LF
Lee Financial Co 13F Holdings & Position Changes (Q3 2026)
Lee Financial CoCIK: 0001391166
Momentum followerLong-term holderSector-focused
Total reported value
$800.9M
Reporting period: 2026-09-30 · Number of holdings: 218
Lee Financial Co disclosed 218 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $800.9M and a quarterly turnover rate of 8.9%.
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Personality snowflake
- Concentration
- 40.36
- Portfolio Stability
- 8.86
- Momentum
- 100
- Sector conviction
- 68.39
- Diversification
- 100
- Sizing Uniformity
- 61.75
Lee Financial Co's disclosed holdings carry a Herfindahl concentration index of 0.101 — mathematically equivalent to about 10 equally-sized positions, well below its 218 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.83), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 15% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd IJT
+2141.8% $16.8M
Trim IJH
+1.8% -$5.2M
Trim BRK-B
-9.7% -$3.3M
New buy 30233Q108
Sold out XOM
Add AAPL
-0.1% $2.8M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 154 holdings (of 218 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 25.91% | +0.20% | +0.77% | |
| 2 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 12.22% | -0.94% | +1.79% | |
| 3 | FNDX | Schwab Fndmntl US Lrg Co ETF | ETF-Other | 8.64% | -0.01% | +0.98% | |
| 4 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 6.32% | +0.09% | +0.23% | |
| 5 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 3.68% | -0.51% | -9.73% | |
| 6 | EMLP | First Trust North American E | ETF-Other | 3.60% | -0.25% | +1.55% | |
| 7 | GLD | Spdr Gold Shares | ETF-Commodities | 3.52% | +0.02% | -0.70% | |
| 8 | AAPL | Apple Inc | Stock-Tech | 2.68% | +0.29% | -0.05% | |
| 9 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.64% | -0.07% | -0.63% | |
| 10 | IJT | Ishares S&p Small-cap 600 Gr | ETF-Other | 2.21% | +2.10% | +2141.77% | |
| 11 | FNDF | Schwab Fndmn Intl Lrg Co ETF | ETF-Other | 1.46% | +0.03% | +2.85% | |
| 12 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 1.41% | -0.08% | -3.36% | |
| 13 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 1.35% | -0.14% | +0.08% | |
| 14 | SCHX | Schwab US Large-cap ETF | ETF-Other | 1.27% | -0.01% | -0.20% | |
| 15 | MSFT | Microsoft CORP | Stock-Tech | 0.91% | +0.24% | +1.09% | |
| 16 | DVY | Ishares Select Dividend ETF | ETF-Other | 0.90% | -0.05% | -0.66% | |
| 17 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.88% | -0.02% | +8.27% | |
| 18 | ACWI | Ishares Msci Acwi ETF | ETF-Other | 0.82% | -0.01% | -0.19% | |
| 19 | IWP | Ishares Russell Mid-cap Grow | ETF-Other | 0.64% | -0.07% | -1.31% | |
| 20 | NVDA | Nvidia CORP | Stock-Tech | 0.57% | +0.08% | +4.89% | |
| 21 | XLE | Ss Energy Select Sector | ETF-Other | 0.53% | -0.01% | -12.78% | |
| 22 | NEM | Newmont CORP | Stock-Materials | 0.51% | +0.11% | +7.24% | |
| 23 | SCHA | Schwab US Small-cap ETF | ETF-Other | 0.50% | -0.05% | +3.00% | |
| 24 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.47% | -0.01% | -0.22% | |
| 25 | AVGO | Broadcom Inc | Stock-Tech | 0.47% | -0.03% | +3.15% | |
| 26 | DELL | Dell Technologies -c | Stock-Tech | 0.46% | +0.07% | -1.67% | |
| 27 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 0.44% | — | — | |
| 28 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.41% | -0.01% | +0.78% | |
| 29 | PM | Philip Morris International | Stock-Consumer Staples | 0.35% | — | -1.58% | |
| 30 | ✓ | Stock-Other | 0.34% | +0.34% | NEW | ||
| 31 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.31% | +0.02% | +3.23% | |
| 32 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.31% | — | +2.23% | |
| 33 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.29% | — | +1.58% | |
| 34 | ABBV | Abbvie Inc | Stock-Healthcare | 0.29% | +0.01% | -0.26% | |
| 35 | CFG | Citizens Financial Group | Stock-Financials | 0.28% | -0.04% | -0.28% | |
| 36 | TNGY | Tortoise Energy ETF | ETF-Other | 0.27% | +0.01% | -1.67% | |
| 37 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.27% | +0.01% | +0.04% | |
| 38 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.25% | -0.01% | +2.70% | |
| 39 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.24% | -0.01% | -0.33% | |
| 40 | FNDE | Schwab Fndmntl Em Mrk Eq ETF | ETF-Other | 0.24% | +0.06% | +25.41% | |
| 41 | TXN | Texas Instruments Inc | Stock-Tech | 0.24% | -0.02% | -0.21% | |
| 42 | MS | Morgan Stanley | Stock-Financials | 0.23% | -0.03% | -0.30% | |
| 43 | EPD | Enterprise Products Partners | Stock-Energy | 0.23% | -0.01% | +0.92% | |
| 44 | VB | Vanguard Small-cap ETF | ETF-Other | 0.22% | -0.02% | +0.17% | |
| 45 | IGF | Ishares Global Infrastructur | ETF-Other | 0.22% | +0.04% | +35.80% | |
| 46 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.21% | -0.01% | — | |
| 47 | SCZ | Ishares Msci Eafe Small-cap | ETF-Other | 0.20% | — | — | |
| 48 | CSCO | Cisco Systems Inc | Stock-Tech | 0.20% | -0.02% | +2.49% | |
| 49 | WMB | Williams Cos Inc | Stock-Energy | 0.20% | -0.02% | +1.78% | |
| 50 | GPC | Genuine Parts Co | Stock-Consumer Disc | 0.19% | +0.07% | +49.47% |
1–50 of 154
Portfolio Performance
Performance for Q4 2026
+1.3%
Performance Last 4 Quarters
+14.3%
- Stdev
- +10.2%
- Beta
- +0.79
- Alpha
- +1.8%
- Max Drawdown
- -6.6%
- Annualized Perf
- +20.6%
- Batting Avg vs S&P
- +38.9%
- Sortino
- +4.19
- Stutzer
- +0.55
- Treynor
- +0.25
- Sterling
- +1.39
- Calmar
- +3.13
- Information Ratio
- -0.71
- Tracking Error
- +4.1%
- Stdev Down
- +4.6%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +30.7%
- Worst 12 Months
- +9%
- Efficiency Ratio
- +0.76
- Sharpe
- +1.91
- Stdev Sectors
- +11.2%
- Skewness
- -0.15
- Kurtosis
- -0.18
- Upside Potential
- +5.66
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 218 | $800.9M | 9 | ||
| 2026 Q2 | 236 | $783.1M | 14 | ||
| 2026 Q1 | 211 | $708.8M | 12 | ||
| 2025 Q4 | 205 | $741.2M | 12 | ||
| 2025 Q3 | 259 | $797.4M | 26 | ||
| 2025 Q2 | 208 | $697.3M | 0 | ||
| 2025 Q1 | 206 | $654.7M | 100 | ||
| 2024 Q4 | 273 | $712.2M | 0 | ||
| 2024 Q3 | 277 | $704.2M | 0 | ||
| 2024 Q2 | 221 | $613.6M | 0 | ||
| 2024 Q1 | 216 | $599.8M | 0 | ||
| 2023 Q4 | 1038 | $569.9M | 0 | ||
| 2023 Q3 | 1005 | $536.7M | 0 | ||
| 2023 Q2 | 948 | $571.0M | 0 | ||
| 2023 Q1 | 950 | $582.9M | 0 | ||
| 2022 Q4 | 1178 | $586.1M | 0 | ||
| 2022 Q3 | 1187 | $534.7M | 0 | ||
| 2022 Q2 | 1228 | $545.1M | 0 | ||
| 2022 Q1 | 897 | $558.8M | 0 | ||
| 2021 Q4 | 1151 | $532.4M | 0 | ||
| 2021 Q3 | 817 | $483.4M | 0 | ||
| 2021 Q2 | 734 | $471.5M | 100 | ||
| 2021 Q1 | 538 | $421.7M | 19 | ||
| 2020 Q4 | 529 | $385.6M | 15 | ||
| 2020 Q3 | 593 | $357.9M | 20 | ||
| 2020 Q2 | 585 | $360.2M | 34 | ||
| 2020 Q1 | 548 | $301.4M | 48 | ||
| 2019 Q4 | 559 | $462.9M | 15 | ||
| 2019 Q3 | 571 | $444.5M | 10 | ||
| 2019 Q2 | 582 | $442.8M | 6 | ||
| 2019 Q1 | 566 | $427.2M | 19 | ||
| 2018 Q4 | 498 | $373.2M | 33 | ||
| 2018 Q3 | 517 | $406.8M | 14 | ||
| 2018 Q2 | 1007 | $424.3M | 18 | ||
| 2018 Q1 | 995 | $394.1M | 29 | ||
| 2017 Q4 | 528 | $344.2M | 18 | ||
| 2017 Q3 | 539 | $309.9M | 25 | ||
| 2017 Q2 | 533 | $271.7M | 15 | ||
| 2017 Q1 | 440 | $250.9M | 42 | ||
| 2016 Q4 | 442 | $178.6M | — |
Holding changes this quarter
Lee Financial Co's most significant position changes for 2026-09-30: New buy: ; Sold out: Exxon Mobil CORP (XOM); Sold out: Oneok Inc (OKE); New buy: Crowdstrike Holdings Inc - A (CRWD); Sold out: Intl Business Machines CORP (IBM).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IJT | Ishares S&p Small-cap 600 Gr | +2.1% | +2141.77% | Add |
| 2 | ✓ | +0.3% | NEW | New buy | |
| 3 | AAPL | Apple Inc | +0.3% | -0.05% | Trim |
| 4 | MSFT | Microsoft CORP | +0.2% | +1.09% | Add |
| 5 | IVV | Ishares Core S&p 500 ETF | +0.2% | +0.77% | Add |
| 6 | NEM | Newmont CORP | +0.1% | +7.24% | Add |
| 7 | CRWD | Crowdstrike Holdings Inc - A | +0.1% | NEW | New buy |
| 8 | IVW | Ishares S&p 500 Growth ETF | +0.1% | +0.23% | Add |
| 9 | NVDA | Nvidia CORP | +0.1% | +4.89% | Add |
| 10 | DELL | Dell Technologies -c | +0.1% | -1.67% | Trim |
| 11 | GPC | Genuine Parts Co | +0.1% | +49.47% | Add |
| 12 | FNDE | Schwab Fndmntl Em Mrk Eq ETF | +0.1% | +25.41% | Add |
| 13 | STIP | Ishares 0-5 Year Tips Bond E | +0.1% | NEW | New buy |
| 14 | IGF | Ishares Global Infrastructur | 0% | +35.80% | Add |
| 15 | ISTB | Ishares Core 1-5 Year Usd Bo | 0% | NEW | New buy |
| 16 | META | Meta Platforms Inc-class A | 0% | +6.25% | Add |
| 17 | FNDF | Schwab Fndmn Intl Lrg Co ETF | 0% | +2.85% | Add |
| 18 | LEGH | Legacy Housing CORP | 0% | NEW | New buy |
| 19 | GLD | Spdr Gold Shares | 0% | -0.70% | Trim |
| 20 | CNQ | Canadian Natural Resources | 0% | -0.25% | Trim |
| 21 | AMGN | Amgen Inc | 0% | +0.19% | Add |
| 22 | AMZN | Amazon.com Inc | 0% | +3.23% | Add |
| 23 | BLK | Blackrock Inc | 0% | +1.81% | Add |
| 24 | BR | Broadridge Financial Solutio | 0% | -1.18% | Trim |
| 25 | TNGY | Tortoise Energy ETF | 0% | -1.67% | Trim |
| 26 | KO | Coca-cola Co/the | 0% | +0.04% | Add |
| 27 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | +11.16% | Add |
| 28 | JNJ | Johnson & Johnson | 0% | +8.82% | Add |
| 29 | TRI | Thomson Reuters CORP | 0% | -0.58% | Trim |
| 30 | MA | Mastercard Inc - A | 0% | +0.68% | Add |
| 31 | ABBV | Abbvie Inc | 0% | -0.26% | Trim |
| 32 | ABT | Abbott Laboratories | 0% | -1.76% | Trim |
| 33 | GLDM | Spdr Gold Minishares Trust | 0% | +15.69% | Add |
| 34 | SHY | Ishares 1-3 Year Treasury Bo | 0% | +6.81% | Add |
| 35 | FAST | Fastenal Co | 0% | -0.31% | Trim |
| 36 | OWL | Blue Owl Capital Inc | 0% | -0.24% | Trim |
| 37 | PM | Philip Morris International | — | -1.58% | Trim |
| 38 | VOO | Vanguard S&p 500 ETF | — | +1.58% | Add |
| 39 | DMLP | Dorchester Minerals LP | — | — | Unchanged |
| 40 | CVX | Chevron CORP | — | -3.97% | Trim |
| 41 | IEFA | Ishares Core Msci Eafe ETF | — | +2.23% | Add |
| 42 | AIRR | First Trust Rba American Ind | — | — | Unchanged |
| 43 | V | Visa Inc-class A Shares | — | +1.27% | Add |
| 44 | TSLA | Tesla Inc | — | +6.05% | Add |
| 45 | PAYX | Paychex Inc | — | -5.45% | Trim |
| 46 | SCZ | Ishares Msci Eafe Small-cap | — | — | Unchanged |
| 47 | DGRO | Ishares Core Dividend Growth | — | -9.21% | Trim |
| 48 | PFE | Pfizer Inc | — | -2.60% | Trim |
| 49 | ARES | Ares Management CORP - A | — | -0.26% | Trim |
| 50 | TJX | Tjx Companies Inc | — | +4.07% | Add |
1–50 of 167
Filing History
FAQ
What is Lee Financial Co and what type of investor is it?
Lee Financial Co is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $800.9M, spread across 218 disclosed positions.
What are Lee Financial Co's largest equity positions?
Based on the latest 13F filing, Lee Financial Co's top holdings by market value are:
1. Ishares Core S&p 500 ETF (IVV) — $207.5M (25.9%)
2. Ishares Core S&p Midcap ETF (IJH) — $97.9M (12.2%)
3. Schwab Fndmntl US Lrg Co ETF (FNDX) — $69.2M (8.6%)
4. Ishares S&p 500 Growth ETF (IVW) — $50.6M (6.3%)
5. Berkshire Hathaway Inc-cl B (BRK-B) — $29.5M (3.7%)
What changes did Lee Financial Co make in its most recent portfolio filing?
In the latest reported quarter, Lee Financial Co made 129 notable position adjustments: 5 new positions were initiated, 52 existing holdings were added to, 59 positions were partially reduced, and 13 were completely exited. The largest of these moves: New buy: ; Sold out: Exxon Mobil CORP (XOM); Sold out: Oneok Inc (OKE); New buy: Crowdstrike Holdings Inc - A (CRWD); Sold out: Intl Business Machines CORP (IBM)
What sectors does Lee Financial Co focus on?
Lee Financial Co is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 43.0%
• Financials: 11.9%
• Consumer Discretionary: 8.8%
• Energy: 7.7%
• Health Care: 7.0%
• Industrials: 5.9%
Investment Profile
Lee Financial Co returned an annualized 20.6% over the trailing 36 months — outperforming the S&P 500 by 1.8 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.79 (less volatile than the market) and a 39% quarterly batting average against the index.
Its portfolio is moderately concentrated and long-term-holding, with 43.0% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 26 to 9 over the past 4 quarters — a shift toward longer holding periods.
It has added to its IVV position over the past two quarters (+$31.5M, now $207.5M), while trimming BRK-B over the same stretch (-$4.4M, still holding $29.5M).
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Developer Access
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