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Mariner Wealth Advisors-NYC, LLC Historical SEC 13F Holdings & Archive (Q1 2015)
Mariner Wealth Advisors-NYC, LLCCIK: 0001642112
Diversified strategyLong-term holderSector-focused
Total reported value
$209.3M
Reporting period: 2015-03-31 · Number of holdings: 773
Mariner Wealth Advisors-NYC, LLC disclosed 773 holdings in its latest 13F filing for the period ending 2015-03-31, with total reported value of $209.3M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 26.96
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 83.24
- Diversification
- 100
- Sizing Uniformity
- 28.47
Mariner Wealth Advisors-NYC, LLC's disclosed holdings carry a Herfindahl concentration index of 0.067 — mathematically equivalent to about 15 equally-sized positions, well below its 773 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 7.15), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 9% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 773 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VNQ | Vanguard Real Estate ETF | ETF-Other | 12.22% | — | — | — |
| 2 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 11.85% | — | — | — |
| 3 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 8.89% | — | — | — |
| 4 | EFA | Ishares Msci Eafe ETF | ETF-Other | 8.26% | — | — | — |
| 5 | ✓ | Powershares | Stock-Other | 8.09% | — | — | — |
| 6 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 7.88% | — | — | — |
| 7 | AMLPUSD | Alerian Mlp ETF | ETF-Other | 7.35% | — | — | — |
| 8 | GLD | Spdr Gold Shares | ETF-Commodities | 3.36% | — | — | — |
| 9 | APO | Apollo Global Management, Inc. | Stock-Financials | 3.33% | — | — | — |
| 10 | IWO | Ishares Russell 2000 Growth | ETF-Small Cap | 3.31% | — | — | — |
| 11 | TIP | Ishares Tips Bond ETF | ETF-Other | 3.30% | — | — | — |
| 12 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 2.18% | — | — | — |
| 13 | IWF | Ishares Russell 1000 Growth | ETF-Other | 1.76% | — | — | — |
| 14 | AIVL | Wisdomtree US Ai Enhanced Va | ETF-Other | 0.70% | — | — | — |
| 15 | AMJEUR | Jpmorgan Alerian Mlp Index | ETF-Large Cap & Growth | 0.52% | — | — | — |
| 16 | XHB | Ss Spdr S&p Homebldrs ETF | ETF-Other | 0.46% | — | — | — |
| 17 | CHDN | Churchill Downs Inc | Stock-Consumer Disc | 0.44% | — | — | — |
| 18 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 0.39% | — | — | — |
| 19 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.39% | — | — | — |
| 20 | GS | Goldman Sachs Group Inc | Stock-Financials | 0.38% | — | — | — |
| 21 | XOM | Exxon Mobil CORP | Stock-Energy | 0.37% | — | — | — |
| 22 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.37% | — | — | — |
| 23 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 0.36% | — | — | — |
| 24 | GSG | Ishares S&p Gsci Commodity I | ETF-Commodities | 0.35% | — | — | — |
| 25 | AAPL | Apple Inc | Stock-Tech | 0.31% | — | — | — |
| 26 | IAUUSD | Ishares Gold Trust | ETF-Commodities | 0.30% | — | — | — |
| 27 | DVY | Ishares Select Dividend ETF | ETF-Other | 0.26% | — | — | — |
| 28 | RWR | Ss Spdr Dow Jones Reit ETF | ETF-Other | 0.26% | — | — | — |
| 29 | NRK | Nuveen Ny Amt-fr Muni Inc | Stock-Other | 0.25% | — | — | — |
| 30 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 0.21% | — | — | — |
| 31 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.20% | — | — | — |
| 32 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.20% | — | — | — |
| 33 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.20% | — | — | — |
| 34 | NEE | Nextera Energy Inc | Stock-Utilities | 0.17% | — | — | — |
| 35 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.17% | — | — | — |
| 36 | PM | Philip Morris International | Stock-Consumer Staples | 0.17% | — | — | — |
| 37 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.16% | — | — | — |
| 38 | T | At&t Inc | Stock-Comm Services | 0.15% | — | — | — |
| 39 | MO | Altria Group Inc | Stock-Consumer Staples | 0.14% | — | — | — |
| 40 | ABT | Abbott Laboratories | Stock-Healthcare | 0.14% | — | — | — |
| 41 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.14% | — | — | — |
| 42 | ✓ | Stock-Other | 0.14% | — | — | — | |
| 43 | DXJ | Wisdomtree Japan Hedged Eq | ETF-Other | 0.13% | — | — | — |
| 44 | MSFT | Microsoft CORP | Stock-Tech | 0.13% | — | — | — |
| 45 | EWW | Ishares Msci Mexico ETF | ETF-Other | 0.12% | — | — | — |
| 46 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.12% | — | — | — |
| 47 | IBM | Intl Business Machines CORP | Stock-Tech | 0.12% | — | — | — |
| 48 | FXI | Ishares China Large-cap ETF | ETF-Emerging Markets | 0.12% | — | — | — |
| 49 | XLF | Ss Financial Select Sector | ETF-Other | 0.11% | — | — | — |
| 50 | ABBV | Abbvie Inc | Stock-Healthcare | 0.11% | — | — | — |
1–50 of 200
Reported value over time
Not enough data yet to compute personality scores
Sector allocation
Sector allocation over time
Not enough sector-mapped data yet
Quarterly history
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Mariner Wealth Advisors-NYC, LLC and what type of investor is it?
Mariner Wealth Advisors-NYC, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2015-03-31), the firm manages a tracked equity portfolio valued at approximately $209.3M, spread across 773 disclosed positions.
What are Mariner Wealth Advisors-NYC, LLC's largest equity positions?
Based on the latest 13F filing, Mariner Wealth Advisors-NYC, LLC's top holdings by market value are:
1. Vanguard Real Estate ETF (VNQ) — $25.6M (12.2%)
2. Ishares Core S&p 500 ETF (IVV) — $24.8M (11.8%)
3. Ishares Russell 2000 ETF (IWM) — $18.6M (8.9%)
4. Ishares Msci Eafe ETF (EFA) — $17.3M (8.3%)
5. Powershares — $16.9M (8.1%)
What changes did Mariner Wealth Advisors-NYC, LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Mariner Wealth Advisors-NYC, LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Mariner Wealth Advisors-NYC, LLC focus on?
Mariner Wealth Advisors-NYC, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 48.1%
• Health Care: 12.6%
• Consumer Staples: 9.8%
• Communication Services: 8.9%
• Information Technology: 8.5%
• Energy: 5.8%
Investment Profile
Mariner Wealth Advisors-NYC, LLC's portfolio is broadly diversified and long-term-holding, with 48.1% of the portfolio concentrated in Financials.
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