LF
Legend Financial Advisors, Inc.'s 13F Portfolio ($176.0M, Q2 2026)
Legend Financial Advisors, Inc.CIK: 0001781948
Momentum followerDiversified strategySector-focused
Total reported value
$176.0M
Reporting period: 2026-06-30 · Number of holdings: 40
Legend Financial Advisors, Inc. disclosed 40 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $176.0M and a quarterly turnover rate of 19.9%.
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Personality snowflake
- Concentration
- 23.13
- Portfolio Stability
- 19.92
- Momentum
- 100
- Sector conviction
- 86.11
- Diversification
- 80
- Sizing Uniformity
- 88.4
Legend Financial Advisors, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.058 — mathematically equivalent to about 17 equally-sized positions, well below its 40 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.16), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 13% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim IAU
+0.8% -$2.1M
Add SOXX
-29.2% $5.4M
Trim DJP
-3.3% -$1.2M
Add INTC
-2.2% $2.6M
New buy GOOG
Add CRDO
-2.4% $1.7M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SOXX | Ishares Semiconductor ETF | ETF-Other | 11.16% | +1.99% | -29.17% | |
| 2 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 10.18% | +0.86% | -2.90% | |
| 3 | IAU | Ishares Gold Trust | ETF-Commodities | 7.59% | -2.39% | +0.76% | |
| 4 | VO | Vanguard Mid-cap ETF | ETF-Other | 6.75% | +0.20% | +317.11% | |
| 5 | FNDX | Schwab Fndmntl US Lrg Co ETF | ETF-Other | 6.72% | -0.15% | -0.62% | |
| 6 | VIOV | Vanguard S&p Small-cap 600 V | ETF-Other | 6.58% | +0.03% | -1.07% | |
| 7 | LCR | Leuthold Core ETF | ETF-Other | 5.77% | -0.28% | +1.33% | |
| 8 | DJP | Ipath Bloomberg Commodity In | ETF-Commodities | 4.79% | -1.40% | -3.33% | |
| 9 | IAK | Ishares U.s. Insurance ETF | ETF-Other | 4.66% | +0.07% | +5.19% | |
| 10 | IDMO | Invesco S&p International De | ETF-Other | 4.25% | -0.17% | -0.93% | |
| 11 | XME | Ss Spdr S&p Metals Mining | ETF-Other | 3.80% | -0.79% | -5.12% | |
| 12 | COPX | Global X Copper Miners ETF | ETF-Other | 3.58% | -0.75% | -6.77% | |
| 13 | ARB | Altshares Merger Arbitrage | ETF-Other | 3.18% | -0.36% | +0.91% | |
| 14 | SPSM | Ss Spdr P S&p 600 Small Cap | ETF-Small Cap | 2.18% | +0.11% | +0.11% | |
| 15 | INTC | Intel CORP | Stock-Tech | 2.16% | +1.37% | -2.25% | |
| 16 | AAPL | Apple Inc | Stock-Tech | 1.76% | +0.07% | +3.31% | |
| 17 | CRDO | Credo Technology Group Holding Ltd | Stock-Tech | 1.46% | +0.87% | -2.37% | |
| 18 | MOD | Modine Manufacturing Co | Stock-Consumer Disc | 1.15% | -0.13% | -17.51% | |
| 19 | XLE | Ss Energy Select Sector | ETF-Other | 1.14% | -0.60% | -14.43% | |
| 20 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.13% | +1.13% | NEW | |
| 21 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.08% | +0.01% | +0.16% | |
| 22 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.91% | -0.07% | +1.84% | |
| 23 | FSLR | First Solar Inc | Stock-Tech | 0.73% | +0.11% | +11.89% | |
| 24 | RELY | Remitly Global Inc | Stock-Other | 0.71% | +0.71% | NEW | |
| 25 | CPA | Copa Holdings, S.A. | Stock-Other | 0.71% | +0.12% | +0.18% | |
| 26 | FRDM | Freedom 100 Emeging Mrkt ETF | ETF-Other | 0.66% | +0.11% | +1.63% | |
| 27 | TBBK | Bancorp Inc/the | Stock-Other | 0.63% | +0.16% | +32.56% | |
| 28 | EVR | Evercore Inc - A | Stock-Financials | 0.62% | — | -0.28% | |
| 29 | DLO | DLocal Limited | Stock-Other | 0.62% | -0.08% | -0.34% | |
| 30 | NMIH | Nmi Holdings Inc | Stock-Financials | 0.55% | +0.10% | +26.78% | |
| 31 | PAAS | Pan American Silver CORP | Stock-Materials | 0.51% | -0.49% | -29.85% | |
| 32 | B | Barrick Mining CORP | Stock-Materials | 0.47% | -0.12% | +0.17% | |
| 33 | ALV | Autoliv Inc | Stock-Consumer Disc | 0.43% | -0.01% | -0.29% | |
| 34 | V | Visa Inc-class A Shares | Stock-Financials | 0.36% | — | — | |
| 35 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.28% | -0.01% | -3.07% | |
| 36 | PPL | Ppl CORP | Stock-Utilities | 0.17% | -0.04% | — | |
| 37 | DCI | Donaldson Co Inc | Stock-Industrials | 0.16% | -0.01% | — | |
| 38 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.15% | -0.01% | -8.00% | |
| 39 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.13% | +0.13% | NEW | |
| 40 | NEE | Nextera Energy Inc | Stock-Utilities | 0.13% | -0.06% | -18.83% |
Portfolio Performance
Performance for Q3 2026
-0.6%
Performance Last 4 Quarters
+36.9%
- Stdev
- +13.7%
- Beta
- +0.89
- Alpha
- +5.1%
- Max Drawdown
- -6.8%
- Annualized Perf
- +24.2%
- Batting Avg vs S&P
- +52.8%
- Sortino
- +3.55
- Stutzer
- +0.48
- Treynor
- +0.26
- Sterling
- +1.59
- Calmar
- +3.54
- Information Ratio
- +0.36
- Tracking Error
- +7.7%
- Stdev Down
- +6.4%
- Winning Months %
- +63.9%
- Losing Months %
- +36.1%
- Best 12 Months
- +54.7%
- Worst 12 Months
- +4.6%
- Efficiency Ratio
- +0.69
- Sharpe
- +1.66
- Stdev Sectors
- +14.2%
- Skewness
- -0.17
- Kurtosis
- -0.64
- Upside Potential
- +5.2
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 40 | $176.0M | 20 | ||
| 2026 Q1 | 38 | $155.1M | 19 | ||
| 2025 Q4 | 37 | $165.1M | 5 | ||
| 2025 Q3 | 39 | $163.1M | 31 | ||
| 2025 Q2 | 171 | $150.5M | 0 | ||
| 2025 Q1 | 37 | $136.1M | 100 | ||
| 2024 Q4 | 267 | $141.7M | 0 | ||
| 2024 Q3 | 157 | $144.9M | 0 | ||
| 2024 Q2 | 292 | $140.9M | 0 | ||
| 2024 Q1 | 185 | $138.0M | 0 | ||
| 2023 Q4 | 193 | $124.4M | 0 | ||
| 2023 Q3 | 188 | $117.2M | 0 | ||
| 2023 Q2 | 238 | $119.8M | 0 | ||
| 2023 Q1 | 230 | $119.1M | 0 | ||
| 2022 Q4 | 4595 | $114.4M | 0 | ||
| 2022 Q3 | 4247 | $106.4M | 0 | ||
| 2022 Q2 | 31 | $96.8M | 0 | ||
| 2022 Q1 | 39 | $157.4M | 0 | ||
| 2021 Q4 | 41 | $143.4M | 0 | ||
| 2021 Q3 | 39 | $157.4M | 0 | ||
| 2021 Q2 | 37 | $155.4M | 16 | ||
| 2021 Q1 | 15 | $13.2M | 100 | ||
| 2020 Q4 | 28 | $123.4M | 15 | ||
| 2020 Q3 | 29 | $126.4M | 42 | ||
| 2020 Q2 | 29 | $159.0M | 64 | ||
| 2020 Q1 | 29 | $111.4M | 100 | ||
| 2019 Q4 | 30 | $117.1M | 17 | ||
| 2019 Q3 | 33 | $117.7M | 6 | ||
| 2019 Q2 | 34 | $113.5M | 45 | ||
| 2019 Q1 | 34 | $91.1M | 72 | ||
| 2018 Q4 | 27 | $68.2M | 0 |
Holding changes this quarter
Legend Financial Advisors, Inc.'s most significant position changes for 2026-06-30: New buy: Alphabet Inc-cl C (GOOG); New buy: Remitly Global Inc (RELY); Sold out: Fiserv Inc (FISV); New buy: Eli Lilly & Co (LLY); Add: Ishares Gold Trust (IAU) — shares +0.76%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SOXX | Ishares Semiconductor ETF | +2% | -29.17% | Trim |
| 2 | INTC | Intel CORP | +1.4% | -2.25% | Trim |
| 3 | GOOG | Alphabet Inc-cl C | +1.1% | NEW | New buy |
| 4 | CRDO | Credo Technology Group Holding Ltd | +0.9% | -2.37% | Trim |
| 5 | QQQ | Invesco Qqq Trust Series 1 | +0.9% | -2.90% | Trim |
| 6 | RELY | Remitly Global Inc | +0.7% | NEW | New buy |
| 7 | VO | Vanguard Mid-cap ETF | +0.2% | +317.11% | Add |
| 8 | TBBK | Bancorp Inc/the | +0.2% | +32.56% | Add |
| 9 | LLY | Eli Lilly & Co | +0.1% | NEW | New buy |
| 10 | CPA | Copa Holdings, S.A. | +0.1% | +0.18% | Add |
| 11 | SPSM | Ss Spdr P S&p 600 Small Cap | +0.1% | +0.11% | Add |
| 12 | FSLR | First Solar Inc | +0.1% | +11.89% | Add |
| 13 | FRDM | Freedom 100 Emeging Mrkt ETF | +0.1% | +1.63% | Add |
| 14 | NMIH | Nmi Holdings Inc | +0.1% | +26.78% | Add |
| 15 | IAK | Ishares U.s. Insurance ETF | +0.1% | +5.19% | Add |
| 16 | AAPL | Apple Inc | +0.1% | +3.31% | Add |
| 17 | VIOV | Vanguard S&p Small-cap 600 V | 0% | -1.07% | Trim |
| 18 | AMZN | Amazon.com Inc | 0% | +0.16% | Add |
| 19 | EVR | Evercore Inc - A | — | -0.28% | Trim |
| 20 | V | Visa Inc-class A Shares | — | — | Unchanged |
| 21 | ALV | Autoliv Inc | 0% | -0.29% | Trim |
| 22 | SCHG | Schwab US Large-cap Growth | 0% | -3.07% | Trim |
| 23 | DCI | Donaldson Co Inc | 0% | — | Unchanged |
| 24 | JPM | Jpmorgan Chase & Co | 0% | -8.00% | Trim |
| 25 | PPL | Ppl CORP | 0% | — | Unchanged |
| 26 | NEE | Nextera Energy Inc | -0.1% | -18.83% | Trim |
| 27 | BRK-B | Berkshire Hathaway Inc-cl B | -0.1% | +1.84% | Add |
| 28 | DLO | DLocal Limited | -0.1% | -0.34% | Trim |
| 29 | B | Barrick Mining CORP | -0.1% | +0.17% | Add |
| 30 | MOD | Modine Manufacturing Co | -0.1% | -17.51% | Trim |
| 31 | FNDX | Schwab Fndmntl US Lrg Co ETF | -0.2% | -0.62% | Trim |
| 32 | IDMO | Invesco S&p International De | -0.2% | -0.93% | Trim |
| 33 | FISV | Fiserv Inc | -0.3% | EXIT | Sold out |
| 34 | LCR | Leuthold Core ETF | -0.3% | +1.33% | Add |
| 35 | ARB | Altshares Merger Arbitrage | -0.4% | +0.91% | Add |
| 36 | PAAS | Pan American Silver CORP | -0.5% | -29.85% | Trim |
| 37 | XLE | Ss Energy Select Sector | -0.6% | -14.43% | Trim |
| 38 | COPX | Global X Copper Miners ETF | -0.8% | -6.77% | Trim |
| 39 | XME | Ss Spdr S&p Metals Mining | -0.8% | -5.12% | Trim |
| 40 | DJP | Ipath Bloomberg Commodity In | -1.4% | -3.33% | Trim |
| 41 | IAU | Ishares Gold Trust | -2.4% | +0.76% | Add |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is Legend Financial Advisors, Inc. and what type of investor is it?
Legend Financial Advisors, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $176.0M, spread across 40 disclosed positions.
What are Legend Financial Advisors, Inc.'s largest equity positions?
Based on the latest 13F filing, Legend Financial Advisors, Inc.'s top holdings by market value are:
1. Ishares Semiconductor ETF (SOXX) — $19.6M (11.2%)
2. Invesco Qqq Trust Series 1 (QQQ) — $17.9M (10.2%)
3. Ishares Gold Trust (IAU) — $13.4M (7.6%)
4. Vanguard Mid-cap ETF (VO) — $11.9M (6.8%)
5. Schwab Fndmntl US Lrg Co ETF (FNDX) — $11.8M (6.7%)
What changes did Legend Financial Advisors, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Legend Financial Advisors, Inc. made 38 notable position adjustments: 3 new positions were initiated, 15 existing holdings were added to, 19 positions were partially reduced, and 1 were completely exited. The largest of these moves: New buy: Alphabet Inc-cl C (GOOG); New buy: Remitly Global Inc (RELY); Sold out: Fiserv Inc (FISV); New buy: Eli Lilly & Co (LLY); Add: Ishares Gold Trust (IAU) — shares +0.76%
What sectors does Legend Financial Advisors, Inc. focus on?
Legend Financial Advisors, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 46.5%
• Consumer Discretionary: 20.2%
• Financials: 12.8%
• Communication Services: 8.6%
• Materials: 7.4%
• Utilities: 2.3%
Investment Profile
Legend Financial Advisors, Inc. returned an annualized 24.2% over the trailing 36 months — outperforming the S&P 500 by 5.1 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.89 (less volatile than the market) and a 53% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 46.5% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 20 over the past 4 quarters — a shift toward more active trading.
It has added to its VO position over the past two quarters (+$3.3M, now $11.9M), while trimming COPX over the same stretch (-$5.4M, still holding $6.3M).
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Developer Access
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REST API
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