KI
Kowal Investment Group, LLC Historical SEC 13F Holdings & Archive (Q3 2024)
Kowal Investment Group, LLCCIK: 0001846786
Diversified strategyLong-term holder
Total reported value
$543.6M
Reporting period: 2024-09-30 · Number of holdings: 200
Kowal Investment Group, LLC disclosed 200 holdings in its latest 13F filing for the period ending 2024-09-30, with total reported value of $543.6M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 23.23
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 50.49
- Diversification
- 100
- Sizing Uniformity
- 67.34
Kowal Investment Group, LLC's disclosed holdings carry a Herfindahl concentration index of 0.058 — mathematically equivalent to about 17 equally-sized positions, well below its 200 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.27), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 22% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | FBND | Fidelity Total Bond ETF | ETF-Other | 17.93% | — | -0.05% | |
| 2 | BBUS | Jpmorgan Betabuilders US Equ | ETF-Other | 9.44% | — | — | |
| 3 | FDL | First Trust Morn Dvd Lead In | ETF-Other | 6.55% | — | -1.04% | |
| 4 | QTEC | First Trust Nasdq 100 Tech I | ETF-Tech | 6.15% | — | -1.66% | |
| 5 | FBCG | Fidelity Blue Chip Grow ETF | ETF-Other | 5.01% | — | -3.55% | |
| 6 | MDY | State Street Spdr S&p Midcap | ETF-Other | 4.52% | — | +2.39% | |
| 7 | ZECP | Zacks Earnings Consistent Po | ETF-Other | 2.77% | — | +53.14% | |
| 8 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 2.36% | — | -5.08% | |
| 9 | AAPL | Apple Inc | Stock-Tech | 2.11% | — | +3.92% | |
| 10 | FMB | First Trust Managed Municipa | ETF-Other | 1.84% | — | -0.55% | |
| 11 | NVDA | Nvidia CORP | Stock-Tech | 1.63% | — | -0.08% | |
| 12 | MUB | Ishares National Muni Bond E | ETF-Other | 1.47% | — | -6.75% | |
| 13 | MSFT | Microsoft CORP | Stock-Tech | 1.43% | — | +1.32% | |
| 14 | FXL | First Trust Technology Alpha | ETF-Tech | 1.28% | — | -1.47% | |
| 15 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 1.20% | — | +23.69% | |
| 16 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 1.15% | — | +16.75% | |
| 17 | SMIZ | Zacks Small/mid Cap ETF | ETF-Other | 0.77% | — | +24.57% | |
| 18 | DGRO | Ishares Core Dividend Growth | ETF-Other | 0.75% | — | +7.23% | |
| 19 | FTA | First Trust L C Val Alp | ETF-Other | 0.72% | — | +0.37% | |
| 20 | WEC | Wec Energy Group Inc | Stock-Utilities | 0.71% | — | -0.09% | |
| 21 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.69% | — | -6.92% | |
| 22 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.67% | — | +5.74% | |
| 23 | FAD | First Trust Multi Cap Growth | ETF-Other | 0.66% | — | -1.20% | |
| 24 | FVD | First Trust Value Line Dvd | ETF-Other | 0.65% | — | -0.79% | |
| 25 | ABBV | Abbvie Inc | Stock-Healthcare | 0.59% | — | +7.86% | |
| 26 | FTCS | First Trust Capital Strength | ETF-Other | 0.58% | — | -94.31% | |
| 27 | EFG | Ishares Msci Eafe Growth ETF | ETF-Other | 0.57% | — | +0.59% | |
| 28 | TCHP | T Rowe Price Blue Chip Growt | ETF-Other | 0.53% | — | -0.14% | |
| 29 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.52% | — | +1.70% | |
| 30 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 0.52% | — | +20.74% | |
| 31 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.51% | — | +1.80% | |
| 32 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.51% | — | +5.96% | |
| 33 | CMF | Ishares California Muni Bond | ETF-Other | 0.50% | — | +4.58% | |
| 34 | VMBS | Vanguard Mortgage-backed Sec | ETF-Other | 0.47% | — | +16.78% | |
| 35 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 0.45% | — | +20.87% | |
| 36 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.45% | — | -3.44% | |
| 37 | SPIB | Ss Spdr P Int C CORP ETF | ETF-Other | 0.45% | — | +24.17% | |
| 38 | SPHD | Invesco S&p 500 High Dividen | ETF-Large Cap & Growth | 0.44% | — | -2.89% | |
| 39 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 0.41% | — | +31.84% | |
| 40 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.41% | — | +1.95% | |
| 41 | AVGO | Broadcom Inc | Stock-Tech | 0.38% | — | +1095.85% | |
| 42 | BOND | Pimco Active Bond Exchange-t | ETF-Other | 0.37% | — | +0.83% | |
| 43 | IGF | Ishares Global Infrastructur | ETF-Other | 0.36% | — | +0.48% | |
| 44 | USB | US Bancorp | Stock-Financials | 0.36% | — | -3.79% | |
| 45 | MUNI | Pimco Intermediate Municipal | ETF-Other | 0.34% | — | -0.48% | |
| 46 | HD | Home Depot Inc | Stock-Consumer Disc | 0.34% | — | +8.84% | |
| 47 | CAT | Caterpillar Inc | Stock-Industrials | 0.31% | — | +2.98% | |
| 48 | FHLC | Fidelity Msci Health Care | ETF-Other | 0.31% | — | -0.91% | |
| 49 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.31% | — | -5.89% | |
| 50 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.31% | — | +4.56% |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+1.7%
Performance Last 4 Quarters
+18.1%
- Stdev
- +10.1%
- Beta
- +0.76
- Alpha
- +0.2%
- Max Drawdown
- -5.5%
- Annualized Perf
- +15.9%
- Batting Avg vs S&P
- +30.6%
- Sortino
- +3.08
- Stutzer
- +0.44
- Treynor
- +0.2
- Sterling
- +1.11
- Calmar
- +2.89
- Information Ratio
- -1.13
- Tracking Error
- +4.1%
- Stdev Down
- +5%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +26.1%
- Worst 12 Months
- +5.4%
- Efficiency Ratio
- +0.6
- Sharpe
- +1.52
- Stdev Sectors
- +8.4%
- Skewness
- -0.02
- Kurtosis
- -0.22
- Upside Potential
- +4.66
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2024 Q3 | 200 | $543.6M | 0 | ||
| 2024 Q2 | 181 | $501.1M | 0 | ||
| 2024 Q1 | 178 | $462.7M | 0 | ||
| 2023 Q4 | 161 | $428.5M | 0 | ||
| 2023 Q3 | 152 | $370.5M | 0 | ||
| 2023 Q2 | 158 | $373.9M | 0 | ||
| 2023 Q1 | 154 | $352.8M | 0 | ||
| 2022 Q4 | 154 | $335.0M | 0 | ||
| 2022 Q3 | 143 | $295.3M | 0 | ||
| 2022 Q2 | 139 | $305.3M | 0 | ||
| 2022 Q1 | 126 | $327.7M | 0 | ||
| 2021 Q4 | 114 | $336.8M | 0 | ||
| 2021 Q3 | 1049 | $316.2M | 0 | ||
| 2021 Q2 | 103 | $277.7M | 94 | ||
| 2021 Q1 | 96 | $247.2M | 17 | ||
| 2020 Q4 | 90 | $215.5M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Kowal Investment Group, LLC and what type of investor is it?
Kowal Investment Group, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2024-09-30), the firm manages a tracked equity portfolio valued at approximately $543.6M, spread across 200 disclosed positions.
What are Kowal Investment Group, LLC's largest equity positions?
Based on the latest 13F filing, Kowal Investment Group, LLC's top holdings by market value are:
1. Fidelity Total Bond ETF (FBND) — $97.5M (17.9%)
2. Jpmorgan Betabuilders US Equ (BBUS) — $51.3M (9.4%)
3. First Trust Morn Dvd Lead In (FDL) — $35.6M (6.5%)
4. First Trust Nasdq 100 Tech I (QTEC) — $33.4M (6.2%)
5. Fidelity Blue Chip Grow ETF (FBCG) — $27.2M (5.0%)
What changes did Kowal Investment Group, LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Kowal Investment Group, LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Kowal Investment Group, LLC focus on?
Kowal Investment Group, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 33.4%
• Financials: 10.3%
• Industrials: 10.0%
• Health Care: 9.9%
• Consumer Staples: 9.2%
• Communication Services: 9.0%
Investment Profile
Kowal Investment Group, LLC returned an annualized 15.9% over the trailing 36 months — outperforming the S&P 500 by 0.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.76 (less volatile than the market) and a 31% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 33.4% of the portfolio concentrated in Information Technology.
It has added to its ZECP position over the past two quarters (+$11.6M, now $15.1M), while trimming QTEC over the same stretch (-$6.5M, still holding $33.4M).
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