CIK: 0001615305
Total reported value
$35.1M
Reporting period: 2016-09-30 · Number of holdings: 83
Lombard Odier & Cie (Canada), Limited Partnership disclosed 83 holdings in its latest 13F filing for the period ending 2016-09-30, with total reported value of $35.1M and a quarterly turnover rate of 28.0%.
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Lombard Odier & Cie (Canada), Limited Partnership's disclosed holdings carry a Herfindahl concentration index of 0.028 — mathematically equivalent to about 36 equally-sized positions, well below its 83 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.15), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 42% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim SRCLEUR
-95.2% -$523.0K
Trim COF
-88.9% -$350.0K
Trim JNJ
0.0% -$38.0K
Trim RY
0.0% $83.0K
Trim MCD
+11.8% $121.0K
Add AAPL
+36.0% $402.0K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 5.96% | +5.96% | NEW | |
| 2 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 5.06% | -0.73% | +11.78% | |
| 3 | RY | Royal Bank Of Canada | Stock-Financials | 4.82% | -0.80% | — | |
| 4 | SU | Suncor Energy INC | Stock-Energy | 4.53% | -0.25% | +15.90% | |
| 5 | PXGBX | Praxair INC | Stock-Other | 3.88% | -0.51% | +0.89% | |
| 6 | USB | US Bancorp | Stock-Financials | 3.87% | +0.36% | +26.85% | |
| 7 | JNJ | Johnson & Johnson | Stock-Healthcare | 3.85% | -1.00% | — | |
| 8 | MRK | Merck & Co. INC. | Stock-Healthcare | 3.55% | -0.61% | -3.38% | |
| 9 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 3.39% | -0.60% | -8.62% | |
| 10 | FLIR | Flir Systems INC | Stock-Other | 3.10% | +0.07% | +23.45% | |
| 11 | AAPL | Apple INC | Stock-Tech | 3.01% | +0.72% | +36.05% | |
| 12 | ABBV | Abbvie INC | Stock-Healthcare | 2.98% | -0.48% | +3.75% | |
| 13 | MDLZ | Mondelez International Inc-a | Stock-Consumer Staples | 2.54% | +0.59% | +65.31% | |
| 14 | UTXZ | United Tech CORP | Stock-Other | 2.53% | -0.50% | +3.55% | |
| 15 | MPC | Marathon Petroleum CORP | Stock-Energy | 2.40% | -0.03% | +13.39% | |
| 16 | CNI | Canadian Natl Railway Co | Stock-Industrials | 2.36% | -0.24% | — | |
| 17 | ORCL | Oracle CORP | Stock-Tech | 2.33% | -0.62% | +0.97% | |
| 18 | GLD | Spdr Gold Shares | ETF-Commodities | 2.14% | +0.39% | +51.90% | |
| 19 | PEP | Pepsico INC | Stock-Consumer Staples | 2.12% | -0.35% | +3.00% | |
| 20 | TJX | Tjx Companies INC | Stock-Consumer Disc | 2.08% | — | +26.45% | |
| 21 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 2.04% | +0.39% | +52.94% | |
| 22 | UBS | UBS Group AG | Stock-Financials | 1.95% | -0.03% | +15.18% | |
| 23 | BNS | Bank Of Nova Scotia | Stock-Financials | 1.92% | -0.25% | — | |
| 24 | NOVEUR | National Oilwell Varco INC | Stock-Other | 1.86% | +0.04% | +15.16% | |
| 25 | MET | Metlife INC | Stock-Financials | 1.51% | +0.04% | +13.81% | |
| 26 | FMS | Fresenius Medical Care-adr | Stock-Other | 1.37% | — | — | |
| 27 | BMO | Bank Of Montreal | Stock-Financials | 1.18% | — | -3.76% | |
| 28 | CNQ | Canadian Natural Resources | Stock-Energy | 1.15% | — | — | |
| 29 | TD | Toronto-dominion Bank | Stock-Financials | 1.01% | — | — | |
| 30 | TU | Telus CORP | Stock-Other | 0.92% | — | — | |
| 31 | DHR | Danaher CORP | Stock-Healthcare | 0.89% | -0.52% | — | |
| 32 | RCI | Rogers Communications Inc-b | Stock-Other | 0.88% | — | — | |
| 33 | ENB | Enbridge INC | Stock-Energy | 0.84% | — | — | |
| 34 | SLB | Slb LTD | Stock-Energy | 0.81% | +0.17% | +56.52% | |
| 35 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.79% | -0.12% | — | |
| 36 | EWT | iShares MSCI Taiwan ETF | ETF-Other | 0.74% | -0.07% | — | |
| 37 | DE | Deere & Co | Stock-Industrials | 0.73% | +0.73% | NEW | |
| 38 | BDX | Becton Dickinson And Co | Stock-Healthcare | 0.72% | — | — | |
| 39 | BLKCHF | Blackrock INC | Stock-Other | 0.71% | +0.71% | NEW | |
| 40 | C | Citigroup INC | Stock-Financials | 0.67% | +0.67% | NEW | |
| 41 | BAC | Bank Of America CORP | Stock-Financials | 0.64% | +0.64% | NEW | |
| 42 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.64% | — | — | |
| 43 | GIL | Gildan Activewear INC | Stock-Consumer Disc | 0.64% | +0.64% | NEW | |
| 44 | QSR | Restaurant Brands Intern | Stock-Consumer Disc | 0.62% | — | — | |
| 45 | WFC | Wells Fargo & Co | Stock-Financials | 0.57% | -0.40% | -23.73% | |
| 46 | CM | Can Imperial Bk Of Commerce | Stock-Financials | 0.53% | — | — | |
| 47 | ✓ | Groupe Cgi INC | Stock-Other | 0.51% | -0.04% | — | |
| 48 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.51% | — | — | |
| 49 | XOM | Exxon Mobil CORP | Stock-Energy | 0.50% | — | — | |
| 50 | EUFN | Ishares Msci Europe Financia | ETF-Other | 0.49% | — | — |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2016-09-30 | 83 | $35.1M | 28 | |
| 2016-06-30 | 62 | $28.6M | 34 | |
| 2016-03-31 | 68 | $37.6M | 17 | |
| 2015-12-31 | 69 | $38.9M | 31 | |
| 2015-09-30 | 81 | $37.3M | 27 | |
| 2015-06-30 | 88 | $46.1M | 35 | |
| 2015-03-31 | 106 | $63.7M | 35 | |
| 2014-12-31 | 111 | $70.3M | 79 | |
| 2014-09-30 | 167 | $154.3M | 20 | |
| 2014-06-30 | 167 | $153.5M | 22 | |
| 2014-03-31 | 159 | $130.0M | 52 | |
| 2013-12-31 | 133 | $102.4M | 0 |
Lombard Odier & Cie (Canada), Limited Partnership's most significant position changes for 2016-09-30: New buy: Pimco Enhanced Short Maturit (MINT); New buy: Deere & Co (DE); New buy: Blackrock INC (BLKCHF); New buy: Citigroup INC (C); New buy: Bank Of America CORP (BAC).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | +0.7% | +36.05% | Add |
| 2 | MDLZ | Mondelez International Inc-a | +0.6% | +65.31% | Add |
| 3 | META | Meta Platforms Inc-class A | +0.4% | +550.00% | Add |
| 4 | GLD | Spdr Gold Shares | +0.4% | +51.90% | Add |
| 5 | TLT | Ishares 20+ Year Treasury Bd | +0.4% | +52.94% | Add |
| 6 | USB | US Bancorp | +0.4% | +26.85% | Add |
| 7 | SLB | Slb LTD | +0.2% | +56.52% | Add |
| 8 | ELD | Wisdomtree Emrg Mkts Debt | +0.1% | +104.00% | Add |
| 9 | FLIR | Flir Systems INC | +0.1% | +23.45% | Add |
| 10 | NOVEUR | National Oilwell Varco INC | 0% | +15.16% | Add |
| 11 | MET | Metlife INC | 0% | +13.81% | Add |
| 12 | TJX | Tjx Companies INC | — | +26.45% | Add |
| 13 | MPC | Marathon Petroleum CORP | 0% | +13.39% | Add |
| 14 | UBS | UBS Group AG | 0% | +15.18% | Add |
| 15 | ✓ | Groupe Cgi INC | 0% | — | Unchanged |
| 16 | EWT | iShares MSCI Taiwan ETF | -0.1% | — | Unchanged |
| 17 | PG | Procter & Gamble Co/the | -0.1% | — | Unchanged |
| 18 | CNI | Canadian Natl Railway Co | -0.2% | — | Unchanged |
| 19 | SU | Suncor Energy INC | -0.3% | +15.90% | Add |
| 20 | BNS | Bank Of Nova Scotia | -0.3% | — | Unchanged |
| 21 | PEP | Pepsico INC | -0.4% | +3.00% | Add |
| 22 | AMLPUSD | Alerian Mlp ETF | -0.4% | -41.94% | Trim |
| 23 | WFC | Wells Fargo & Co | -0.4% | -23.73% | Trim |
| 24 | ABBV | Abbvie INC | -0.5% | +3.75% | Add |
| 25 | UTXZ | United Tech CORP | -0.5% | +3.55% | Add |
| 26 | PXGBX | Praxair INC | -0.5% | +0.89% | Add |
| 27 | DHR | Danaher CORP | -0.5% | — | Unchanged |
| 28 | GOOGL | Alphabet Inc-cl A | -0.6% | -8.62% | Trim |
| 29 | MRK | Merck & Co. INC. | -0.6% | -3.38% | Trim |
| 30 | ORCL | Oracle CORP | -0.6% | +0.97% | Add |
| 31 | MCD | Mcdonald's CORP | -0.7% | +11.78% | Add |
| 32 | RY | Royal Bank Of Canada | -0.8% | — | Unchanged |
| 33 | JNJ | Johnson & Johnson | -1% | — | Unchanged |
| 34 | COF | Capital One Financial CORP | -1.3% | -88.89% | Trim |
| 35 | SRCLEUR | Stericycle INC | -1.8% | -95.22% | Trim |
| 36 | MINT | Pimco Enhanced Short Maturit | — | NEW | New buy |
| 37 | DE | Deere & Co | — | NEW | New buy |
| 38 | BLKCHF | Blackrock INC | — | NEW | New buy |
| 39 | C | Citigroup INC | — | NEW | New buy |
| 40 | BAC | Bank Of America CORP | — | NEW | New buy |
| 41 | GIL | Gildan Activewear INC | — | NEW | New buy |
| 42 | UPS | United Parcel Service-cl B | — | NEW | New buy |
| 43 | FTV | Fortive CORP | — | NEW | New buy |
| 44 | HACKUSD | Etfmg Prime Cyber Security E | — | NEW | New buy |
| 45 | HEDJ | Wisdomtree Europe Hedged Equ | — | NEW | New buy |
| 46 | CHLUSD | China Mobile Ltd-spon Adr | — | NEW | New buy |
| 47 | NEM | Newmont CORP | — | NEW | New buy |
| 48 | VMWEUR | Vmware Inc-class A | — | NEW | New buy |
| 49 | CCJ | Cameco CORP | — | NEW | New buy |
| 50 | TSLA | Tesla INC | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2016-09-30 | 2016-11-14 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-15 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-17 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-16 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-13 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-14 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-13 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-13 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-14 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-14 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-08-14 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-08-14 | 13F-HR | View on EDGAR |
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