32 | HD | Home Depot Inc | +0.1% | +22.75% | Add |
| 33 | AXP | American Express Co | +0.1% | +18.02% | Add |
| 34 | RIO | Rio Tinto Plc-spon Adr | +0.1% | +30.88% | Add |
| 35 | NULG | Nuveen Esg Lrg-cap Grw ETF | +0.1% | -5.26% | Trim |
| 36 | XLV | Ss Health Care Select Sector | +0.1% | NEW | New buy |
| 37 | FLEX | Flex Ltd. | +0.1% | — | Unchanged |
| 38 | XLB | Ss Materials Select Sector | +0.1% | NEW | New buy |
| 39 | FDVV | Fidelity High Dividend ETF | 0% | +2.33% | Add |
| 40 | VUG | Vanguard Growth ETF | 0% | +469.24% | Add |
| 41 | GOOGL | Alphabet Inc-cl A | 0% | +0.92% | Add |
| 42 | ESGD | Ishares Trust Ishares Esg Aw | 0% | +32.06% | Add |
| 43 | AMZN | Amazon.com Inc | 0% | +4.37% | Add |
| 44 | ETN | Eaton Corporation plc | 0% | +1.81% | Add |
| 45 | AVGO | Broadcom Inc | 0% | +0.19% | Add |
| 46 | ABBV | Abbvie Inc | 0% | +8.17% | Add |
| 47 | CAT | Caterpillar Inc | 0% | +0.48% | Add |
| 48 | XSD | Ss Spdr S&p Semiconductor | 0% | — | Unchanged |
| 49 | AMD | Advanced Micro Devices | 0% | -11.43% | Trim |
| 50 | AAPL | Apple Inc | 0% | -1.43% | Trim |
1–50 of 200
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Filing History
FAQ
What is Marshall & Sterling Wealth Advisors Inc. and what type of investor is it?
Marshall & Sterling Wealth Advisors Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $168.9M, spread across 339 disclosed positions.
What are Marshall & Sterling Wealth Advisors Inc.'s largest equity positions?
Based on the latest 13F filing, Marshall & Sterling Wealth Advisors Inc.'s top holdings by market value are:
1. Vanguard Int-term Corporate (VCIT) — $12.7M (7.5%)
2. Wisdomtree U.s. Quality Divi (DGRW) — $12.2M (7.3%)
3. Neos S&p 500 High Income ETF (SPYI) — $10.2M (6.0%)
4. Fidelity High Dividend ETF (FDVV) — $6.5M (3.9%)
5. Vanguard Info Tech ETF (VGT) — $5.7M (3.4%)
What changes did Marshall & Sterling Wealth Advisors Inc. make in its most recent portfolio filing?
In the latest reported quarter, Marshall & Sterling Wealth Advisors Inc. made 134 notable position adjustments: 9 new positions were initiated, 75 existing holdings were added to, 44 positions were partially reduced, and 6 were completely exited. The largest of these moves: New buy: Ss Spdr S&p Telecom ETF (XTL); Sold out: Honeywell International Inc (HON); New buy: ; New buy: ; New buy: Ss Health Care Select Sector (XLV)
What sectors does Marshall & Sterling Wealth Advisors Inc. focus on?
Marshall & Sterling Wealth Advisors Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 37.2%
• Industrials: 15.2%
• Financials: 10.9%
• Health Care: 9.4%
• Consumer Staples: 7.1%
• Consumer Discretionary: 6.9%
Investment Profile
Marshall & Sterling Wealth Advisors Inc. returned an annualized 14.8% over the trailing 18 months — outperforming the S&P 500 by 2.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.63 (less volatile than the market) and a 44% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 37.2% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 25 over the past 4 quarters — a shift toward more active trading.
It has added to its SPYI position over the past two quarters (+$5.7M, now $10.2M), while trimming MOAT over the same stretch (-$8.1M, still holding $487.9K).
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Developer Access
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