LA
Legacy Advisory Services, LLC — 13F Portfolio Report & Top Holdings (Q3 2026)
Legacy Advisory Services, LLCCIK: 0002068847
Diversified strategyHigh-turnover traderQuality / disciplined sizing
Total reported value
$139.3M
Reporting period: 2026-09-30 · Number of holdings: 80
Legacy Advisory Services, LLC disclosed 80 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $139.3M and a quarterly turnover rate of 71.6%.
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Personality snowflake
- Concentration
- 17.56
- Portfolio Stability
- 71.6
- Momentum
- 30.12
- Sector conviction
- 78.26
- Diversification
- 100
- Sizing Uniformity
- 84.05
Legacy Advisory Services, LLC's disclosed holdings carry a Herfindahl concentration index of 0.044 — mathematically equivalent to about 23 equally-sized positions, well below its 80 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.59), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 8% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim SHV
-50.5% -$11.7M
Trim SGOV
-62.9% -$10.0M
New buy IVW
Add IVV
+67.0% $4.3M
Trim USMV
-34.8% -$4.0M
Trim SPYM
-21.0% -$4.1M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 12.33% | -2.67% | -21.03% | |
| 2 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 8.20% | -8.06% | -50.53% | |
| 3 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 7.49% | +3.19% | +67.04% | |
| 4 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 5.57% | -2.72% | -34.83% | |
| 5 | DYNF | Ishrs US E F R A Etf-usd Inc | ETF-Other | 4.74% | +1.44% | +38.64% | |
| 6 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 4.67% | -2.62% | -37.91% | |
| 7 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 4.23% | -6.96% | -62.88% | |
| 8 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 3.31% | +3.31% | NEW | |
| 9 | IWX | Ishares Russell Top 200 Valu | ETF-Other | 3.07% | -1.63% | -38.57% | |
| 10 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 2.46% | +2.46% | NEW | |
| 11 | GSUS | Goldman Sachs Marketbeta US | ETF-Commodities | 2.07% | +2.07% | NEW | |
| 12 | ACWX | Ishares Msci Acwi Ex US ETF | ETF-Other | 1.80% | +1.80% | NEW | |
| 13 | MGC | Vanguard Mega Cap ETF | ETF-Other | 1.72% | +0.08% | -0.31% | |
| 14 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 1.65% | +1.65% | NEW | |
| 15 | BAI | Ishrs Ai In And Tech Act ETF | ETF-Tech | 1.56% | +1.56% | NEW | |
| 16 | CORO | Ish Intl Ctry Rot Act ETF | ETF-Other | 1.53% | +1.53% | NEW | |
| 17 | IWL | Ishares Russell Top 200 ETF | ETF-Other | 1.45% | -0.54% | -30.64% | |
| 18 | BLCR | Ishares Lrg Cp Cr Act Etf-ui | ETF-Other | 1.33% | +1.33% | NEW | |
| 19 | IOO | Ishares Global 100 ETF | ETF-Other | 1.30% | -0.99% | -47.32% | |
| 20 | THRO | Ishares U.s. Thematic Rotati | ETF-Other | 1.19% | +1.19% | NEW | |
| 21 | SHYM | Ishares Short Duration High | ETF-Other | 1.18% | -0.09% | -4.29% | |
| 22 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 1.16% | -2.47% | -66.03% | |
| 23 | VBIL | Vanguard 0-3m T-bill ETF | ETF-Other | 1.10% | -0.01% | -2.63% | |
| 24 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 1.09% | +1.09% | NEW | |
| 25 | LGLV | Spdr US Lc Low Vol Idx | ETF-Other | 1.02% | -0.90% | -45.92% | |
| 26 | SPMO | Invesco S&p 500 Momentum ETF | ETF-Large Cap & Growth | 0.94% | +0.94% | NEW | |
| 27 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 0.94% | +0.94% | NEW | |
| 28 | IQLT | Ishares Msci International Q | ETF-Other | 0.94% | -2.29% | -71.45% | |
| 29 | MSFT | Microsoft CORP | Stock-Tech | 0.93% | +0.35% | +14.51% | |
| 30 | SHLD | Global X Defense Tech ETF | ETF-Tech | 0.84% | +0.84% | NEW | |
| 31 | GSIE | Goldman Sachs Activebeta Int | ETF-Commodities | 0.83% | +0.83% | NEW | |
| 32 | LMUB | Ishares Lt National Muni Bd | ETF-Other | 0.82% | +0.82% | NEW | |
| 33 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 0.77% | +0.77% | NEW | |
| 34 | EFG | Ishares Msci Eafe Growth ETF | ETF-Other | 0.71% | +0.71% | NEW | |
| 35 | NVDA | Nvidia CORP | Stock-Tech | 0.68% | +0.23% | +31.66% | |
| 36 | MUB | Ishares National Muni Bond E | ETF-Other | 0.67% | +0.67% | NEW | |
| 37 | AOR | Ishares Core 60/40 Balanced | ETF-Other | 0.64% | -1.05% | -62.06% | |
| 38 | GSLC | Goldman Activebeta US Lc ETF | ETF-Commodities | 0.63% | +0.63% | NEW | |
| 39 | XTEN | Bondbloxx Bbg 10y US Tsy ETF | ETF-Other | 0.63% | +0.63% | NEW | |
| 40 | AAPL | Apple Inc | Stock-Tech | 0.58% | +0.21% | +31.81% | |
| 41 | SHOP | Shopify Inc - Class A | Stock-Tech | 0.54% | +0.13% | — | |
| 42 | IALT | Ishrs Sys Alt Act ETF | ETF-Other | 0.54% | +0.54% | NEW | |
| 43 | AVGO | Broadcom Inc | Stock-Tech | 0.48% | -0.01% | +2.89% | |
| 44 | CROX | Crocs Inc | Stock-Consumer Disc | 0.47% | -0.03% | -6.39% | |
| 45 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.43% | +0.06% | +0.05% | |
| 46 | GOVT | Ishares US Treasury Bond ETF | ETF-Gov Bonds | 0.38% | +0.38% | NEW | |
| 47 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 0.38% | +0.38% | NEW | |
| 48 | EWBC | East West Bancorp Inc | Stock-Financials | 0.37% | -0.02% | -4.08% | |
| 49 | WMT | Walmart Inc | Stock-Consumer Staples | 0.35% | -0.04% | -2.36% | |
| 50 | ETN | Eaton Corporation plc | Stock-Industrials | 0.35% | -0.02% | -6.87% |
1–50 of 80
Portfolio Performance
Performance for Q4 2026
+1.5%
Performance Last 4 Quarters
+9.9%
- Stdev
- +9.3%
- Beta
- +0.75
- Alpha
- -1%
- Max Drawdown
- -7.4%
- Annualized Perf
- +12.2%
- Batting Avg vs S&P
- +37.5%
- Sortino
- +2.29
- Stutzer
- +0.37
- Treynor
- +0.16
- Sterling
- +0.8
- Calmar
- +1.66
- Information Ratio
- -1.26
- Tracking Error
- +4.2%
- Stdev Down
- +5.2%
- Winning Months %
- +75%
- Losing Months %
- +25%
- Best 12 Months
- +19.8%
- Worst 12 Months
- +5.9%
- Efficiency Ratio
- +0.5
- Sharpe
- +1.29
- Stdev Sectors
- +12.9%
- Skewness
- -0.36
- Kurtosis
- +0.02
- Upside Potential
- +3.73
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Legacy Advisory Services, LLC's most significant position changes for 2026-09-30: New buy: Ishares S&p 500 Growth ETF (IVW); New buy: Ishares S&p 500 Value ETF (IVE); New buy: Goldman Sachs Marketbeta US (GSUS); New buy: Ishares Msci Acwi Ex US ETF (ACWX); New buy: Ishr Cr Unvrse Usd Bd Etf-ui (IUSB).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IVW | Ishares S&p 500 Growth ETF | +3.3% | NEW | New buy |
| 2 | IVV | Ishares Core S&p 500 ETF | +3.2% | +67.04% | Add |
| 3 | IVE | Ishares S&p 500 Value ETF | +2.5% | NEW | New buy |
| 4 | GSUS | Goldman Sachs Marketbeta US | +2.1% | NEW | New buy |
| 5 | ACWX | Ishares Msci Acwi Ex US ETF | +1.8% | NEW | New buy |
| 6 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | +1.7% | NEW | New buy |
| 7 | BAI | Ishrs Ai In And Tech Act ETF | +1.6% | NEW | New buy |
| 8 | CORO | Ish Intl Ctry Rot Act ETF | +1.5% | NEW | New buy |
| 9 | DYNF | Ishrs US E F R A Etf-usd Inc | +1.4% | +38.64% | Add |
| 10 | BLCR | Ishares Lrg Cp Cr Act Etf-ui | +1.3% | NEW | New buy |
| 11 | THRO | Ishares U.s. Thematic Rotati | +1.2% | NEW | New buy |
| 12 | IEMG | Ishares Core Msci Emerging | +1.1% | NEW | New buy |
| 13 | SPMO | Invesco S&p 500 Momentum ETF | +0.9% | NEW | New buy |
| 14 | EFV | Ishares Msci Eafe Value ETF | +0.9% | NEW | New buy |
| 15 | SHLD | Global X Defense Tech ETF | +0.8% | NEW | New buy |
| 16 | GSIE | Goldman Sachs Activebeta Int | +0.8% | NEW | New buy |
| 17 | LMUB | Ishares Lt National Muni Bd | +0.8% | NEW | New buy |
| 18 | AVEM | Avantis Emerging Markets Eq | +0.8% | NEW | New buy |
| 19 | EFG | Ishares Msci Eafe Growth ETF | +0.7% | NEW | New buy |
| 20 | MUB | Ishares National Muni Bond E | +0.7% | NEW | New buy |
| 21 | GSLC | Goldman Activebeta US Lc ETF | +0.6% | NEW | New buy |
| 22 | XTEN | Bondbloxx Bbg 10y US Tsy ETF | +0.6% | NEW | New buy |
| 23 | IALT | Ishrs Sys Alt Act ETF | +0.5% | NEW | New buy |
| 24 | GOVT | Ishares US Treasury Bond ETF | +0.4% | NEW | New buy |
| 25 | SCHZ | Schwab US Aggregate Bond ETF | +0.4% | NEW | New buy |
| 26 | MSFT | Microsoft CORP | +0.4% | +14.51% | Add |
| 27 | GEM | Goldman Sachs Activebeta Em | +0.3% | NEW | New buy |
| 28 | ITA | Ishares U.s. Aerospace & Def | +0.3% | NEW | New buy |
| 29 | GGOV | Ishares Global Gb Usd Ha ETF | +0.3% | NEW | New buy |
| 30 | MBB | Ishares Mbs ETF | +0.3% | NEW | New buy |
| 31 | GLDM | Spdr Gold Minishares Trust | +0.2% | NEW | New buy |
| 32 | GGUS | Goldman Ss Mb Rl 1000 GE ETF | +0.2% | NEW | New buy |
| 33 | NVDA | Nvidia CORP | +0.2% | +31.66% | Add |
| 34 | OMFL | Invesco Russell 1000 Dyn M/f | +0.2% | NEW | New buy |
| 35 | AAPL | Apple Inc | +0.2% | +31.81% | Add |
| 36 | GSID | Goldman Sachs Marketbeta Int | +0.2% | NEW | New buy |
| 37 | QQQM | Invesco Nasdaq 100 ETF | +0.2% | NEW | New buy |
| 38 | RWL | Invesco S&p 500 Revenue ETF | +0.2% | NEW | New buy |
| 39 | GOOGL | Alphabet Inc-cl A | +0.2% | NEW | New buy |
| 40 | SHOP | Shopify Inc - Class A | +0.1% | — | Unchanged |
| 41 | CRWD | Crowdstrike Holdings Inc - A | +0.1% | +310.79% | Add |
| 42 | MGC | Vanguard Mega Cap ETF | +0.1% | -0.31% | Trim |
| 43 | MRK | Merck & Co. Inc. | +0.1% | +0.05% | Add |
| 44 | LLY | Eli Lilly & Co | 0% | +21.76% | Add |
| 45 | MRSH | Marsh & Mclennan Cos | 0% | +1.95% | Add |
| 46 | MDT | Medtronic plc | 0% | -7.06% | Trim |
| 47 | ARTY | Ishares Future Ai & Tech ETF | 0% | — | Unchanged |
| 48 | XLK | Ss Technology Select Sector | 0% | — | Unchanged |
| 49 | UNP | Union Pacific CORP | 0% | -1.10% | Trim |
| 50 | PSKY | Paramount Skydance Cl B | 0% | -3.18% | Trim |
1–50 of 88
Filing History
FAQ
What is Legacy Advisory Services, LLC and what type of investor is it?
Legacy Advisory Services, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $139.3M, spread across 80 disclosed positions.
What are Legacy Advisory Services, LLC's largest equity positions?
Based on the latest 13F filing, Legacy Advisory Services, LLC's top holdings by market value are:
1. Ste Str Spdr Pt S&p 500 ETF (SPYM) — $17.2M (12.3%)
2. Ishares 0-1 Year Treasury Bo (SHV) — $11.4M (8.2%)
3. Ishares Core S&p 500 ETF (IVV) — $10.4M (7.5%)
4. Ishares Msci USA Min Vol Fac (USMV) — $7.8M (5.6%)
5. Ishrs US E F R A Etf-usd Inc (DYNF) — $6.6M (4.7%)
What changes did Legacy Advisory Services, LLC make in its most recent portfolio filing?
In the latest reported quarter, Legacy Advisory Services, LLC made 85 notable position adjustments: 34 new positions were initiated, 13 existing holdings were added to, 30 positions were partially reduced, and 8 were completely exited. The largest of these moves: New buy: Ishares S&p 500 Growth ETF (IVW); New buy: Ishares S&p 500 Value ETF (IVE); New buy: Goldman Sachs Marketbeta US (GSUS); New buy: Ishares Msci Acwi Ex US ETF (ACWX); New buy: Ishr Cr Unvrse Usd Bd Etf-ui (IUSB)
What sectors does Legacy Advisory Services, LLC focus on?
Legacy Advisory Services, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 46.2%
• Consumer Discretionary: 12.3%
• Health Care: 11.4%
• Industrials: 10.1%
• Financials: 6.8%
• Consumer Staples: 4.4%
Investment Profile
Legacy Advisory Services, LLC returned an annualized 12.2% over the trailing 32 months — underperforming the S&P 500 by 1.0 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.75 (less volatile than the market) and a 38% quarterly batting average against the index.
Its portfolio is broadly diversified and fast-trading, with 46.2% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 33 to 72 over the past 4 quarters — a shift toward more active trading.
It has added to its IVV position over the past two quarters (+$4.8M, now $10.4M), while trimming SHV over the same stretch (-$13.8M, still holding $11.4M).
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Developer Access
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