CIK: 0000857602
Total reported value
$229.5M
Reporting period: 2021-09-30 · Number of holdings: 301
LEVEL FOUR FINANCIAL, LLC disclosed 301 holdings in its latest 13F filing for the period ending 2021-09-30, with total reported value of $229.5M and a quarterly turnover rate of 0.0%.
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Level Four Financial, LLC's disclosed holdings carry a Herfindahl concentration index of 0.011 — mathematically equivalent to about 92 equally-sized positions, well below its 301 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.48), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 37% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
No holding changes this quarter
Showing top 200 holdings (of 301 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | Stock-Tech | 5.81% | — | +24.08% | |
| 2 | MSFT | Microsoft CORP | Stock-Tech | 2.65% | — | +14.76% | |
| 3 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 2.64% | — | +1.11% | |
| 4 | AMZN | Amazon.com INC | Stock-Consumer Disc | 2.16% | — | +1.89% | |
| 5 | CFA | Victoryshares US 500 Volatil | ETF-Other | 2.00% | — | -2.03% | |
| 6 | ISTB | Ishares Core 1-5 Year Usd Bo | ETF-Other | 1.64% | — | -1.08% | |
| 7 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 1.61% | — | -2.00% | |
| 8 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.59% | — | +3.83% | |
| 9 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.56% | — | +0.45% | |
| 10 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.52% | — | +23.10% | |
| 11 | MOAT | Vaneck Morningstar Wide Moat | ETF-Other | 1.42% | — | +10.58% | |
| 12 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.35% | — | +6.33% | |
| 13 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.33% | — | +5.64% | |
| 14 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.30% | — | -5.08% | |
| 15 | ABBV | Abbvie INC | Stock-Healthcare | 1.19% | — | +3.03% | |
| 16 | XOM | Exxon Mobil CORP | Stock-Energy | 1.14% | — | +7.18% | |
| 17 | MGC | Vanguard Mega Cap ETF | ETF-Other | 1.03% | — | -2.94% | |
| 18 | VUG | Vanguard Growth ETF | ETF-Other | 0.99% | — | -3.85% | |
| 19 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.98% | — | -1.76% | |
| 20 | JOE | St Joe Co/the | Stock-Other | 0.95% | — | +62.89% | |
| 21 | UPST | Upstart Holdings INC | Stock-Financials | 0.91% | — | — | |
| 22 | SO | Southern Co/the | Stock-Utilities | 0.91% | — | -0.72% | |
| 23 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.87% | — | -5.77% | |
| 24 | GNRC | Generac Holdings INC | Stock-Industrials | 0.85% | — | -0.31% | |
| 25 | HD | Home Depot INC | Stock-Consumer Disc | 0.80% | — | +5.44% | |
| 26 | NVDA | Nvidia CORP | Stock-Tech | 0.80% | — | +346.92% | |
| 27 | ABT | Abbott Laboratories | Stock-Healthcare | 0.79% | — | +0.65% | |
| 28 | XLK | Ss Technology Select Sector | ETF-Tech | 0.79% | — | +3.38% | |
| 29 | WMT | Walmart INC | Stock-Consumer Staples | 0.78% | — | +2.30% | |
| 30 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.77% | — | -5.20% | |
| 31 | VNLA | Janus Henderson Short Durati | ETF-Other | 0.76% | — | -1.69% | |
| 32 | VZ | Verizon Communications INC | Stock-Comm Services | 0.75% | — | -17.06% | |
| 33 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.71% | — | +14.06% | |
| 34 | VTV | Vanguard Value ETF | ETF-Other | 0.71% | — | -3.13% | |
| 35 | T | At&t INC | Stock-Comm Services | 0.65% | — | -3.92% | |
| 36 | CVX | Chevron CORP | Stock-Energy | 0.65% | — | -9.33% | |
| 37 | DGRO | Ishares Core Dividend Growth | ETF-Other | 0.63% | — | -8.95% | |
| 38 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.63% | — | +0.90% | |
| 39 | SFBS | Servisfirst Bancshares INC | Stock-Financials | 0.61% | — | — | |
| 40 | TSLA | Tesla INC | Stock-Consumer Disc | 0.61% | — | -1.43% | |
| 41 | XLI | Ss Industrial Select Sector | ETF-Other | 0.61% | — | +82.75% | |
| 42 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 0.60% | — | +1.07% | |
| 43 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.59% | — | +4.62% | |
| 44 | CDC | Victoryshares US Eq Income E | ETF-Other | 0.59% | — | — | |
| 45 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.59% | — | -6.50% | |
| 46 | CFO | Victoryshares US 500 Enhance | ETF-Other | 0.55% | — | — | |
| 47 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 0.54% | — | — | |
| 48 | IDV | Ishares International Select | ETF-Other | 0.52% | — | -1.16% | |
| 49 | CVS | Cvs Health CORP | Stock-Healthcare | 0.51% | — | +3.83% | |
| 50 | VFH | Vanguard Financials ETF | ETF-Other | 0.50% | — | -2.71% |
Not enough priced holdings yet to compute performance
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2021-09-30 | 2021-10-12 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-09 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-10 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-12 | 13F-HR | View on EDGAR |
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