CIK: 0001391166
Total reported value
$708.8M
Reporting period: 2026-03-31 · Number of holdings: 211
Lee Financial Co disclosed 211 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $708.8M and a quarterly turnover rate of 11.8%.
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Lee Financial Co's disclosed holdings carry a Herfindahl concentration index of 0.099 — mathematically equivalent to about 10 equally-sized positions, well below its 211 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.67), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 20% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim IJT
-88.1% -$6.9M
Add IJH
+0.3% $2.4M
Add EMLP
-2.8% $3.2M
Trim SHV
-26.2% -$4.2M
Add GLD
-2.4% $1.8M
Trim IVV
-1.3% -$11.0M
Showing top 145 holdings (of 211 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 24.84% | -0.39% | -1.29% | |
| 2 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 13.34% | +0.91% | +0.32% | |
| 3 | FNDX | Schwab Fndmntl US Lrg Co ETF | ETF-Other | 8.58% | +0.05% | -6.04% | |
| 4 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 5.66% | -0.35% | -1.89% | |
| 5 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 4.78% | -0.34% | -6.35% | |
| 6 | GLD | Spdr Gold Shares | ETF-Commodities | 4.52% | +0.44% | -2.42% | |
| 7 | EMLP | First Trust North American E | ETF-Other | 4.24% | +0.62% | -2.75% | |
| 8 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.39% | -0.18% | -5.33% | |
| 9 | AAPL | Apple INC | Stock-Tech | 2.33% | -0.12% | -2.39% | |
| 10 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 1.70% | -0.50% | -26.18% | |
| 11 | FNDF | Schwab Fndmn Intl Lrg Co ETF | ETF-Other | 1.40% | +0.18% | +1.61% | |
| 12 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 1.39% | — | -1.84% | |
| 13 | SCHX | Schwab US Large-cap ETF | ETF-Other | 1.25% | -0.04% | -2.98% | |
| 14 | DVY | Ishares Select Dividend ETF | ETF-Other | 1.07% | — | -2.88% | |
| 15 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.84% | — | +2.22% | |
| 16 | ACWI | Ishares Msci Acwi ETF | ETF-Other | 0.80% | — | -1.17% | |
| 17 | MSFT | Microsoft CORP | Stock-Tech | 0.73% | -0.27% | -9.37% | |
| 18 | XLE | Ss Energy Select Sector | ETF-Other | 0.71% | — | -24.20% | |
| 19 | IWP | Ishares Russell Mid-cap Grow | ETF-Other | 0.68% | -0.07% | -7.87% | |
| 20 | AVGO | Broadcom INC | Stock-Tech | 0.57% | -0.12% | -12.41% | |
| 21 | NEM | Newmont CORP | Stock-Materials | 0.51% | +0.08% | +3.65% | |
| 22 | NVDA | Nvidia CORP | Stock-Tech | 0.47% | — | +2.16% | |
| 23 | SCHA | Schwab US Small-cap ETF | ETF-Other | 0.47% | — | +3.83% | |
| 24 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.46% | — | +0.32% | |
| 25 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 0.45% | — | -0.03% | |
| 26 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.42% | -0.04% | -3.65% | |
| 27 | XOM | Exxon Mobil CORP | Stock-Energy | 0.41% | +0.09% | -10.20% | |
| 28 | PM | Philip Morris International | Stock-Consumer Staples | 0.34% | — | -0.52% | |
| 29 | ETR | Entergy CORP | Stock-Utilities | 0.32% | +0.07% | -0.48% | |
| 30 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.31% | — | — | |
| 31 | TNGY | Tortoise Energy ETF | ETF-Other | 0.31% | — | -12.26% | |
| 32 | CFG | Citizens Financial Group | Stock-Financials | 0.30% | — | -0.44% | |
| 33 | OKE | Oneok INC | Stock-Energy | 0.28% | +0.06% | — | |
| 34 | EPD | Enterprise Products Partners | Stock-Energy | 0.28% | — | +0.32% | |
| 35 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.27% | — | -3.96% | |
| 36 | RTX | Rtx CORP | Stock-Industrials | 0.27% | — | -0.84% | |
| 37 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.27% | — | +26.82% | |
| 38 | ABBV | Abbvie INC | Stock-Healthcare | 0.27% | -0.07% | -19.64% | |
| 39 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.27% | — | -2.78% | |
| 40 | CNQ | Canadian Natural Resources | Stock-Energy | 0.26% | +0.06% | -14.04% | |
| 41 | HD | Home Depot INC | Stock-Consumer Disc | 0.26% | — | -6.65% | |
| 42 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.26% | — | -0.42% | |
| 43 | WMT | Walmart INC | Stock-Consumer Staples | 0.26% | — | -0.37% | |
| 44 | WMB | Williams Cos INC | Stock-Energy | 0.24% | +0.17% | +166.78% | |
| 45 | VB | Vanguard Small-cap ETF | ETF-Other | 0.23% | — | — | |
| 46 | MS | Morgan Stanley | Stock-Financials | 0.23% | — | -2.27% | |
| 47 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.22% | — | -1.60% | |
| 48 | VNOM | Viper Energy Inc-cl A | Stock-Energy | 0.22% | — | -0.33% | |
| 49 | SCZ | Ishares Msci Eafe Small-cap | ETF-Other | 0.21% | — | -1.86% | |
| 50 | FERG | Ferguson Enterprises INC | Stock-Industrials | 0.21% | — | -0.47% |
Performance for Q3 2026
+2.5%
Performance Last 4 Quarters
+22.6%
Based on 55% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 211 | $708.8M | 12 | |
| 2025-12-31 | 205 | $741.2M | 12 | |
| 2025-09-30 | 259 | $797.4M | 26 | |
| 2025-06-30 | 208 | $697.3M | 0 | |
| 2025-03-31 | 206 | $654.7M | 100 | |
| 2024-12-31 | 273 | $712.2M | 0 | |
| 2024-09-30 | 277 | $704.2M | 0 | |
| 2024-06-30 | 221 | $613.6M | 0 | |
| 2024-03-31 | 216 | $599.8M | 0 | |
| 2023-12-31 | 1038 | $569.9M | 0 | |
| 2023-09-30 | 1005 | $536.7M | 0 | |
| 2023-06-30 | 948 | $571.0M | 0 | |
| 2023-03-31 | 950 | $582.9M | 0 | |
| 2022-12-31 | 1178 | $586.1M | 0 | |
| 2022-09-30 | 1187 | $534.7M | 0 | |
| 2022-06-30 | 1228 | $545.1M | 0 | |
| 2022-03-31 | 897 | $558.8M | 0 | |
| 2021-12-31 | 1151 | $532.4M | 0 | |
| 2021-09-30 | 817 | $483.4M | 0 | |
| 2021-06-30 | 734 | $471.5M | 100 | |
| 2021-03-31 | 538 | $421.7M | 19 | |
| 2020-12-31 | 529 | $385.6M | 15 | |
| 2020-09-30 | 593 | $357.9M | 20 | |
| 2020-06-30 | 585 | $360.2M | 34 | |
| 2020-03-31 | 548 | $301.4M | 48 | |
| 2019-12-31 | 559 | $462.9M | 15 | |
| 2019-09-30 | 571 | $444.5M | 10 | |
| 2019-06-30 | 582 | $442.8M | 6 | |
| 2019-03-31 | 566 | $427.2M | 19 | |
| 2018-12-31 | 498 | $373.2M | 33 | |
| 2018-09-30 | 517 | $406.8M | 14 | |
| 2018-06-30 | 1007 | $424.3M | 18 | |
| 2018-03-31 | 995 | $394.1M | 29 | |
| 2017-12-31 | 528 | $344.2M | 18 | |
| 2017-09-30 | 539 | $309.9M | 25 | |
| 2017-06-30 | 533 | $271.7M | 15 | |
| 2017-03-31 | 440 | $250.9M | 42 | |
| 2016-12-31 | 442 | $178.6M | — |
Lee Financial Co's most significant position changes for 2026-03-31: Sold out: Watsco INC (WSO); New buy: Texas Instruments INC (TXN); Sold out: Merck & Co. INC. (MRK); Sold out: Vanguard S/t CORP Bond ETF (VCSH); New buy: Dell Technologies -c (DELL).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IJH | Ishares Core S&p Midcap ETF | +0.9% | +0.32% | Add |
| 2 | EMLP | First Trust North American E | +0.6% | -2.75% | Trim |
| 3 | GLD | Spdr Gold Shares | +0.4% | -2.42% | Trim |
| 4 | FNDF | Schwab Fndmn Intl Lrg Co ETF | +0.2% | +1.61% | Add |
| 5 | WMB | Williams Cos INC | +0.2% | +166.78% | Add |
| 6 | ETN | Eaton Corporation plc | +0.1% | +343.58% | Add |
| 7 | XOM | Exxon Mobil CORP | +0.1% | -10.20% | Trim |
| 8 | NEM | Newmont CORP | +0.1% | +3.65% | Add |
| 9 | IGF | Ishares Global Infrastructur | +0.1% | +35.31% | Add |
| 10 | ETR | Entergy CORP | +0.1% | -0.48% | Trim |
| 11 | OKE | Oneok INC | +0.1% | — | Unchanged |
| 12 | CNQ | Canadian Natural Resources | +0.1% | -14.04% | Trim |
| 13 | FNDX | Schwab Fndmntl US Lrg Co ETF | +0.1% | -6.04% | Trim |
| 14 | SCHX | Schwab US Large-cap ETF | 0% | -2.98% | Trim |
| 15 | JPM | Jpmorgan Chase & Co | 0% | -3.65% | Trim |
| 16 | GOOGL | Alphabet Inc-cl A | 0% | -20.50% | Trim |
| 17 | ABT | Abbott Laboratories | -0.1% | -9.96% | Trim |
| 18 | OWL | Blue Owl Capital INC | -0.1% | -0.53% | Trim |
| 19 | PAYX | Paychex INC | -0.1% | -25.89% | Trim |
| 20 | IWP | Ishares Russell Mid-cap Grow | -0.1% | -7.87% | Trim |
| 21 | ABBV | Abbvie INC | -0.1% | -19.64% | Trim |
| 22 | LIN | Linde plc | -0.1% | -56.97% | Trim |
| 23 | ALKT | Alkami Technology INC | -0.1% | -18.88% | Trim |
| 24 | CSCO | Cisco Systems INC | -0.1% | -38.19% | Trim |
| 25 | ENB | Enbridge INC | -0.1% | -44.54% | Trim |
| 26 | AAPL | Apple INC | -0.1% | -2.39% | Trim |
| 27 | AVGO | Broadcom INC | -0.1% | -12.41% | Trim |
| 28 | QQQ | Invesco Qqq Trust Series 1 | -0.2% | -5.33% | Trim |
| 29 | MSFT | Microsoft CORP | -0.3% | -9.37% | Trim |
| 30 | BRK-B | Berkshire Hathaway Inc-cl B | -0.3% | -6.35% | Trim |
| 31 | IVW | Ishares S&p 500 Growth ETF | -0.4% | -1.89% | Trim |
| 32 | IVV | Ishares Core S&p 500 ETF | -0.4% | -1.29% | Trim |
| 33 | SHV | Ishares 0-1 Year Treasury Bo | -0.5% | -26.18% | Trim |
| 34 | IJT | Ishares S&p Small-cap 600 Gr | -0.9% | -88.09% | Trim |
| 35 | WSO | Watsco INC | — | EXIT | Sold out |
| 36 | TXN | Texas Instruments INC | — | NEW | New buy |
| 37 | MRK | Merck & Co. INC. | — | EXIT | Sold out |
| 38 | VCSH | Vanguard S/t CORP Bond ETF | — | EXIT | Sold out |
| 39 | DELL | Dell Technologies -c | — | NEW | New buy |
| 40 | MCHP | Microchip Technology INC | — | NEW | New buy |
| 41 | UNH | Unitedhealth Group INC | — | EXIT | Sold out |
| 42 | AMT | American Tower CORP | — | EXIT | Sold out |
| 43 | TSM | Taiwan Semiconductor-sp Adr | — | NEW | New buy |
| 44 | IBDT | Ishares Ibonds Dec 2028 ETF | — | NEW | New buy |
| 45 | AMCR | Amcor plc | — | NEW | New buy |
| 46 | GPC | Genuine Parts Co | — | NEW | New buy |
| 47 | TRI4EUR | Thomson Reuters CORP | — | NEW | New buy |
| 48 | VGT | Vanguard Info Tech ETF | — | EXIT | Sold out |
| 49 | ARES | Ares Management CORP - A | — | NEW | New buy |
| 50 | IBDU | Ishares Ibonds Dec 2029 Term | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-13 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-22 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-04 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-24 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-13 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-30 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-14 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-14 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-15 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-08 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-09 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-08 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-15 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-09 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-02 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-10 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-11 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-08 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-12 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-04 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-13 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-12 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-03 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-11 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-07 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-14 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-08 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-30 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-04-30 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-11 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-07 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-14 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-09 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-09 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-07 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-07-27 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-09 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-14 | 13F-HR | View on EDGAR |
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