13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001040197
Total reported value
$26.6B
$26.6B
3327 檔
9.7%
At the close of Q4 2024, MAI Capital Management disclosed equity holdings valued at approximately $26.6B, spread across 3327 reported holdings.
In Q4 2024, MAI Capital Management displayed an active expansion posture, initiating 61 new positions and adding to 112 existing holdings, outstripping position reductions.
Showing top 200 holdings (of 3327 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 7.05% | +0.58% | +8.01% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 3.53% | -0.23% | +10.72% | |
| 3 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 3.26% | -0.17% | — | |
| 4 | MSFT | Microsoft CORP | Stock-Tech | 3.03% | -0.50% | +9.01% | |
| 5 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 2.15% | -0.46% | +12.23% | |
| 6 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.72% | -0.11% | +7.69% | |
| 7 | NVDA | Nvidia CORP | Stock-Tech | 1.57% | +0.64% | +4.43% | |
| 8 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 1.55% | -0.24% | +12.43% | |
| 9 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 1.45% | -0.15% | +35.51% | |
| 10 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 1.35% | -0.08% | +3.34% | |
| 11 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 1.27% | +0.22% | +6.33% | |
| 12 | IWF | Ishares Russell 1000 Growth | ETF-Other | 1.27% | -0.20% | +8.58% | |
| 13 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.25% | -0.15% | — | |
| 14 | AVGO | Broadcom Inc | Stock-Tech | 1.23% | -0.12% | +18.50% | |
| 15 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.19% | +0.13% | — | |
| 16 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 1.06% | -0.31% | — | |
| 17 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 1.06% | -0.22% | — | |
| 18 | MDY | State Street Spdr S&p Midcap | ETF-Other | 1.04% | -0.20% | +3.30% | |
| 19 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.02% | +0.13% | — | |
| 20 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 1.02% | +0.15% | +25.59% | |
| 21 | V | Visa Inc-class A Shares | Stock-Financials | 0.92% | -0.12% | +12.32% | |
| 22 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.91% | -0.13% | +25.32% | |
| 23 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.90% | -0.08% | +8.54% | |
| 24 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.81% | +0.72% | +3.83% | |
| 25 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.75% | -0.08% | +3.42% | |
| 26 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 0.74% | -0.25% | +46.41% | |
| 27 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.72% | -0.10% | +20.47% | |
| 28 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.71% | -0.17% | — | |
| 29 | HD | Home Depot Inc | Stock-Consumer Disc | 0.70% | -0.10% | +12.99% | |
| 30 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.69% | -0.24% | +16.99% | |
| 31 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.67% | -0.20% | +13.94% | |
| 32 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.66% | -0.13% | +15.21% | |
| 33 | ABBV | Abbvie Inc | Stock-Healthcare | 0.66% | -0.13% | — | |
| 34 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.66% | +0.07% | +10.25% | |
| 35 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.66% | -0.15% | +28.75% | |
| 36 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.64% | +0.06% | +1.20% | |
| 37 | SHW | Sherwin-williams Co/the | Stock-Materials | 0.63% | -0.13% | +20.21% | |
| 38 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 0.61% | -0.18% | — | |
| 39 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 0.56% | -0.19% | — | |
| 40 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.55% | -0.24% | +28.75% | |
| 41 | PULS | Pgim Ultra Short Bond ETF | ETF-Other | 0.54% | -0.14% | — | |
| 42 | IJK | Ishares S&p Mid-cap 400 Grow | ETF-Other | 0.53% | -0.09% | +4.31% | |
| 43 | BKNG | Booking Holdings Inc | Stock-Consumer Disc | 0.49% | -0.07% | — | |
| 44 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.48% | +0.33% | +54.65% | |
| 45 | RTX | Rtx CORP | Stock-Industrials | 0.47% | -0.19% | +17.85% | |
| 46 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.46% | -0.08% | +331.13% | |
| 47 | MA | Mastercard Inc - A | Stock-Financials | 0.46% | -0.06% | +23.04% | |
| 48 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.44% | -0.09% | +4.05% | |
| 49 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 0.44% | -0.15% | — | |
| 50 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.43% | -0.13% | +426.87% |
According to official SEC Form 13F filings, MAI Capital Management reported a total U.S. public equity portfolio value of $26.6B across 3327 disclosed positions in Q4 2024.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including IVV, AAPL, SPY) accounted for 9.7% of total reported equity market value during Q4 2024.
Top New Position Initiated
SGOV
市值: $142.7M
Top Position Liquidated / Trimmed
前期市值: $19.2M
During Q4 2024, MAI Capital Management's top holdings by market value included IVV (7.0%)、AAPL (3.5%)、SPY (3.3%). The largest single position, IVV, represented 7.0% of total portfolio value.
In Q4 2024, MAI Capital Management made 200 total portfolio adjustments, initiating 61 new buys, adding to 112 positions, trimming 6 holdings, and fully liquidating 21 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.