CIK: 0001846786
Total reported value
$543.6M
Reporting period: 2024-09-30 · Number of holdings: 200
Kowal Investment Group, LLC disclosed 200 holdings in its latest 13F filing for the period ending 2024-09-30, with total reported value of $543.6M and a quarterly turnover rate of 0.0%.
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Kowal Investment Group, LLC's disclosed holdings carry a Herfindahl concentration index of 0.058 — mathematically equivalent to about 17 equally-sized positions, well below its 200 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.27), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 22% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
No holding changes this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | FBND | Fidelity Total Bond ETF | ETF-Other | 17.93% | — | -0.05% | |
| 2 | BBUS | Jpmorgan Betabuilders US Equ | ETF-Other | 9.44% | — | — | |
| 3 | FDL | First Trust Morn Dvd Lead In | ETF-Other | 6.55% | — | -1.04% | |
| 4 | QTEC | First Trust Nasdq 100 Tech I | ETF-Tech | 6.15% | — | -1.66% | |
| 5 | FBCG | Fidelity Blue Chip Grow ETF | ETF-Other | 5.01% | — | -3.55% | |
| 6 | MDY | State Street Spdr S&p Midcap | ETF-Other | 4.52% | — | +2.39% | |
| 7 | ZECP | Zacks Earnings Consistent Po | ETF-Other | 2.77% | — | +53.14% | |
| 8 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 2.36% | — | -5.08% | |
| 9 | AAPL | Apple INC | Stock-Tech | 2.11% | — | +3.92% | |
| 10 | FMB | First Trust Managed Municipa | ETF-Other | 1.84% | — | -0.55% | |
| 11 | NVDA | Nvidia CORP | Stock-Tech | 1.63% | — | -0.08% | |
| 12 | MUB | Ishares National Muni Bond E | ETF-Other | 1.47% | — | -6.75% | |
| 13 | MSFT | Microsoft CORP | Stock-Tech | 1.43% | — | +1.32% | |
| 14 | FXL | First Trust Technology Alpha | ETF-Tech | 1.28% | — | -1.47% | |
| 15 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 1.20% | — | +23.69% | |
| 16 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 1.15% | — | +16.75% | |
| 17 | SMIZ | Zacks Small/mid Cap ETF | ETF-Other | 0.77% | — | +24.57% | |
| 18 | DGRO | Ishares Core Dividend Growth | ETF-Other | 0.75% | — | +7.23% | |
| 19 | FTA | First Trust L C Val Alp | ETF-Other | 0.72% | — | +0.37% | |
| 20 | WEC | Wec Energy Group INC | Stock-Utilities | 0.71% | — | -0.09% | |
| 21 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.69% | — | -6.92% | |
| 22 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.67% | — | +5.74% | |
| 23 | FAD | First Trust Multi Cap Growth | ETF-Other | 0.66% | — | -1.20% | |
| 24 | FVD | First Trust Value Line Dvd | ETF-Other | 0.65% | — | -0.79% | |
| 25 | ABBV | Abbvie INC | Stock-Healthcare | 0.59% | — | +7.86% | |
| 26 | FTCS | First Trust Capital Strength | ETF-Other | 0.58% | — | -94.31% | |
| 27 | EFG | Ishares Msci Eafe Growth ETF | ETF-Other | 0.57% | — | +0.59% | |
| 28 | TCHP | T Rowe Price Blue Chip Growt | ETF-Other | 0.53% | — | -0.14% | |
| 29 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.52% | — | +1.70% | |
| 30 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 0.52% | — | +20.74% | |
| 31 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.51% | — | +1.80% | |
| 32 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.51% | — | +5.96% | |
| 33 | CMF | Ishares California Muni Bond | ETF-Other | 0.50% | — | +4.58% | |
| 34 | VMBS | Vanguard Mortgage-backed Sec | ETF-Other | 0.47% | — | +16.78% | |
| 35 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 0.45% | — | +20.87% | |
| 36 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.45% | — | -3.44% | |
| 37 | SPIB | Ss Spdr P Int C CORP ETF | ETF-Other | 0.45% | — | +24.17% | |
| 38 | SPHD | Invesco S&p 500 High Dividen | ETF-Large Cap & Growth | 0.44% | — | -2.89% | |
| 39 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 0.41% | — | +31.84% | |
| 40 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.41% | — | +1.95% | |
| 41 | AVGO | Broadcom INC | Stock-Tech | 0.38% | — | +1095.85% | |
| 42 | BOND | Pimco Active Bond Exchange-t | ETF-Other | 0.37% | — | +0.83% | |
| 43 | IGF | Ishares Global Infrastructur | ETF-Other | 0.36% | — | +0.48% | |
| 44 | USB | US Bancorp | Stock-Financials | 0.36% | — | -3.79% | |
| 45 | MUNI | Pimco Intermediate Municipal | ETF-Other | 0.34% | — | -0.48% | |
| 46 | HD | Home Depot INC | Stock-Consumer Disc | 0.34% | — | +8.84% | |
| 47 | CAT | Caterpillar INC | Stock-Industrials | 0.31% | — | +2.98% | |
| 48 | FHLC | Fidelity Msci Health Care | ETF-Other | 0.31% | — | -0.91% | |
| 49 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.31% | — | -5.89% | |
| 50 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.31% | — | +4.56% |
Performance for Q3 2026
+3.2%
Performance Last 4 Quarters
+17.8%
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2024-09-30 | 200 | $543.6M | 0 | |
| 2024-06-30 | 181 | $501.1M | 0 | |
| 2024-03-31 | 178 | $462.7M | 0 | |
| 2023-12-31 | 161 | $428.5M | 0 | |
| 2023-09-30 | 152 | $370.5M | 0 | |
| 2023-06-30 | 158 | $373.9M | 0 | |
| 2023-03-31 | 154 | $352.8M | 0 | |
| 2022-12-31 | 154 | $335.0M | 0 | |
| 2022-09-30 | 143 | $295.3M | 0 | |
| 2022-06-30 | 139 | $305.3M | 0 | |
| 2022-03-31 | 126 | $327.7M | 0 | |
| 2021-12-31 | 114 | $336.8M | 0 | |
| 2021-09-30 | 1049 | $316.2M | 0 | |
| 2021-06-30 | 103 | $277.7M | 94 | |
| 2021-03-31 | 96 | $247.2M | 17 | |
| 2020-12-31 | 90 | $215.5M | 0 |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2024-09-30 | 2024-10-16 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-13 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-18 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-22 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-25 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-18 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-21 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-25 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-09 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-15 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-15 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-11 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-12 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-12 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-12 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-19 | 13F-HR | View on EDGAR |
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