13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001403438
Total reported value
$445.1B
$445.1B
5773 檔
7.2%
The Q1 2026 SEC filing reveals that LPL Financial LLC held a total portfolio value of $445.1B, covering 5773 public equity positions.
In Q1 2026, LPL Financial LLC displayed an active expansion posture, initiating 4 new positions and adding to 136 existing holdings, outstripping position reductions.
In terms of portfolio concentration, the top 5 core holdings (including IVV, SPY, QQQ) accounted for 7.2% of total reported equity market value during Q1 2026.
Showing top 200 holdings (of 5773 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 2.01% | +0.48% | +10.53% | |
| 2 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.76% | -0.07% | -1.77% | |
| 3 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.63% | +0.14% | -1.47% | |
| 4 | AAPL | Apple Inc | Stock-Tech | 1.60% | -0.02% | +0.36% | |
| 5 | NVDA | Nvidia CORP | Stock-Tech | 1.55% | -0.01% | +0.99% | |
| 6 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 1.19% | +0.06% | +13.88% | |
| 7 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 1.11% | -0.07% | +12.85% | |
| 8 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 1.04% | +0.05% | -0.97% | |
| 9 | MSFT | Microsoft CORP | Stock-Tech | 1.02% | -0.12% | +3.29% | |
| 10 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.02% | — | -6.03% | |
| 11 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.97% | -0.08% | -0.44% | |
| 12 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.93% | -0.01% | +1.73% | |
| 13 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.88% | -0.02% | -26.67% | |
| 14 | GOVT | Ishares US Treasury Bond ETF | ETF-Gov Bonds | 0.86% | -0.03% | +18.31% | |
| 15 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 0.82% | -0.16% | -0.12% | |
| 16 | CGDV | Cap Group Dividend Value | ETF-Other | 0.81% | +0.09% | +13.17% | |
| 17 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 0.77% | -0.06% | +2.77% | |
| 18 | MBB | Ishares Mbs ETF | ETF-Other | 0.71% | -0.13% | +0.29% | |
| 19 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.68% | +0.05% | +2.14% | |
| 20 | DYNF | Ishrs US E F R A Etf-usd Inc | ETF-Other | 0.68% | +0.07% | -2.95% | |
| 21 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 0.66% | +0.14% | -1.86% | |
| 22 | VONV | Vanguard Russell 1000 Value | ETF-Other | 0.65% | — | +129.03% | |
| 23 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.63% | +0.04% | +5.41% | |
| 24 | VUG | Vanguard Growth ETF | ETF-Other | 0.63% | +0.02% | -1.71% | |
| 25 | IUSG | Ishares Core S&p U.s. Growth | ETF-Other | 0.59% | +0.03% | +1.09% | |
| 26 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.59% | -0.10% | -4.62% | |
| 27 | RDVY | First Trust Rising Dividend | ETF-Other | 0.59% | +0.05% | +5.99% | |
| 28 | VTV | Vanguard Value ETF | ETF-Other | 0.58% | -0.02% | +4.08% | |
| 29 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 0.58% | +0.06% | +3.90% | |
| 30 | CGGR | Cap Group Growth Equity | ETF-Other | 0.56% | +0.08% | +15.75% | |
| 31 | XLK | Ss Technology Select Sector | ETF-Tech | 0.55% | +0.13% | -1.67% | |
| 32 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.55% | -0.01% | -5.06% | |
| 33 | AVGO | Broadcom Inc | Stock-Tech | 0.55% | +0.04% | +4.85% | |
| 34 | GLD | Spdr Gold Shares | ETF-Commodities | 0.54% | -0.17% | -1.55% | |
| 35 | VONG | Vanguard Russell 1000 Growth | ETF-Other | 0.49% | — | +105.31% | |
| 36 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.48% | +0.04% | +1.37% | |
| 37 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.47% | -0.02% | -2.61% | |
| 38 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.47% | -0.06% | +1.84% | |
| 39 | IUSV | Ishares Core S&p U.s. Value | ETF-Other | 0.47% | -0.04% | +4.99% | |
| 40 | SPIB | Ss Spdr P Int C CORP ETF | ETF-Other | 0.46% | -0.02% | +5.95% | |
| 41 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 0.46% | -0.02% | +1.83% | |
| 42 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.43% | — | +2.23% | |
| 43 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.43% | -0.04% | +1.20% | |
| 44 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 0.42% | -0.03% | +5.56% | |
| 45 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.42% | -0.03% | -1.21% | |
| 46 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.41% | -0.01% | -20.79% | |
| 47 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 0.41% | -0.18% | +6.72% | |
| 48 | SPTI | Ss Spdr P Int Term Tsy ETF | ETF-Other | 0.41% | -0.07% | +10.32% | |
| 49 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 0.41% | -0.09% | +27.33% | |
| 50 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.40% | -0.02% | +1.34% |
According to official SEC Form 13F filings, LPL Financial LLC reported a total U.S. public equity portfolio value of $445.1B across 5773 disclosed positions in Q1 2026.
During Q1 2026, LPL Financial LLC's top holdings by market value included IVV (2.0%)、SPY (1.8%)、QQQ (1.6%). The largest single position, IVV, represented 2.0% of total portfolio value.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
Top New Position Initiated
BLCR
市值: $462.1M
Top Position Liquidated / Trimmed
AZNN
前期市值: $106.0M
In Q1 2026, LPL Financial LLC made 200 total portfolio adjustments, initiating 4 new buys, adding to 136 positions, trimming 58 holdings, and fully liquidating 2 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.