13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001602476
Total reported value
$329.9M
$329.9M
82 檔
13.3%
The Q1 2025 SEC filing reveals that Lumbard & Kellner, LLC held a total portfolio value of $329.9M, covering 82 public equity positions.
Lumbard & Kellner, LLC executed strategic sector rebalancing during Q1 2025, establishing 21 new positions while fully exiting 19 holdings and trimming 5 positions.
In terms of portfolio concentration, the top 5 core holdings (including ORCL, SPMD, MET) accounted for 13.3% of total reported equity market value during Q1 2025.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ORCL | Oracle CORP | Stock-Tech | 4.11% | -0.02% | +0.94% | |
| 2 | SPMD | Ss Spdr P S&p 400 Midcap ETF | ETF-Other | 4.00% | +0.03% | +72.83% | |
| 3 | MET | Metlife Inc | Stock-Financials | 3.87% | +0.14% | -0.47% | |
| 4 | VYMI | Vanguard Int High Dvd Yld In | ETF-Other | 3.73% | -0.21% | +0.03% | |
| 5 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 3.67% | -0.09% | +12.34% | |
| 6 | PBR | Petroleo Brasileiro-spon Adr | Stock-Energy | 3.26% | -1.61% | -0.05% | |
| 7 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 3.24% | +0.71% | +1.24% | |
| 8 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 3.11% | -1.19% | +26.26% | |
| 9 | KMI | Kinder Morgan, Inc. | Stock-Energy | 3.05% | -0.46% | -0.16% | |
| 10 | BE | Bloom Energy Corp- A | Stock-Industrials | 3.02% | +0.39% | +0.99% | |
| 11 | GS | Goldman Sachs Group Inc | Stock-Financials | 3.00% | +0.19% | -0.09% | |
| 12 | CSCO | Cisco Systems Inc | Stock-Tech | 2.83% | -0.84% | +0.03% | |
| 13 | XBI | Ss Spdr S&p Biotech ETF | ETF-Tech | 2.75% | +0.30% | NEW | |
| 14 | NOC | Northrop Grumman CORP | Stock-Industrials | 2.72% | -0.72% | -0.17% | |
| 15 | FSLR | First Solar Inc | Stock-Tech | 2.59% | +0.13% | +71.02% | |
| 16 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.40% | +0.06% | +2215.55% | |
| 17 | FLKR | Franklin Ftse South Korea | ETF-Other | 2.24% | +0.60% | -2.27% | |
| 18 | FLBR | Franklin Ftse Brazil ETF | ETF-Other | 1.92% | -0.48% | +0.78% | |
| 19 | HBM | Hudbay Minerals Inc | Stock-Other | 1.80% | -0.04% | +31.44% | |
| 20 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 1.76% | -0.10% | — | |
| 21 | AMD | Advanced Micro Devices | Stock-Tech | 1.73% | +0.17% | NEW | |
| 22 | MSFT | Microsoft CORP | Stock-Tech | 1.67% | -0.11% | — | |
| 23 | GPRE | Green Plains Inc | Stock-Other | 1.58% | -0.15% | EXIT | |
| 24 | CIEN | Ciena CORP | Stock-Tech | 1.57% | -0.08% | -8.33% | |
| 25 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 1.49% | -0.01% | +5.12% | |
| 26 | DV | Doubleverify Holdings Inc | Stock-Other | 1.46% | — | +56.87% | |
| 27 | EIDO | Ishares Msci Indonesia ETF | ETF-Other | 1.45% | -0.42% | +0.23% | |
| 28 | KTOS | Kratos Defense & Security | Stock-Industrials | 1.40% | -0.95% | +5.94% | |
| 29 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.38% | +0.01% | -11.93% | |
| 30 | FIVN | Five9 Inc | Stock-Tech | 1.33% | — | — | |
| 31 | QABA | First Trust Nasdaq Aba Cbif | ETF-Tech | 1.33% | +0.02% | — | |
| 32 | SNOW | Snowflake Inc | Stock-Tech | 1.33% | — | — | |
| 33 | VAL | Valaris Limited | Stock-Energy | 1.30% | — | +0.42% | |
| 34 | PRU | Prudential Financial Inc | Stock-Financials | 1.29% | — | -0.08% | |
| 35 | PFE | Pfizer Inc | Stock-Healthcare | 1.21% | — | -3.46% | |
| 36 | FRDM | Freedom 100 Emeging Mrkt ETF | ETF-Other | 1.21% | +0.49% | +0.04% | |
| 37 | AAPL | Apple Inc | Stock-Tech | 1.18% | +0.03% | -2.98% | |
| 38 | FE | Firstenergy CORP | Stock-Utilities | 1.17% | -0.03% | -2.44% | |
| 39 | LMT | Lockheed Martin CORP | Stock-Industrials | 1.03% | -0.57% | -51.83% | |
| 40 | WWW | Wolverine World Wide Inc | Stock-Other | 1.02% | — | -3.97% | |
| 41 | PRIM | Primoris Services CORP | Stock-Industrials | 0.94% | -0.65% | — | |
| 42 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.92% | +0.13% | -18.53% | |
| 43 | PLUS | Eplus Inc | Stock-Other | 0.79% | — | -5.55% | |
| 44 | CLIP | Global X 1-3 Month T-bill | ETF-Other | 0.75% | -0.15% | +10.14% | |
| 45 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.72% | -0.04% | — | |
| 46 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.72% | — | — | |
| 47 | SDRL | Seadrill Limited | Stock-Other | 0.70% | — | -0.07% | |
| 48 | SCHO | Schwab Short-term US Treas | ETF-Other | 0.57% | -0.16% | EXIT | |
| 49 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 0.54% | — | — | |
| 50 | XOM | Exxon Mobil CORP | Stock-Energy | 0.46% | -0.46% | EXIT |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | RSP | Invesco S&p 500 Equal Weight | +2.8% | +12.34% | Add |
| 2 | CSCO | Cisco Systems Inc | +2.6% | +0.03% | Add |
| 3 | NOC | Northrop Grumman CORP | +1.8% | -0.17% | Add |
| 4 | BRK-A | Berkshire Hathaway Inc-cl A | +1.4% | — | Add |
| 5 | DV | Doubleverify Holdings Inc | +1.2% | +56.87% | Add |
| 6 | PRU | Prudential Financial Inc | -1.7% | -0.08% | Trim |
| 7 | VTI | Vanguard Total Stock Mkt ETF | -2% | -11.93% | Trim |
| 8 | STNG | Scorpio Tankers Inc. | -2.3% | -15.54% | Trim |
| 9 | AMAT | Applied Materials Inc | -3.3% | — | Trim |
| 10 | QQQ | Invesco Qqq Trust Series 1 | -3.8% | — | Trim |
| 11 | ICSH | Ishares Ultra Short Duration | — | EXIT | Sold out |
| 12 | ORCL | Oracle CORP | — | NEW | New buy |
| 13 | SPMD | Ss Spdr P S&p 400 Midcap ETF | — | NEW | New buy |
| 14 | VYMI | Vanguard Int High Dvd Yld In | — | NEW | New buy |
| 15 | FDX | Fedex CORP | — | EXIT | Sold out |
| 16 | FCX | Freeport-mcmoran Inc | — | EXIT | Sold out |
| 17 | PBR | Petroleo Brasileiro-spon Adr | — | NEW | New buy |
| 18 | BIL | Ss Spdr Bb 1-3m T-bill ETF | — | NEW | New buy |
| 19 | BE | Bloom Energy Corp- A | — | NEW | New buy |
| 20 | GLNG | Golar LNG Limited | — | EXIT | Sold out |
| 21 | META | Meta Platforms Inc-class A | — | EXIT | Sold out |
| 22 | XBI | Ss Spdr S&p Biotech ETF | — | NEW | New buy |
| 23 | FSLR | First Solar Inc | — | NEW | New buy |
| 24 | TSN | Tyson Foods Inc-cl A | — | EXIT | Sold out |
| 25 | VTRS | Viatris Inc | — | EXIT | Sold out |
| 26 | MDC1USD | Mdc Holdings Inc | — | EXIT | Sold out |
| 27 | AMZN | Amazon.com Inc | — | NEW | New buy |
| 28 | GMS1EUR | Gms Inc | — | EXIT | Sold out |
| 29 | GLD | Spdr Gold Shares | — | EXIT | Sold out |
| 30 | FLTW | Franklin Ftse Taiwan ETF | — | EXIT | Sold out |
| 31 | BHF | Brighthouse Financial Inc | — | EXIT | Sold out |
| 32 | GM | General Motors Co | — | EXIT | Sold out |
| 33 | T | At&t Inc | — | EXIT | Sold out |
| 34 | FLBR | Franklin Ftse Brazil ETF | — | NEW | New buy |
| 35 | HBM | Hudbay Minerals Inc | — | NEW | New buy |
| 36 | MIDNX | Matthews India Fund-inst | — | EXIT | Sold out |
| 37 | AMD | Advanced Micro Devices | — | NEW | New buy |
| 38 | KRAUSD | Kraton CORP | — | EXIT | Sold out |
| 39 | GPRE | Green Plains Inc | — | NEW | New buy |
| 40 | CIEN | Ciena CORP | — | NEW | New buy |
| 41 | GLW | Corning Inc | — | EXIT | Sold out |
| 42 | ✓ | Starboard Value Acquisitn Co | — | EXIT | Sold out |
| 43 | KTOS | Kratos Defense & Security | — | NEW | New buy |
| 44 | FIVN | Five9 Inc | — | NEW | New buy |
| 45 | QABA | First Trust Nasdaq Aba Cbif | — | NEW | New buy |
| 46 | SNOW | Snowflake Inc | — | NEW | New buy |
| 47 | VAL | Valaris Limited | — | NEW | New buy |
| 48 | PFE | Pfizer Inc | — | NEW | New buy |
| 49 | FRDM | Freedom 100 Emeging Mrkt ETF | — | NEW | New buy |
| 50 | F 8.5 04-21-23Bond | Ford Motor Company | — | EXIT | Sold out |
According to official SEC Form 13F filings, Lumbard & Kellner, LLC reported a total U.S. public equity portfolio value of $329.9M across 82 disclosed positions in Q1 2025.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
Top New Position Initiated
ORCL
市值: $9.3M
Top Position Liquidated / Trimmed
ICSH
前期市值: $12.3M
During Q1 2025, Lumbard & Kellner, LLC's top holdings by market value included ORCL (4.1%)、SPMD (4.0%)、MET (3.9%). The largest single position, ORCL, represented 4.1% of total portfolio value.
In Q1 2025, Lumbard & Kellner, LLC made 50 total portfolio adjustments, initiating 21 new buys, adding to 5 positions, trimming 5 holdings, and fully liquidating 19 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.