LK
Lee, Kelleher & Klein Wealth Management SEC 13F Filing (Q3 2026) — Holdings & Portfolio
Lee, Kelleher & Klein Wealth ManagementCIK: 0002063827
Momentum followerLong-term holderQuality / disciplined sizing
Total reported value
$194.4M
Reporting period: 2026-09-30 · Number of holdings: 48
Lee, Kelleher & Klein Wealth Management disclosed 48 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $194.4M and a quarterly turnover rate of 4.8%.
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Personality snowflake
- Concentration
- 41.38
- Portfolio Stability
- 4.85
- Momentum
- 100
- Sector conviction
- 67.06
- Diversification
- 96
- Sizing Uniformity
- 79.88
Lee, Kelleher & Klein Wealth Management's disclosed holdings carry a Herfindahl concentration index of 0.103 — mathematically equivalent to about 10 equally-sized positions, well below its 48 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.01), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 5.2 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 1% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd IVV
+3.2% $2.1M
Add IVW
+5.7% $1.2M
Add DLN
+2.6% $1.3M
Trim IJH
+3.7% -$412.2K
Add IEFA
+23.3% $547.1K
Trim DON
+2.9% -$221.7K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 20.05% | +0.74% | +3.23% | |
| 2 | DLN | Wisdomtree US Largecap Divid | ETF-Other | 19.56% | +0.35% | +2.59% | |
| 3 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 7.17% | +0.51% | +5.73% | |
| 4 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 7.07% | — | -0.41% | |
| 5 | DON | Wisdomtree US Midcap Dividen | ETF-Other | 6.37% | -0.22% | +2.92% | |
| 6 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 6.37% | -0.32% | +3.72% | |
| 7 | GSLC | Goldman Activebeta US Lc ETF | ETF-Commodities | 4.22% | -0.12% | -3.30% | |
| 8 | DES | Wisdomtree US Smallcap Divid | ETF-Other | 3.26% | -0.19% | +3.06% | |
| 9 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 3.23% | -0.10% | +7.69% | |
| 10 | IJK | Ishares S&p Mid-cap 400 Grow | ETF-Other | 2.30% | -0.11% | +4.10% | |
| 11 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 1.97% | +0.10% | +7.44% | |
| 12 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.89% | -0.01% | -1.00% | |
| 13 | IWF | Ishares Russell 1000 Growth | ETF-Other | 1.78% | -0.02% | -0.14% | |
| 14 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 1.47% | +0.26% | +23.31% | |
| 15 | IJT | Ishares S&p Small-cap 600 Gr | ETF-Other | 1.39% | -0.18% | +0.21% | |
| 16 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 1.26% | -0.13% | -4.74% | |
| 17 | VONV | Vanguard Russell 1000 Value | ETF-Other | 1.21% | -0.05% | -3.98% | |
| 18 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.16% | -0.11% | -7.92% | |
| 19 | IJS | Ishares S&p Small-cap 600 Va | ETF-Other | 0.97% | -0.05% | +2.85% | |
| 20 | GSIE | Goldman Sachs Activebeta Int | ETF-Commodities | 0.71% | -0.02% | -1.72% | |
| 21 | SPSM | Ss Spdr P S&p 600 Small Cap | ETF-Small Cap | 0.65% | -0.08% | -1.98% | |
| 22 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.61% | -0.04% | -0.81% | |
| 23 | VONG | Vanguard Russell 1000 Growth | ETF-Other | 0.51% | — | — | |
| 24 | CWB | Ss Spdr Bb Conv Sec ETF | ETF-Other | 0.49% | -0.05% | — | |
| 25 | IWP | Ishares Russell Mid-cap Grow | ETF-Other | 0.49% | -0.04% | — | |
| 26 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.44% | -0.01% | — | |
| 27 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.32% | +0.06% | +19.70% | |
| 28 | AAPL | Apple Inc | Stock-Tech | 0.28% | +0.03% | -0.18% | |
| 29 | CVX | Chevron CORP | Stock-Energy | 0.21% | +0.03% | — | |
| 30 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.21% | -0.01% | +0.62% | |
| 31 | IWB | Ishares Russell 1000 ETF | ETF-Other | 0.21% | — | — | |
| 32 | VUG | Vanguard Growth ETF | ETF-Other | 0.19% | +0.01% | — | |
| 33 | IWS | Ishares Russell Mid-cap Valu | ETF-Other | 0.18% | — | — | |
| 34 | CSX | Csx CORP | Stock-Industrials | 0.18% | — | — | |
| 35 | MSFT | Microsoft CORP | Stock-Tech | 0.17% | +0.04% | — | |
| 36 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.15% | -0.01% | — | |
| 37 | VIOO | Vanguard S&p Small-cap 600 E | ETF-Other | 0.13% | -0.01% | — | |
| 38 | IJJ | Ishares S&p Mid-cap 400 Valu | ETF-Other | 0.13% | -0.01% | — | |
| 39 | MDYG | Ss Spdr S&p 400 Mc Gr ETF | ETF-Other | 0.11% | -0.01% | — | |
| 40 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.11% | — | — | |
| 41 | SLV | Ishares Silver Trust | ETF-Commodities | 0.11% | — | -0.48% | |
| 42 | XLK | Ss Technology Select Sector | ETF-Tech | 0.11% | — | — | |
| 43 | IWO | Ishares Russell 2000 Growth | ETF-Small Cap | 0.11% | -0.01% | — | |
| 44 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.11% | -0.02% | -17.46% | |
| 45 | VOT | Vanguard Mid-cap Growth ETF | ETF-Other | 0.11% | -0.02% | -10.57% | |
| 46 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.10% | -0.01% | — | |
| 47 | IAU | Ishares Gold Trust | ETF-Commodities | 0.10% | +0.10% | NEW | |
| 48 | BNAI | Brand Engagement Network Inc | Stock-Other | 0.05% | -0.10% | — |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Portfolio Performance
Performance for Q4 2026
+0.9%
Performance Last 4 Quarters
+14.1%
- Stdev
- +10.8%
- Beta
- +0.8
- Alpha
- +0.4%
- Max Drawdown
- -4.6%
- Annualized Perf
- +15.3%
- Batting Avg vs S&P
- +40%
- Sortino
- +2.65
- Stutzer
- +0.41
- Treynor
- +0.18
- Sterling
- +1.05
- Calmar
- +3.3
- Information Ratio
- -0.75
- Tracking Error
- +4.1%
- Stdev Down
- +5.6%
- Winning Months %
- +80%
- Losing Months %
- +20%
- Best 12 Months
- +28.7%
- Worst 12 Months
- +13.4%
- Efficiency Ratio
- +0.52
- Sharpe
- +1.38
- Stdev Sectors
- +9.7%
- Skewness
- -0.01
- Kurtosis
- +0.49
- Upside Potential
- +4.07
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Lee, Kelleher & Klein Wealth Management's most significant position changes for 2026-09-30: Sold out: Caterpillar Inc (CAT); Sold out: Ishares Russell 2000 ETF (IWM); New buy: Ishares Gold Trust (IAU); Add: Ishares Core S&p 500 ETF (IVV) — shares +3.23%; Add: Ishares S&p 500 Growth ETF (IVW) — shares +5.73%.
Filing History
FAQ
What is Lee, Kelleher & Klein Wealth Management and what type of investor is it?
Lee, Kelleher & Klein Wealth Management is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $194.4M, spread across 48 disclosed positions.
What are Lee, Kelleher & Klein Wealth Management's largest equity positions?
Based on the latest 13F filing, Lee, Kelleher & Klein Wealth Management's top holdings by market value are:
1. Ishares Core S&p 500 ETF (IVV) — $39.0M (20.1%)
2. Wisdomtree US Largecap Divid (DLN) — $38.0M (19.6%)
3. Ishares S&p 500 Growth ETF (IVW) — $13.9M (7.2%)
4. Ss Spdr S&p 500 ETF Trust-us (SPY) — $13.7M (7.1%)
5. Wisdomtree US Midcap Dividen (DON) — $12.4M (6.4%)
What changes did Lee, Kelleher & Klein Wealth Management make in its most recent portfolio filing?
In the latest reported quarter, Lee, Kelleher & Klein Wealth Management made 31 notable position adjustments: 1 new positions were initiated, 14 existing holdings were added to, 14 positions were partially reduced, and 2 were completely exited. The largest of these moves: Sold out: Caterpillar Inc (CAT); Sold out: Ishares Russell 2000 ETF (IWM); New buy: Ishares Gold Trust (IAU); Add: Ishares Core S&p 500 ETF (IVV) — shares +3.23%; Add: Ishares S&p 500 Growth ETF (IVW) — shares +5.73%
What sectors does Lee, Kelleher & Klein Wealth Management focus on?
Lee, Kelleher & Klein Wealth Management is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 37.3%
• Energy: 17.7%
• Industrials: 14.6%
• Communication Services: 12.4%
• Consumer Discretionary: 9.2%
• Financials: 8.7%
Investment Profile
Lee, Kelleher & Klein Wealth Management returned an annualized 15.3% over the trailing 20 months — outperforming the S&P 500 by 0.4 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.80 (less volatile than the market) and a 40% quarterly batting average against the index.
Its portfolio is moderately concentrated and long-term-holding, with 37.3% of the portfolio concentrated in Information Technology.
It has added to its IVV position over the past two quarters (+$7.1M, now $39.0M), while trimming BNAI over the same stretch (-$541.2K, still holding $103.2K).
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