LF
Level Four Financial, LLC Historical SEC 13F Holdings & Archive (Q3 2021)
Level Four Financial, LLCCIK: 0000857602
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$229.5M
Reporting period: 2021-09-30 · Number of holdings: 301
LEVEL FOUR FINANCIAL, LLC disclosed 301 holdings in its latest 13F filing for the period ending 2021-09-30, with total reported value of $229.5M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 4.33
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 54.78
- Diversification
- 100
- Sizing Uniformity
- 85.21
Level Four Financial, LLC's disclosed holdings carry a Herfindahl concentration index of 0.011 — mathematically equivalent to about 92 equally-sized positions, well below its 301 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.48), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 37% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 301 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 5.81% | — | +24.08% | |
| 2 | MSFT | Microsoft CORP | Stock-Tech | 2.65% | — | +14.76% | |
| 3 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 2.64% | — | +1.11% | |
| 4 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.16% | — | +1.89% | |
| 5 | CFA | Victoryshares US 500 Volatil | ETF-Other | 2.00% | — | -2.03% | |
| 6 | ISTB | Ishares Core 1-5 Year Usd Bo | ETF-Other | 1.64% | — | -1.08% | |
| 7 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 1.61% | — | -2.00% | |
| 8 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.59% | — | +3.83% | |
| 9 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.56% | — | +0.45% | |
| 10 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.52% | — | +23.10% | |
| 11 | MOAT | Vaneck Morningstar Wide Moat | ETF-Other | 1.42% | — | +10.58% | |
| 12 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.35% | — | +6.33% | |
| 13 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.33% | — | +5.64% | |
| 14 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.30% | — | -5.08% | |
| 15 | ABBV | Abbvie Inc | Stock-Healthcare | 1.19% | — | +3.03% | |
| 16 | XOM | Exxon Mobil CORP | Stock-Energy | 1.14% | — | +7.18% | |
| 17 | MGC | Vanguard Mega Cap ETF | ETF-Other | 1.03% | — | -2.94% | |
| 18 | VUG | Vanguard Growth ETF | ETF-Other | 0.99% | — | -3.85% | |
| 19 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.98% | — | -1.76% | |
| 20 | JOE | St Joe Co/the | Stock-Other | 0.95% | — | +62.89% | |
| 21 | UPST | Upstart Holdings Inc | Stock-Financials | 0.91% | — | — | |
| 22 | SO | Southern Co/the | Stock-Utilities | 0.91% | — | -0.72% | |
| 23 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.87% | — | -5.77% | |
| 24 | GNRC | Generac Holdings Inc | Stock-Industrials | 0.85% | — | -0.31% | |
| 25 | HD | Home Depot Inc | Stock-Consumer Disc | 0.80% | — | +5.44% | |
| 26 | NVDA | Nvidia CORP | Stock-Tech | 0.80% | — | +346.92% | |
| 27 | ABT | Abbott Laboratories | Stock-Healthcare | 0.79% | — | +0.65% | |
| 28 | XLK | Ss Technology Select Sector | ETF-Tech | 0.79% | — | +3.38% | |
| 29 | WMT | Walmart Inc | Stock-Consumer Staples | 0.78% | — | +2.30% | |
| 30 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.77% | — | -5.20% | |
| 31 | VNLA | Janus Henderson Short Durati | ETF-Other | 0.76% | — | -1.69% | |
| 32 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.75% | — | -17.06% | |
| 33 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.71% | — | +14.06% | |
| 34 | VTV | Vanguard Value ETF | ETF-Other | 0.71% | — | -3.13% | |
| 35 | T | At&t Inc | Stock-Comm Services | 0.65% | — | -3.92% | |
| 36 | CVX | Chevron CORP | Stock-Energy | 0.65% | — | -9.33% | |
| 37 | DGRO | Ishares Core Dividend Growth | ETF-Other | 0.63% | — | -8.95% | |
| 38 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.63% | — | +0.90% | |
| 39 | SFBS | Servisfirst Bancshares Inc | Stock-Financials | 0.61% | — | — | |
| 40 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.61% | — | -1.43% | |
| 41 | XLI | Ss Industrial Select Sector | ETF-Other | 0.61% | — | +82.75% | |
| 42 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 0.60% | — | +1.07% | |
| 43 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.59% | — | +4.62% | |
| 44 | CDC | Victoryshares US Eq Income E | ETF-Other | 0.59% | — | — | |
| 45 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.59% | — | -6.50% | |
| 46 | CFO | Victoryshares US 500 Enhance | ETF-Other | 0.55% | — | — | |
| 47 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 0.54% | — | — | |
| 48 | IDV | Ishares International Select | ETF-Other | 0.52% | — | -1.16% | |
| 49 | CVS | Cvs Health CORP | Stock-Healthcare | 0.51% | — | +3.83% | |
| 50 | VFH | Vanguard Financials ETF | ETF-Other | 0.50% | — | -2.71% |
1–50 of 200
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Level Four Financial, LLC and what type of investor is it?
Level Four Financial, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2021-09-30), the firm manages a tracked equity portfolio valued at approximately $229.5M, spread across 301 disclosed positions.
What are Level Four Financial, LLC's largest equity positions?
Based on the latest 13F filing, Level Four Financial, LLC's top holdings by market value are:
1. Apple Inc (AAPL) — $13.3M (5.8%)
2. Microsoft CORP (MSFT) — $6.1M (2.6%)
3. Schwab US Dvd Equity ETF (SCHD) — $6.1M (2.6%)
4. Amazon.com Inc (AMZN) — $4.9M (2.2%)
5. Victoryshares US 500 Volatil (CFA) — $4.6M (2.0%)
What changes did Level Four Financial, LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Level Four Financial, LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Level Four Financial, LLC focus on?
Level Four Financial, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 32.9%
• Communication Services: 16.4%
• Consumer Discretionary: 12.4%
• Health Care: 11.7%
• Financials: 8.6%
• Energy: 7.2%
Investment Profile
Level Four Financial, LLC's portfolio is broadly diversified and long-term-holding, with 32.9% of the portfolio concentrated in Information Technology.
It has added to its AAPL position over the past two quarters (+$4.1M, now $13.3M), while trimming BLOK over the same stretch (-$4.6M, still holding $339.0K).
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Developer Access
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