M&
Marshall & Sterling Wealth Advisors Inc. 13F Holdings (Q3 2026) — Stock Portfolio & Buys
Marshall & Sterling Wealth Advisors Inc.CIK: 0002056315
Diversified strategyMomentum followerLong-term holder
Total reported value
$174.7M
Reporting period: 2026-09-30 · Number of holdings: 369
Marshall & Sterling Wealth Advisors Inc. disclosed 369 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $174.7M and a quarterly turnover rate of 18.4%.
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Personality snowflake
- Concentration
- 10.81
- Portfolio Stability
- 18.4
- Momentum
- 100
- Sector conviction
- 62.23
- Diversification
- 100
- Sizing Uniformity
- 70.01
Marshall & Sterling Wealth Advisors Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.027 — mathematically equivalent to about 37 equally-sized positions, well below its 369 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.00), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 15% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy CLSE
Sold out RSPU
Trim IEF
-61.5% -$2.3M
Trim HELO
-86.9% -$1.9M
New buy FLRN
New buy USTB
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 369 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DGRW | Wisdomtree U.s. Quality Divi | ETF-Other | 7.18% | -0.07% | +0.69% | |
| 2 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 6.90% | -0.65% | -0.26% | |
| 3 | SPYI | Neos S&p 500 High Income ETF | ETF-Large Cap & Growth | 6.24% | +0.19% | +6.56% | |
| 4 | FDVV | Fidelity High Dividend ETF | ETF-Other | 3.77% | -0.08% | +0.71% | |
| 5 | VGT | Vanguard Info Tech ETF | ETF-Tech | 3.29% | -0.10% | -4.55% | |
| 6 | HEGD | Swan Hedged Equity US Lg Cap | ETF-Other | 3.15% | +0.16% | +8.04% | |
| 7 | VO | Vanguard Mid-cap ETF | ETF-Other | 3.10% | -0.02% | +5.89% | |
| 8 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 2.97% | -0.42% | -7.33% | |
| 9 | GARP | Ishares Msci USA Quality Gar | ETF-Other | 2.96% | -0.16% | -5.02% | |
| 10 | RWK | Invesco S&p Midcap 400 Rev | ETF-Other | 2.78% | -0.25% | +0.47% | |
| 11 | CLSE | Convergence Long/short Eqy | ETF-Other | 2.78% | +2.78% | NEW | |
| 12 | VUG | Vanguard Growth ETF | ETF-Other | 2.63% | +0.20% | +6.98% | |
| 13 | TPYP | Tortoise North American Pipe | ETF-Other | 2.48% | -0.18% | +1.25% | |
| 14 | IDMO | Invesco S&p International De | ETF-Other | 2.20% | -0.06% | -0.42% | |
| 15 | FEZ | State Street Spdr Euro Stoxx | ETF-Other | 2.17% | +0.42% | +31.23% | |
| 16 | UTWO | F/m US Treasury 2 Year Note | ETF-Gov Bonds | 1.74% | +0.04% | +7.40% | |
| 17 | IWMI | Neos Russell 2000 High Inc | ETF-Small Cap | 1.74% | -0.07% | +8.23% | |
| 18 | EFAA | Invesco Msci Eafe Income Adv | ETF-Other | 1.57% | +0.05% | +8.69% | |
| 19 | AAPL | Apple Inc | Stock-Tech | 1.33% | +0.12% | -1.06% | |
| 20 | ITA | Ishares U.s. Aerospace & Def | ETF-Other | 1.25% | -0.23% | +2.30% | |
| 21 | TBIL | F/m US Treasury 3 Month Bill | ETF-Gov Bonds | 1.18% | +0.14% | +16.59% | |
| 22 | FLRN | Ss Spdr Bb Ig Float Rt ETF | ETF-Other | 1.13% | +1.13% | NEW | |
| 23 | HGER | Harbor Commodity All Weather | ETF-Commodities | 1.11% | +0.14% | -0.97% | |
| 24 | USTB | Victoryshares Short-term Bon | ETF-Other | 1.07% | +1.07% | NEW | |
| 25 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.95% | -0.02% | -1.09% | |
| 26 | VTIP | Vanguard Short-term Tips | ETF-Other | 0.90% | +0.08% | +15.52% | |
| 27 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 0.84% | -0.03% | +1.59% | |
| 28 | IBM | Intl Business Machines CORP | Stock-Tech | 0.83% | -0.29% | -1.61% | |
| 29 | MSFT | Microsoft CORP | Stock-Tech | 0.81% | +0.18% | -1.98% | |
| 30 | OBIL | F/m US Treasury 12 Month Bil | ETF-Gov Bonds | 0.81% | +0.01% | +4.70% | |
| 31 | NVDA | Nvidia CORP | Stock-Tech | 0.80% | +0.07% | +0.38% | |
| 32 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.78% | -0.03% | — | |
| 33 | NSC | Norfolk Southern CORP | Stock-Industrials | 0.77% | -0.04% | +0.18% | |
| 34 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 0.77% | -1.41% | -61.50% | |
| 35 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.70% | +0.01% | +3.92% | |
| 36 | XBIL | F/m US Treasury 6 Month Bill | ETF-Gov Bonds | 0.65% | +0.02% | +5.66% | |
| 37 | SFLR | Innovator Eqty Mgd Floor ETF | ETF-Other | 0.63% | -0.01% | +1.40% | |
| 38 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 0.63% | -0.02% | +0.90% | |
| 39 | USFR | Wisdomtree Floating Rate Tre | ETF-Other | 0.58% | +0.58% | +50002.50% | |
| 40 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.57% | -0.08% | -7.58% | |
| 41 | CRWD | Crowdstrike Holdings Inc - A | Stock-Tech | 0.56% | +0.09% | +254.05% | |
| 42 | NULG | Nuveen Esg Lrg-cap Grw ETF | ETF-Other | 0.52% | -0.01% | +4.54% | |
| 43 | CIBR | First Trust Nasdaq Cybersecu | ETF-Tech | 0.51% | +0.17% | +35.64% | |
| 44 | SOXX | Ishares Semiconductor ETF | ETF-Other | 0.51% | -0.23% | -20.04% | |
| 45 | VTV | Vanguard Value ETF | ETF-Other | 0.50% | +0.16% | +53.24% | |
| 46 | GLDM | Spdr Gold Minishares Trust | ETF-Commodities | 0.48% | +0.16% | +48.88% | |
| 47 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.48% | -0.04% | -5.27% | |
| 48 | AMGN | Amgen Inc | Stock-Healthcare | 0.47% | +0.03% | -6.13% | |
| 49 | AIQ | Global X Art Intel & Tech | ETF-Tech | 0.46% | -0.01% | +2.58% | |
| 50 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.46% | +0.02% | +1.56% |
1–50 of 200
Portfolio Performance
Performance for Q4 2026
+1.5%
Performance Last 4 Quarters
+11.4%
- Stdev
- +9%
- Beta
- +0.65
- Alpha
- +1%
- Max Drawdown
- -4.7%
- Annualized Perf
- +12.7%
- Batting Avg vs S&P
- +45%
- Sortino
- +2.43
- Stutzer
- +0.39
- Treynor
- +0.19
- Sterling
- +0.86
- Calmar
- +2.69
- Information Ratio
- -0.91
- Tracking Error
- +5.8%
- Stdev Down
- +5.1%
- Winning Months %
- +70%
- Losing Months %
- +30%
- Best 12 Months
- +23%
- Worst 12 Months
- +10.6%
- Efficiency Ratio
- +0.48
- Sharpe
- +1.38
- Stdev Sectors
- +10.3%
- Skewness
- -0.53
- Kurtosis
- +0.01
- Upside Potential
- +3.9
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Marshall & Sterling Wealth Advisors Inc.'s most significant position changes for 2026-09-30: New buy: Convergence Long/short Eqy (CLSE); Sold out: Invesco S&p 500 Equal Weight (RSPU); New buy: Ss Spdr Bb Ig Float Rt ETF (FLRN); New buy: Victoryshares Short-term Bon (USTB); New buy: .
Showing top 200 changes by size (of 386 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | CLSE | Convergence Long/short Eqy | +2.8% | NEW | New buy |
| 2 | FLRN | Ss Spdr Bb Ig Float Rt ETF | +1.1% | NEW | New buy |
| 3 | USTB | Victoryshares Short-term Bon | +1.1% | NEW | New buy |
| 4 | USFR | Wisdomtree Floating Rate Tre | +0.6% | +50002.50% | Add |
| 5 | FEZ | State Street Spdr Euro Stoxx | +0.4% | +31.23% | Add |
| 6 | VUG | Vanguard Growth ETF | +0.2% | +6.98% | Add |
| 7 | SPYI | Neos S&p 500 High Income ETF | +0.2% | +6.56% | Add |
| 8 | ✓ | +0.2% | NEW | New buy | |
| 9 | MSFT | Microsoft CORP | +0.2% | -1.98% | Trim |
| 10 | CIBR | First Trust Nasdaq Cybersecu | +0.2% | +35.64% | Add |
| 11 | HEGD | Swan Hedged Equity US Lg Cap | +0.2% | +8.04% | Add |
| 12 | VTV | Vanguard Value ETF | +0.2% | +53.24% | Add |
| 13 | GLDM | Spdr Gold Minishares Trust | +0.2% | +48.88% | Add |
| 14 | USRT | Ishares Core US Reit ETF | +0.2% | NEW | New buy |
| 15 | VEA | Vanguard Ftse Developed ETF | +0.2% | +87.86% | Add |
| 16 | HGER | Harbor Commodity All Weather | +0.1% | -0.97% | Trim |
| 17 | TBIL | F/m US Treasury 3 Month Bill | +0.1% | +16.59% | Add |
| 18 | AAPL | Apple Inc | +0.1% | -1.06% | Trim |
| 19 | CRWD | Crowdstrike Holdings Inc - A | +0.1% | +254.05% | Add |
| 20 | XLC | Ss Comm Select Sector Spdr | +0.1% | NEW | New buy |
| 21 | VTIP | Vanguard Short-term Tips | +0.1% | +15.52% | Add |
| 22 | PSX | Phillips 66 | +0.1% | — | Unchanged |
| 23 | NVDA | Nvidia CORP | +0.1% | +0.38% | Add |
| 24 | PRF | Invesco Rafi US 1000 ETF | +0.1% | NEW | New buy |
| 25 | EFAA | Invesco Msci Eafe Income Adv | +0.1% | +8.69% | Add |
| 26 | CBOE | Cboe Global Markets Inc | +0.1% | +3.44% | Add |
| 27 | UTWO | F/m US Treasury 2 Year Note | 0% | +7.40% | Add |
| 28 | XLB | Ss Materials Select Sector | 0% | +99.20% | Add |
| 29 | ✓ | 0% | +52.22% | Add | |
| 30 | EFA | Ishares Msci Eafe ETF | 0% | NEW | New buy |
| 31 | IJH | Ishares Core S&p Midcap ETF | 0% | +124.97% | Add |
| 32 | COP | Conocophillips | 0% | — | Unchanged |
| 33 | AMGN | Amgen Inc | 0% | -6.13% | Trim |
| 34 | MCK | Mckesson CORP | 0% | -0.46% | Trim |
| 35 | XBIL | F/m US Treasury 6 Month Bill | 0% | +5.66% | Add |
| 36 | ANET | Arista Networks Inc | 0% | -9.47% | Trim |
| 37 | AMZN | Amazon.com Inc | 0% | +1.56% | Add |
| 38 | DHS | Wisdomtree US High Dividend | 0% | NEW | New buy |
| 39 | DON | Wisdomtree US Midcap Dividen | 0% | NEW | New buy |
| 40 | PLTR | Palantir Technologies Inc-a | 0% | — | Unchanged |
| 41 | OBIL | F/m US Treasury 12 Month Bil | 0% | +4.70% | Add |
| 42 | QQQ | Invesco Qqq Trust Series 1 | 0% | +3.92% | Add |
| 43 | RIO | Rio Tinto Plc-spon Adr | 0% | +8.61% | Add |
| 44 | VOO | Vanguard S&p 500 ETF | 0% | +10.34% | Add |
| 45 | ESGD | Ishares Trust Ishares Esg Aw | 0% | +5.59% | Add |
| 46 | ADP | Automatic Data Processing | 0% | — | Unchanged |
| 47 | SCI | Service CORP International | 0% | NEW | New buy |
| 48 | ARKW | Ark Next Generation Internet | 0% | — | Unchanged |
| 49 | MPC | Marathon Petroleum CORP | 0% | — | Unchanged |
| 50 | LRCX | Lam Research CORP | 0% | NEW | New buy |
1–50 of 200
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Filing History
FAQ
What is Marshall & Sterling Wealth Advisors Inc. and what type of investor is it?
Marshall & Sterling Wealth Advisors Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $174.7M, spread across 369 disclosed positions.
What are Marshall & Sterling Wealth Advisors Inc.'s largest equity positions?
Based on the latest 13F filing, Marshall & Sterling Wealth Advisors Inc.'s top holdings by market value are:
1. Wisdomtree U.s. Quality Divi (DGRW) — $12.5M (7.2%)
2. Vanguard Int-term Corporate (VCIT) — $12.0M (6.9%)
3. Neos S&p 500 High Income ETF (SPYI) — $10.9M (6.2%)
4. Fidelity High Dividend ETF (FDVV) — $6.6M (3.8%)
5. Vanguard Info Tech ETF (VGT) — $5.7M (3.3%)
What changes did Marshall & Sterling Wealth Advisors Inc. make in its most recent portfolio filing?
In the latest reported quarter, Marshall & Sterling Wealth Advisors Inc. made 152 notable position adjustments: 29 new positions were initiated, 72 existing holdings were added to, 38 positions were partially reduced, and 13 were completely exited. The largest of these moves: New buy: Convergence Long/short Eqy (CLSE); Sold out: Invesco S&p 500 Equal Weight (RSPU); New buy: Ss Spdr Bb Ig Float Rt ETF (FLRN); New buy: Victoryshares Short-term Bon (USTB); New buy:
What sectors does Marshall & Sterling Wealth Advisors Inc. focus on?
Marshall & Sterling Wealth Advisors Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 38.9%
• Industrials: 14.4%
• Financials: 10.9%
• Health Care: 9.7%
• Consumer Staples: 6.6%
• Consumer Discretionary: 6.4%
Investment Profile
Marshall & Sterling Wealth Advisors Inc. returned an annualized 12.7% over the trailing 20 months — outperforming the S&P 500 by 1.0 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.65 (less volatile than the market) and a 45% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 38.9% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 39 to 18 over the past 4 quarters — a shift toward longer holding periods.
It has added to its SPYI position over the past two quarters (+$2.4M, now $10.9M), while trimming HELO over the same stretch (-$3.3M, still holding $301.3K).
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Developer Access
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REST API
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