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Lehman & Derafelo Financial Resources LLC Historical SEC 13F Holdings & Archive (Q4 2022)
Lehman & Derafelo Financial Resources LLCCIK: 0001767952
Long-term holderSector-focused
Total reported value
$337.1M
Reporting period: 2022-12-31 · Number of holdings: 110
Lehman & Derafelo Financial Resources LLC disclosed 110 holdings in its latest 13F filing for the period ending 2022-12-31, with total reported value of $337.1M and a quarterly turnover rate of 0.0%.
Browse other institutions with $100M to $1B AUMBrowse other institutions starting with "L"
Personality snowflake
- Concentration
- 42.9
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 70.5
- Diversification
- 100
- Sizing Uniformity
- 66.99
Lehman & Derafelo Financial Resources LLC's disclosed holdings carry a Herfindahl concentration index of 0.107 — mathematically equivalent to about 9 equally-sized positions, well below its 110 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.30), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 29% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NEE | Nextera Energy Inc | Stock-Utilities | 28.78% | — | -3.97% | |
| 2 | LBAY | Leatherback Long/short Alt Y | ETF-Other | 8.94% | — | +4.75% | |
| 3 | XIFR | Xplr Infrastructure LP | Stock-Utilities | 7.47% | — | -0.43% | |
| 4 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 5.83% | — | +4.39% | |
| 5 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 3.28% | — | +0.72% | |
| 6 | PFE | Pfizer Inc | Stock-Healthcare | 3.22% | — | -0.52% | |
| 7 | FDRR | Fidelity Div ETF Rise Rates | ETF-Other | 3.11% | — | -12.33% | |
| 8 | CVS | Cvs Health CORP | Stock-Healthcare | 2.99% | — | -1.46% | |
| 9 | BAC | Bank Of America CORP | Stock-Financials | 2.70% | — | +0.66% | |
| 10 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 2.12% | — | +183.89% | |
| 11 | IHI | Ishares U.s. Medical Devices | ETF-Other | 1.86% | — | -1.70% | |
| 12 | WEP | Magellan Midstream Partners | Stock-Other | 1.62% | — | -2.17% | |
| 13 | AAPL | Apple Inc | Stock-Tech | 1.56% | — | +0.06% | |
| 14 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.41% | — | -48.77% | |
| 15 | MRK | Merck & Co. Inc. | Stock-Healthcare | 1.39% | — | -1.19% | |
| 16 | LHX | L3harris Technologies Inc | Stock-Industrials | 0.88% | — | — | |
| 17 | XLC | Ss Comm Select Sector Spdr | ETF-Other | 0.78% | — | +0.92% | |
| 18 | JMST | JPM Ultra-short Muni Income | ETF-Other | 0.77% | — | -4.64% | |
| 19 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.76% | — | -0.59% | |
| 20 | EPD | Enterprise Products Partners | Stock-Energy | 0.74% | — | -5.04% | |
| 21 | MSFT | Microsoft CORP | Stock-Tech | 0.74% | — | +3.73% | |
| 22 | GBDC | Golub Capital Bdc Inc | Stock-Financials | 0.74% | — | -4.32% | |
| 23 | GILD | Gilead Sciences Inc | Stock-Healthcare | 0.68% | — | -2.90% | |
| 24 | DGRO | Ishares Core Dividend Growth | ETF-Other | 0.65% | — | — | |
| 25 | XOM | Exxon Mobil CORP | Stock-Energy | 0.62% | — | -6.81% | |
| 26 | HDV | Ishares Core High Dividend E | ETF-Other | 0.58% | — | +15.17% | |
| 27 | SLY | Spdr S&p 600 Small Cap ETF | ETF-Small Cap | 0.55% | — | — | |
| 28 | BTZ | Blackrock Credit Allocation | Stock-Other | 0.54% | — | -2.42% | |
| 29 | XLE | Ss Energy Select Sector | ETF-Other | 0.53% | — | -1.87% | |
| 30 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.49% | — | +2.70% | |
| 31 | SLV | Ishares Silver Trust | ETF-Commodities | 0.48% | — | — | |
| 32 | IXUS | Ishares Core Intl Stock ETF | ETF-Other | 0.47% | — | -1.09% | |
| 33 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.47% | — | +3.47% | |
| 34 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.43% | — | -3.18% | |
| 35 | GM | General Motors Co | Stock-Consumer Disc | 0.42% | — | +3.21% | |
| 36 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.42% | — | -5.36% | |
| 37 | GDX | Vaneck Gold Miners ETF | ETF-Commodities | 0.41% | — | — | |
| 38 | VTRS | Viatris Inc | Stock-Healthcare | 0.38% | — | +2.26% | |
| 39 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.37% | — | +111.04% | |
| 40 | GLD | Spdr Gold Shares | ETF-Commodities | 0.36% | — | — | |
| 41 | V | Visa Inc-class A Shares | Stock-Financials | 0.35% | — | +4.79% | |
| 42 | DUK | Duke Energy CORP | Stock-Utilities | 0.34% | — | +1.52% | |
| 43 | VT | Vanguard Tot World Stk ETF | ETF-Other | 0.31% | — | — | |
| 44 | NEM | Newmont CORP | Stock-Materials | 0.30% | — | -0.35% | |
| 45 | HD | Home Depot Inc | Stock-Consumer Disc | 0.30% | — | -13.12% | |
| 46 | IBB | Ishares Biotechnology ETF | ETF-Tech | 0.29% | — | -8.75% | |
| 47 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 0.28% | — | — | |
| 48 | CVX | Chevron CORP | Stock-Energy | 0.26% | — | -4.80% | |
| 49 | MA | Mastercard Inc - A | Stock-Financials | 0.26% | — | — | |
| 50 | PDI | Pimco Dynamic Income Fund | Stock-Financials | 0.26% | — | -10.67% |
1–50 of 110
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Portfolio Performance
Performance for Q3 2026
+2.2%
Performance Last 4 Quarters
+20.1%
- Stdev
- +12.7%
- Beta
- +0.68
- Alpha
- +0.7%
- Max Drawdown
- -9.2%
- Annualized Perf
- +14.3%
- Batting Avg vs S&P
- +47.2%
- Sortino
- +1.95
- Stutzer
- +0.32
- Treynor
- +0.21
- Sterling
- +0.95
- Calmar
- +1.56
- Information Ratio
- -0.58
- Tracking Error
- +10%
- Stdev Down
- +7.3%
- Winning Months %
- +61.1%
- Losing Months %
- +38.9%
- Best 12 Months
- +35.8%
- Worst 12 Months
- +1%
- Efficiency Ratio
- +0.42
- Sharpe
- +1.12
- Stdev Sectors
- +11.7%
- Skewness
- -0.47
- Kurtosis
- -0.01
- Upside Potential
- +3.65
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2022 Q4 | 110 | $337.1M | 0 | ||
| 2022 Q3 | 200 | $317.2M | 0 | ||
| 2022 Q2 | 204 | $323.3M | 0 | ||
| 2022 Q1 | 111 | $359.7M | 0 | ||
| 2021 Q4 | 110 | $330.9M | 0 | ||
| 2021 Q3 | 197 | $307.7M | 0 | ||
| 2021 Q2 | 221 | $365.8M | 99 | ||
| 2021 Q1 | 225 | $356.1M | 11 | ||
| 2020 Q4 | 227 | $334.2M | 25 | ||
| 2020 Q3 | 270 | $314.3M | 29 | ||
| 2020 Q2 | 256 | $286.4M | 23 | ||
| 2020 Q1 | 196 | $240.4M | 26 | ||
| 2019 Q4 | 202 | $278.4M | 8 | ||
| 2019 Q3 | 194 | $261.4M | 13 | ||
| 2019 Q2 | 186 | $245.3M | 11 | ||
| 2019 Q1 | 191 | $231.7M | 15 | ||
| 2018 Q4 | 180 | $201.1M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Lehman & Derafelo Financial Resources LLC and what type of investor is it?
Lehman & Derafelo Financial Resources LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2022-12-31), the firm manages a tracked equity portfolio valued at approximately $337.1M, spread across 110 disclosed positions.
What are Lehman & Derafelo Financial Resources LLC's largest equity positions?
Based on the latest 13F filing, Lehman & Derafelo Financial Resources LLC's top holdings by market value are:
1. Nextera Energy Inc (NEE) — $97.0M (28.8%)
2. Leatherback Long/short Alt Y (LBAY) — $30.1M (8.9%)
3. Xplr Infrastructure LP (XIFR) — $25.2M (7.5%)
4. Berkshire Hathaway Inc-cl B (BRK-B) — $19.6M (5.8%)
5. Amazon.com Inc (AMZN) — $11.1M (3.3%)
What changes did Lehman & Derafelo Financial Resources LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Lehman & Derafelo Financial Resources LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Lehman & Derafelo Financial Resources LLC focus on?
Lehman & Derafelo Financial Resources LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 32.1%
• Health Care: 31.5%
• Consumer Discretionary: 14.3%
• Information Technology: 8.5%
• Consumer Staples: 4.1%
• Communication Services: 4.0%
Investment Profile
Lehman & Derafelo Financial Resources LLC returned an annualized 14.3% over the trailing 36 months — outperforming the S&P 500 by 0.7 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.68 (less volatile than the market) and a 47% quarterly batting average against the index.
Its portfolio is moderately concentrated and long-term-holding, with 32.1% of the portfolio concentrated in Financials.
It has added to its SPY position over the past two quarters (+$4.8M, now $7.2M), while trimming XIFR over the same stretch (-$1.6M, still holding $25.2M).
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